compliance reviews, interpreting investigations and findings, and making recommendations as appropriate analyse flagged transactions for suspicious activity that could constitute moneylaundering, carrying out customer due diligence reviews as required and requested take a proactive role in the successful design of policies, procedures, and controls for … Role Requirements: Minimum 5 years’ experience within a broad, generalist compliance role – with a strong preference towards UK Payments industry experience, and experience of AML/CTF Strong communication skills (both verbal and written); strong analytical and reporting skills Methodical and structured approach to work, with great attention to detail more »
Managers through Business Compliance Support before submission to FCPC. Key Skills/Experience: • Ideally with experience in Banking/Financial Services with experience in AML/CFT & Compliance Risk Management. Substantial experience in KYC/KYB reviews process assurance is a prerequisite. • Awareness and ability to quickly understand internal systems … etc.) • Working knowledge of standard business processes, products offered and the dynamics within the business. • Working knowledge of FCA regulations, in particular conduct rules, AML and financial crime requirements, as well as any other related business compliance rules and regulation. • Experience with delivery of best practice quality assurance checks to more »
lawyers. Job Description: We are looking for a Junior Auditor with Financial Crime Experience to assist us with financial crime audits of our clients’ AML programmes . The ideal candidate will have experience in auditing financial services firms, gained from working within an Internal Audit/Risk function or as … to learn new systems and processes quickly. Excellent communication and interpersonal skills. Holding or working towards a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA) is desirable. more »
Lightwater, Surrey, South East, United Kingdom Hybrid / WFH Options
Hays
of such risks. What you'll need to succeed Strong FCA Handbook knowledge Insurance background Knowledge of legal requirements and controls (e.g. Anti-MoneyLaundering, GDPR) Able to communicate clearly and concisely at all levels Problem-solving skills to find pragmatic solutions What you more »
Employment Type: Permanent, Part Time, Work From Home
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
the future landscape of compliance training at our client. Identify, design, develop, and deliver financial services training, which will include Consumer Duty, Anti-MoneyLaundering, Financial Crime, Data Protection, and General Data Protection. Take responsibility and ownership to ensure we meet our compliance training more »
the future landscape of compliance training at our client. Identify, design, develop, and deliver financial services training, which will include Consumer Duty, Anti-MoneyLaundering, Financial Crime, Data Protection, and General Data Protection. Take responsibility and ownership to ensure we meet our compliance training more »
client communications As MLRO, have specific responsibility for: Owning the financial crime framework and associated policies Driving, developing and maintaining an effective anti-moneylaundering and counter-terrorist financing compliance culture Consulting with senior management, to create and maintain the moneylaundering … subject to review and approval on at least an annual basis and are compliant with current rules, laws and regulations Ensuring that moneylaundering risk is considered in the business day-to-day operation, including in relation to the development of new products, the taking-on … desirable Experience working within commercial lending entities is desirable Knowledge of the regulatory framework including the client asset rules (CASS) Knowledge of key compliance, AML and regulatory topics Experience acting as an MLRO Qualifications Solid experience of UK regulatory risk management and compliance requirements plus extensive experience in compliance frameworks more »
and ensuring compliance to regulations and guidelines. The Compliance Analyst role would suit an individual with an in depth understanding of responsible gambling and AML requirements who has experience working with a UK Gambling Commission licenced operator. Responsibilities: Ensure compliance to the regulations and guidelines set by the UKGC. Investigating … and responding to AML and transaction monitoring alerts Day-to-day compliance monitoring including managing AML and customer screening. Reviewing and processing customer withdrawals. Carrying out and analysing KYC checks and the results of client screening. Conducting reviews of customer accounts. Conducting affordability assessments. Respond to compliance related customer queries … support the smooth running of the Compliance function. Requirements: Experience working within the compliance function in an iGaming company. Strong knowledge of RG and AML requirements. Previous experience of the UKGC. Experience of carrying out KYC and customer due diligence reviews. Familiarity with the AML framework including obtaining and analysing more »
