1 to 25 of 59 Regulatory Compliance Jobs in the Thames Valley

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

near St Paul's in London. Your new role Seeking an experienced hands-on Enterprise Solution Architect to join a newly established team within the Governance, (Operational) Risk, and Compliance (GRC) function of a leading financial organisation. This newly created department is focused on building out the organisation's GRC capabilities, identifying gaps, and designing a robust architectural roadmap …/blueprints holistically. In this role, you will play a key part in shaping the future of GRC architecture and Operational Risk, leveraging your deep expertise in regulatory compliance and risk from an architectural perspective. You will be responsible for developing frameworks that span multiple regulations, ensuring the organisation remains agile and compliant in a rapidly evolving regulatory … to this, you will possess great experience with hands-on architectural design and proof-of concept delivery. What you'll need to succeed Experience with a Governance, Risk and Compliance tool/technology such as Metricstream as this is looking to be implemented here. Exposure to other tools such as ServiceNow GRC, RSA Archer, SAP GRC, IBM OpenPages, LogicGate More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

Head of Risk & Compliance – FinTech | London (Hybrid, 2–3 days office) Are you a hands-on risk and compliance leader who thrives in fast-paced, high-growth environments? This FinTech is scaling rapidly and looking for a Head of Risk & Compliance to take ownership of the 2nd line to strengthen enterprise risk across the group You’ll … drive improvement of cadence, quality, and embedding a culture of proactive risk management as the business expands. What you’ll be doing Leading and evolving the Group Risk and Compliance Framework , ensuring effective governance and alignment with business objectives. Driving enterprise risk management across all entities, improving RCSAs, monitoring KRIs, and embedding a consistent rhythm of reporting and assurance. … Managing and executing the Group assurance plan , including internal risk and compliance reviews, and coordinating external audit activity. Supporting in regulatory engagement and oversight of UK requirements, ensuring the FinTech stays aligned with FCA expectations and evolving regulations. Acting as a trusted advisor to senior stakeholders, providing clear, practical guidance that supports commercial goals while maintaining compliance More ❯

Business Analyst - EU DORA Compliance (3 Days in Office/2 WFH) 6-Month Contract | Inside IR35 McCabe and Barton are working with a leading investment client who are seeking a 6-month contract Business Analyst with regulatory compliance experience to support our EU DORA implementation. The role involves translating regulatory requirements into actionable business and … technical specifications while ensuring comprehensive documentation. Key Responsibilities: Analyse DORA regulatory requirements and translate them into detailed functional and technical specifications Conduct gap assessments between current ICT risk management practices and DORA obligations Elicit, document, and validate requirements from stakeholders across risk, IT, operations, and compliance functions Design and document business processes for ICT risk management, incident reporting … and resilience testing Create comprehensive process flows, procedures, and guidelines to support operational resilience requirements Collaborate with IT teams to define system changes, controls, and monitoring capabilities needed for compliance Support vendor risk assessments and document third-party ICT dependencies and critical service arrangements Facilitate requirements workshops and ensure alignment between business needs and technical solutions Develop templates, frameworks More ❯

the firm’s Data Principles. Collaborate with the Chief Information Security Officer (CISO) to conduct data risk assessments and ensure robust frameworks for data classification, access controls, encryption, and compliance with ISO 27001/Cyber Essentials Plus and client contractual agreements. Work with the CISO and the Legal Risk and Compliance team who are the firm’s authority … on data compliance, including GDPR, SRA confidentiality standards, and records retention requirements Implement data lifecycle management policies including data retention, archival, and secure disposal, to ensure compliance and reduce operational risk. Oversee enterprise-wide data quality initiatives, defining data quality KPIs, supporting data cleansing and enrichment programmes, and ensuring effective Master Data Management (MDM). Collaboration & Stakeholder Engagement … this position must have: Experience & Qualifications Extensive experience in data strategy development and execution, preferably within a legal, professional services, or corporate environment. Excellent understanding of data governance frameworks, regulatory compliance, and risk mitigation. Proven knowledge of AI and automation initiatives with measurable business outcomes. Experience with SQL, data orchestration tools, and Power BI. Familiarity with cloud platforms More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

