to both internal and external customers, inclusive of documentation, publications, E Training tools, FAQ's Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with product area of expertise Identifies potential risks to achieving project objectives and elevates to appropriate management … financial services operations, in particular the Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership More ❯
City of London, London, United Kingdom Hybrid / WFH Options
ETRA Talent
Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance teams. More ❯
Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance teams. More ❯
South East London, England, United Kingdom Hybrid / WFH Options
ETRA Talent
Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance teams. More ❯
and development experience including CI/CD, source code control, testing, and quality management. You have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports. You are highly proficient in Python, SQL, database design, and have experience working with data warehouses like Snowflake to generate complex solutions at More ❯
London, England, United Kingdom Hybrid / WFH Options
Coinbase
financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financial instruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of regulatory More ❯
structure (equities, bonds, repos, collateralized lending, etc.). Strong grasp of collateral management, capital efficiency, and how DeFi can impact these processes. Familiarity with regulatory frameworks (Basel III, MiFID, EMIR, etc.) and how they relate to tokenisation and digital asset adoption Tokenization Expertise: Strong command of tokenization models, use cases, and best practices. Able to influence strategy and guide partner More ❯
Swindon, Wiltshire, United Kingdom Hybrid / WFH Options
RWE AG
with Python and its data processing libraries e.g. Pandas, Py-Spark. An understanding of the basics of trade modelling and lifecycle. Basic knowledge of any energy trading regulations i.e. EMIR/REMIT/Dodd-Frank Exposure to functional programming . What we value most is passion, willingness to learn and a determined and resilient work ethic. So, even if you More ❯
The role is offering a daily rate of 240 inside IR35. London based, 4 days on site. Suitable candidate will have at least 1 years experience across: MiFIR and EMIR regulation. Knowledge of the execution and clearing of various asset classes including Exchange Traded Derivatives, Equities, CFDs, Fixed Income and Foreign Exchange Experience of the LSEG UnaVista platform or a More ❯
as established by the Board Skills required: Must have at least 10 years' experience in financial services law with extensive experience of FCA rules, FSMA and MIFID; knowledge of EMIR, SFTR and GDPR highly desirable Exposure to and experience with Dutch/EU law and regulators advantageous Experience in dealing with institutional trading counterparties, ranging in a wide variety of More ❯
Overview: Seeking a Business Analyst to support trade and transaction reporting compliance across EMEA, with a focus on EMIR Refit. The role involves regulatory tracking, reconciliation analysis, and process improvement. (London 2-3 days a week in office) Key Responsibilities: Monitor and interpret regulatory updates across EMEA, ensuring EMIR Refit compliance. Collaborate with SMEs to define and document technical business More ❯
regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory change on selected areas of regulatory reporting. Requirements: Strong understanding of regulations More ❯
Regime to which they report under. Coupled with an exceptionalmanagement service and state-of-the-art portal notifications, oursolution is probably the only true end-to-end solution, covering EMIR,MiFIR, FinfraG, and SFTR. At Point Nine, commitment to our communities is integral to ourvalues. We strongly believe that each should reach their bestpotential and with that as Point Nine More ❯