CMC Markets have an exciting opening for KYC/AML Remediation Officer on a 3 month fixed term contract. You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation. Excellent communication skills are … days per week*** ROLE AND RESPONSIBILITIES Assist in reducing financial crime risk by effective application of the Group Financial Crime, AntiMoneyLaundering, Sanctions, Terrorist Financial and Bribery & Corruption standards as issued from time to time. Review and analyse complex client profiles and documentation … existence of a strong risk culture with robust supporting systems and controls. Keep up to date with regulatory requirements around AntiMoneyLaundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions. Provide sufficient more »
Business Development Manager/Director - KYC/B - AML- IDV - EMEA London Our client is a market leading provider of KYC/B software on a global scale Established across the EMEA region - they are currently looking for a new business hunter to join their very successful team. The successful … New Business 3+ years in SaaS or Fintech - • Client focussed • Consultative approach Any candidate is required to demonstrate success in the BYC/B - AML and IDV - B2B relationship management. Strong communication skills are required, and candidates must demonstrate consistent renewal rates in previous roles. Desired Skills and Experience: The more »
client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing … policies and procedures. They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. SMCR –The candidate will support the compliance function in the maintenance of the firm’s SMCR Compliance Framework. Including … panel reporting and majority shareholding reporting. Management Information – Produce high quality, informative and accurate Management Information regarding the status of the Compliance Monitoring Programme, AML statistics and other Compliance data. Working to tight timelines. Assess the effectiveness of current policies, procedures, monitoring and controls. Implement change to improve and where more »
expertise to develop plans, make suggestions for improvements, and control risks. Assist in directing the establishment of compliance procedures and controls , guaranteeing adherence to AML/CTF, FCA regulatory compliance, and other laws . Maintain an efficient compliance framework by working cooperatively with the Compliance team. Collaborate between divisions to … uphold compliance requirements , including AML Finance, Risk, Product, Tech, and Sales & Marketing. Encourage a culture that prioritizes compliance over the needs of the customer. Support the creation of compliance procedures that meet legal and commercial requirements. Encourage risk-based compliance initiatives that safeguard customers and guarantee adherence to financial crime more »
Lawyers. Job Description: We are looking for a Senior Auditor with Financial Crime Experience to assist us with financial crime audits of our clients’ AML programmes . The ideal candidate will have experience in auditing financial services firms including UK banks and electronic money institutions. The candidate should … controls. Audit report writing experience. Excellent communication and interpersonal skills. The ideal candidate will also hold a professional certification such as Certified Anti-MoneyLaundering Specialist (CAMS), Certified Fraud Examiner (CFE), or Certified Internal Auditor (CIA). more »
team in the Dubai to the Middle East. Revolutionizing the landscape of financial crime risk management through state-of-the-art SaaS KYC and AML platform. Their end-to-end solution empowers clients to effectively screen and monitor against sanctions watch-lists, PEPs, Adverse Media, Criminal Convictions, Corporate Registries, and … Requirements: · Proven Experience: Demonstrated success in business development within the financial services or technology sector. · Industry Knowledge: Familiarity with financial crime risk management, KYC, AML, and related regulatory landscapes. · Strategic Thinker: Ability to devise and execute effective business development strategies. What Sets Them Apart: · Passion for Innovation: An enthusiasm for more »
policies and procedures for countering the risk that the firm might be used to further financial crime. Full oversight and autonomous management of the AML function; Chair the London Branch Compliance Risk Committee. Assume the role of permanent member in London Branch Management Committee Review and assume ownership - in collaboration … with internal and external stakeholders, including senior management, internal audit, external advisors and regulators; Conduct the day-to-day management and operation of the AML function, including staff training and awareness, management information, suspicious activity reporting, sanctions screening, activity monitoring, etc.; Oversee the timely reviews of customer KYCs and risk … assessment through continuous interactions with RMs and the AML/KYC analyst; Produce compliance reporting, both internal (monthly management information reports) and external (e.g. REP-CRIM return) Report to London Branch Manager (SMF19) with dotted line reporting to Group Head of Compliance in Brussels. Requirements: Typically, 5-10 years of more »