within a leading Facilities Management organisation. This role will oversee the delivery of a multi-faceted Dynamics/CAFM migration, aligning technology with operational excellence across property services, maintenance, compliance, and workforce management. These programmes have interdependencies to a wider post M&A integration programme of the client's people, payroll and time and attendance system. Roll-outs will … Align programme outcomes with FM-specific business processes including asset lifecycle management, reactive and planned maintenance, helpdesk operations, and mobile workforce scheduling. Collaborate with operational leads, IT, finance, and compliance teams to ensure seamless integration and adoption. Establish programme governance, risk management, and reporting frameworks tailored to FM environments. Manage third-party vendors, system integrators, and internal delivery teams. … Drive change management and training initiatives across field and back-office teams. Ensure regulatory compliance (e.g: CAFM, SFG20, ISO standards) is embedded in solution design. Support digital transformation goals including IoT integration, predictive maintenance, and sustainability reporting. Required Experience: 10+ years of ERP/CRM programme leadership, with at least 5 years in Microsoft Dynamics 365 with specific More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

meet you. An experienced Information Security Officer to lead security strategy, operations, and compliance. This is a hands-on role combining strategic security architecture with operational security management and regulatory compliance oversight. The successful candidate will define security standards across our product portfolio, manage security environments, and serve as our central point for ISO27001, PCI/DSS, and … GDPR compliance while supporting commercial teams with tender responses and client security assurance. Core Responsibilities: Strategic (30%) Define technical security architecture and standards across multi-cloud SaaS platforms Embed security into product development lifecycle and roadmap planning Conduct threat modelling and risk assessments for new features and system changes Evaluate and recommend security technologies and tools Operational (40%) Manage … AWS infrastructure Coordinate security incident response and vulnerability remediation Oversee security monitoring, alerting, and detection capabilities Manage vulnerability assessment and penetration testing programs Maintain identity and access management controls Compliance & Assurance (30%) Maintain ISO27001 certification and manage audit cycles Ensure PCI/DSS compliance for payment processing systems Manage GDPR compliance across all products and operations Complete More ❯

meet you. An experienced Information Security Officer to lead security strategy, operations, and compliance. This is a hands-on role combining strategic security architecture with operational security management and regulatory compliance oversight. The successful candidate will define security standards across our product portfolio, manage security environments, and serve as our central point for ISO27001, PCI/DSS, and … GDPR compliance while supporting commercial teams with tender responses and client security assurance. Core Responsibilities: Strategic (30%) Define technical security architecture and standards across multi-cloud SaaS platforms Embed security into product development lifecycle and roadmap planning Conduct threat modelling and risk assessments for new features and system changes Evaluate and recommend security technologies and tools Operational (40%) Manage … AWS infrastructure Coordinate security incident response and vulnerability remediation Oversee security monitoring, alerting, and detection capabilities Manage vulnerability assessment and penetration testing programs Maintain identity and access management controls Compliance & Assurance (30%) Maintain ISO27001 certification and manage audit cycles Ensure PCI/DSS compliance for payment processing systems Manage GDPR compliance across all products and operations Complete More ❯

Novatus Global is a Series B scale-up RegTech SaaS provider and boutique advisory firm, helping financial institutions manage their most complex regulatory requirements. We combine deep consulting expertise with cutting-edge SaaS solutions, enabling clients to strengthen compliance, enhance resilience, and drive sustainable growth. Our flagship SaaS platform, En:ACT (short for Enabling Accurate Compliance in … Transaction reporting), is a market-leading solution for regulatory transaction reporting and reconciliation across global regimes. En:ACT automates reporting, reconciles data across systems, and maps errors directly to regulatory rules, helping firms remediate quickly, reduce risk, and meet regulatory obligations with confidence. Already trusted by more than 30 firms worldwide, the platform is scalable, proven, and … designed for both business and technical users. Alongside our SaaS offering, our unique model delivers consulting services across Risk & Compliance (including Transaction Reporting and Operational Resilience), ESG, Strategy, Data, and Operations. Unlike larger consultancies, we embed ourselves within client teams to deliver both insight and execution, taking ownership of outcomes and driving measurable impact. Since our launch in More ❯