Laundering Reporting Officer to lead our compliance team, ensuring adherence to both UK and international regulatory standards. Responsibilities: - Lead the AML department within WeavePay. - Ensure all client documentation complies with FCA and international regulations. - Keep abreast of regulatory changes and implement necessary compliance strategies. - Participate in … for managing sensitive client information. - Compile and present detailed compliance reports to senior management. Requirements: - At least 6 years of experience in KYC/AML compliance within financial services. - Extensive knowledge of FCA regulations and compliance requirements. - Professional qualifications such as ICA or ACAMS preferred. - Strong leadership and communication skills. more »
rules and their applicability and effectiveness to identify suspicious transactions. The role supports the 2LoD investigations with an understanding of moneylaundering and the related financial crime risks. To assist in core governance activities relating to transaction monitoring which develops and maintains financial crime control framework. … in documenting detail in business language and structured format Understanding and practical ability to apply the management of financial crime into rules. Strong understanding AML Transaction Monitoring Systems. For further information please contact Natalie Eshelby more »
AML COMPLAINCE ANALYST £65,000 This is an opportunity for someone who has 2 years plus previous compliance experience to join one of the City's leading law firms. Exceptional working conditions and a chance to impress at the highest level, the person who takes this role will be focusing … on customer due diligence and conflicts of interest, providing AML advice to fee earners and other professionals, conducting ad hoc research in all areas of compliance. A chance to build invaluable experience as part of an informal and collaborative team of more than a dozen in a sociable compliance team more »
sector, with a focus on retail banking, deposit-taking, payments, FinTech, or similar areas within financial services Previous experience in a senior compliance and AML role or as a Deputy Head of Compliance & DMLRO Demonstrated understanding of industry best practices and regulatory frameworks Confidence in making decisions and working independently … risk from various sources Thorough knowledge of the FCA Rulebook, including Consumer Duty, BCOBs, Payments Regulation Essential familiarity with JMLSG and FCA rules regarding AML/CTF Relevant industry certifications such as ACAMS/ICA are essential Job Requirements As the organisation operates in an FCA-regulated financial environment, they more »
Senior Financial Crime Manager is required to join a globally expanding Fintech Business with offices in Swindon and London. This will be a remote position with occasional travel into the office and a salary of up to £95,000 plus more »
higher revenue growth, maximize operational efficiencies, and improve customer experience. Our solutions help our customers solve difficult problems in the areas of Anti-MoneyLaundering/Counter Terrorist Financing, Identity Authentication & Verification, Fraud and Credit Risk mitigation and Customer Data Management. You can learn more »
understanding of data governance, data quality, metadata, profiling, analysis, and data management tools. Solid knowledge and expertise in Financial Crime - AntiMoneyLaundering/Combating the Financing of Terrorism (AML/CFT) space. (Must Have) Knowledge of the Sanctions framework, requirements and processes. Exposure … to Collibra and other data governance tools Please send your CV only if you have worked in Sanctions, AML or Financial Crime in the Data Governance space. Please click here to find out more about our Key Information Documents. Please note that the documents provided contain generic information. If we more »
effective oversight of the MoneyLaundering Reporting Officer (MRLO). • Conduct regular risk assessments to ensure full compliance with regulatory AML and CTF obligations. • Work closely with the General Counsel to maintain an effective compliance operating model. • Support risk management and oversee regulatory and reputation risks more »
out and manage a team of compliance and risk professionals based in the UK and/or on Group level. Managing the firm’s AML and CFT risks and for ensuring processes are in line with statutory and regulatory requirements and industry guidance. ·Ensure appropriate policies and procedures are in … place to effectively manage AML/CFT risk and ensure that adequate documentation of these is maintained. Carry out training for staff on Financial Crime policies and procedures. Serve as a member of the UK Executive Committee and report to the Board as required. Maintain and ensure the effective implementation more »