Management Analyst to lead the delivery of our data management strategy and ensure confidence in our information assets. This is a key role where your expertise will directly support regulatory compliance and data integrity across the organisation. As the business lead for Statistical Data Returns (SDRs), youll ensure all regulatory and statutory submissions are accurate, consistent, auditable … work closely with business owners, data stewards, and IS teams to embed trusted, validated, and well-governed data across Stonewater. What were looking for: Experience of managing statutory and regulatory data returns in the social housing sector, specifically SDR. A strong understanding of social housing regulation, data definitions, and compliance standards. Expertise in data governance, BI/MI … frameworks, master data management, metadata, and reference data hierarchies. Proficiency in data validation, cleansing technologies, and lineage tracking. Familiarity with ETL/integration pipelines and validation of outputs for regulatory purposes. Excellent written and verbal communication skills, able to interpret regulatory guidance and influence business stakeholders. Experience of leading forums, stewardship groups, and cross-functional collaboration. A high More ❯

business goals. Develop and maintain programme roadmaps , milestone plans , and risk registers ; manage dependencies, issues, and change control processes. Collaborate with cross-functional teams including engineering, product, finance, and compliance to define scope, deliverables, and success metrics[2]. Drive regulatory compliance and support audit readiness by managing documentation, evidence collation, and stakeholder communication[3]. Facilitate … and drive clarity. Experience in global delivery models , managing distributed teams across geographies and time zones[5]. Desirable Qualifications: PMP, PRINCE2, or SAFe Agile certification . Experience in regulatory reporting , liquidity stress testing , or Smartstream Real-Time Cash Management is a plus[6]. Exposure to AI/ML-driven innovation in financial services is advantageous[7]. More ❯

GAAP) or International Financial Reporting Standards (IFRS). Financial Processes : In-depth understanding of core financial processes (Budgeting, Forecasting, reporting, Accounts Payable, Accounts Receivable, Tax, Treasury, Risk Management). Regulatory Compliance Knowledge : They must be well-versed in financial regulations and compliance requirements, ensuring that all financial practices adhere to legal standards. Analytical and Problem-Solving Skills More ❯

to MLOps practices, including model tracking, deployment, and monitoring using MLflow and Databricks tools. Participate in code reviews, data modeling sessions, and collaborative solutioning across cross-functional teams. Ensure compliance with data governance, security, and performance standards. Stay current with Databricks platform enhancements and cloud data technologies to apply best practices and recommend improvements. Skills and Experience BS/… real-time analytics architectures is a strong plus. Experience implementing robust DevOps practices for data engineering: versioning, testing frameworks, deployment automation, monitoring. Familiarity with data governance, access control, and regulatory compliance requirements in financial or trading environments. Excellent communication and problem-solving skills, with a strong sense of ownership and ability to work in agile cross-functional teams. More ❯

60k Work Pattern: Hybrid Summary: A new position has opened at an exciting software company for an Information Security Officer to lead the organisation's security strategy, operations, and compliance efforts. This hands-on role blends strategic security architecture with day-to-day operational management and regulatory compliance oversight. The ideal candidate will establish and maintain security … efforts and coordinate vulnerability remediation activities. Manage continuous security monitoring, alerting, and detection systems. Administer vulnerability management and penetration testing programs. Maintain strong identity, access, and privilege management controls. Compliance & Assurance (30%) Manage and maintain ISO 27001 certification and audit processes. Ensure ongoing compliance with PCI DSS for payment-related systems. Oversee GDPR compliance across products, services … wide gatherings and learning forums in the UK and abroad. Apply Now! If you're an experienced Information Security professional looking to take ownership of security strategy, operations, and compliance in a dynamic SaaS environment, this is the perfect opportunity to make your mark. Referrals: If this role isn't right for you, do you know someone that might More ❯

of IT infrastructure, cybersecurity, and data governance frameworks. Collaborate with executive leadership to identify technology-driven opportunities that improve performance, reduce costs, and enable growth. Ensure technology solutions support regulatory compliance, business continuity, and information security standards. Build and lead a high-performing technology team capable of delivering complex, mission-critical systems. Manage relationships with technology vendors, partners More ❯

Consultant To support and deliver secure AI solutions within financial services. The architect will shape strategy, design future-state architecture, and deliver practical security capabilities for AI adoption, ensuring compliance with evolving regulations and maintaining a strong security posture. Key Skills/requirements Assess “as-is” and “to-be” security architectures for AI Platforms, AI & GENAI Delivery Roadmaps. Share … has a component architecture and high-level business process defined (including the product owner and operational team) Ensure architecture artifacts allow to us to quickly answer and evidence routine regulatory queries and attestations Ensure there is a fit for purpose set of Functional and Non-Functional Requirements for project technology deliveries Map security tooling deployed in the estate (including … future planning) and tactical (delivery, hands-on execution) levels. Personable and collaborative approach, with the ability to engage stakeholders and “roll up sleeves” when needed. Desirable Skills: Experience with regulatory compliance in AI and security, especially EU AI Act. Previous work on securing AI models and platforms (model trust, data security, usage monitoring). AI & GenAI Architecture: Design More ❯

Role purpose/summary Significant experience in data architecture or enterprise data modelling, ideally at a major bank or investment bank. A great understanding of banking products, risk frameworks, regulatory data requirements and financial markets data. Expertise in data modelling tools and frameworks with previous experience scaling models across global functions Key Skills/requirements Design and Development: Create … ensuring interoperability between different capital markets systems. Stakeholder Collaboration: Work closely with other Data Domains, analysts, technical teams to understand data requirements and align data strategy with business objectives. Regulatory Compliance: Ensure that the data architecture and policies comply with relevant financial regulations and standards. Strategic Thinking: Develop a long-term data vision and roadmap that supports the … optional), and experience with ETL tools and cloud data platforms. Data Management : Strong knowledge of data warehousing solutions. Capital Markets Knowledge: Understanding of the specific data requirements, challenges, and regulatory landscape within the capital markets sector. Communication: Excellent communication skills to translate complex technical concepts into clear, actionable insights for both technical and non-technical stakeholders. Leadership: Ability to More ❯

to deliver exceptional value to our clients and enable them in their digital transformation journey through our suite of advanced analytics platforms and solutions for risk management, AML and regulatory compliance, ESG, and data science and analytics. Job Summary: We are looking for an experienced DevOps Engineer with a strong background in system administration and a deep understanding More ❯

Science, or related technical field. Preferred Qualifications Experience with digital twins, IoT/OT data, and smart systems . Familiarity with vector databases. Knowledge of AI ethics, explainability, and regulatory compliance . Experience representing organizations at global conferences and industry summits . Career Development & Opportunities Build and scale your own AI & Data Science team . Define career plans More ❯

you helped major banks and regulators make data-driven decisions under pressure? Do you want to shape how one of the Big 4 embeds GenAI into global risk and compliance functions? We’re working with a global consultancy expanding its Forensic Data Analytics practice in London. This team combines deep forensic expertise with cutting-edge AI and data engineering … to tackle challenges in fraud, financial crime, and regulatory compliance for the world’s largest financial institutions. As a Senior Manager , you’ll drive AI-enabled investigations and automation programmes across financial services—bridging strategy, technical delivery, and commercial growth. You’ll join a high-performing team of 30, lead complex data projects, and help develop new market … new service offerings using GenAI and automation technologies Drive practice growth through proposals, bids, and go-to-market activity Requirements 10+ years’ experience across forensics, financial crime, risk, or compliance Strong foundation in data engineering and AI technologies (Python, Azure) Proven consulting experience and comfort managing client stakeholders Leadership experience mentoring and scaling delivery teams Background in financial services More ❯

controls and operational safeguards while maintaining system efficiency. Collaborate with the CTO to define technical strategy, roadmap, and execution priorities . Ensure systems are designed with security, reliability, and regulatory compliance in mind. Represent the engineering function in discussions with executive leadership, partners, and regulators . Ideal Candidate Profile 10+ years of engineering leadership experience , including senior management … system architectures , low-latency infrastructure, and performance optimization. Proven experience architecting and scaling systems capable of handling high volumes with ultra-low latency . Experience in regulated markets or compliance-driven engineering preferred. Hands-on, strategic, and technical leadership style — able to manage teams while contributing to technical design. Excellent communication skills to engage with executive leadership and regulatory More ❯