be successful in this role: knowledge of regulatory requirements and best practices related to client on-boarding, KYC (Know Your Customer), AML (Anti-MoneyLaundering), and CDD (Customer Due Diligence). Experience with the NFA would be desirable. Excellent leadership skills with the ability more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Overall networking equipment monitoring (i.e. Network Switches, Firewall and other appliances) and support To plan and carry out maintenance checks more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Overall networking equipment monitoring (i.e. Network Switches, Firewall and other appliances) and support To plan and carry out maintenance checks more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions . • Undertake Data Extraction for reporting requirements for all the other stakeholders at the branch. • To hold Administrator function for more »
Supporting our clients counter financial crime by carrying out due diligence and helping clients comply with Know Your Client and AntiMoneyLaundering regulations; or You could be supporting our clients deal with complicated claims resulting from unexpected events or crisis, or supporting them more »
Administration, Law, or a related field. Previous experience in compliance, legal, or risk management roles. Strong understanding of relevant laws and regulations (e.g., GDPR, AML, etc.). Excellent communication and interpersonal skills. Attention to detail and analytical mindset. What you'll get in return TBA! What you need to do more »
experience in regulatory compliance within financial services, preferably an EMI or payments institution. Thorough understanding of relevant regulations and guidelines governing EMIs, electronic payments, AML/CTF, data privacy and consumer protection Strong analytical skills with the ability to assess complex regulatory requirements and develop practical compliance solutions Excellent communication more »
Stoke-On-Trent, Staffordshire, West Midlands, United Kingdom
BET365
MoneyLaundering Compliance Analyst, you will play a key role in guiding the Business in respect of anti-moneylaundering and counter-terrorist financing (AML/CTF) compliance. Working as part of a team and reporting to the AntiMoneyLaundering Compliance Deputy Manager, you will focus on ensuring compliance with requirements across selected licenced jurisdictions. The ideal candidate will be able to demonstrate excellent written and verbal communication skills and be able to effectively summarise large amounts of information whilst identifying its … relevance to the Business. You will be responsible for developing new processes and proposing changes to current procedures to ensure that our internal AML/CTF mitigation measures remain effective across existing and future jurisdictions. An appreciation of AML/CTF and a sound knowledge of Company policies and procedures more »
needed. Responsible for the effective and efficient design and execution of the company’s AFC framework and ensuring compliance with all applicable Anti-MoneyLaundering & Terrorist Financing (AML/CTF), Know Your Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and … regulations. Designated MoneyLaundering Reporting Officer, Nominated Officer for the company, SMF 17 post holder, point of contact for the FCA, NCA and other applicable authorities. Act as the Deputy Head of Compliance to support the CCO in all areas of the business. Ensure effective onboarding …/ongoing due diligence processes and supporting systems. Provide timely and transparent reporting to management and board committees. Ensure AML/CTF/Sanctions/ABC/Fraud regulations, guidance and industry best practice standards are implemented. Receive and assess internal suspicion reports, and make external reports as required. Establish more »
Birmingham, England, United Kingdom Hybrid / WFH Options
FirstPort (UK)
and industry compliance-related activities and initiatives including (but not limited to) compliance with data protection, anti-bribery and corruption, anti-moneylaundering, and whistleblowing. Draft and roll out corporate governance policies, procedures, frameworks and training. To maintain and monitor compliance registers … to Emeria offices or external sites where required. Assist the Head of Information Security where appropriate with security breaches. Assess AntiMoneyLaundering review requests. Key Interfaces Internal departments and key executives External businesses and organisations, in particular key customers and clients Media Key … of data protection regulations and compliance requirements for a business is essential. Knowledge of Regulatory authorities, legislation/regulations of Data Protection, Anti-MoneyLaundering and Anti-Bribery and Corruption. An understanding of the property management sector would be an advantage. A more »
regulatory, to avoid exposing the business to undue risk. This includes the Banks guidelines on Customer Acceptance, Data Protection Act, AntiMoneyLaundering and KYC undertaking Enhanced Due Diligence (EDD) on all applicants that are deemed either high risk and/or Politically Exposed more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Undertake Data Extraction for reporting requirements for all the other stakeholders at the bank To monitor the CCTV, telephony systems more »
Experience advising FPIs on securities, disclosure and corporate governance-related matters Good working knowledge of other US regulatory regimes (e.g. sanctions/OFAC/AML/ABC, FCPA/PFIC/Investment Company Act) and corporate law matters (e.g. Delaware corporations) is an advantage Highly desired is a person with more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Undertake Data Extraction for reporting requirements for all the other stakeholders at the bank To monitor the CCTV, telephony systems more »
to ensure the smooth running of daily and periodic reports for the London Compliance team to ensure adherence to the AntiMoneyLaundering Provisions Undertake Data Extraction for reporting requirements for all the other stakeholders at the bank To monitor the CCTV, telephony systems more »
Product Knowledge: Sound awareness of commercial loans & asset finance products and the indirect sales model including; Broker, digital partners, supplier and Vendor. Technical Knowledge: AML/KYC, Finance Agreements, Computer Applications, Credit & Documentation processes and requirements. Relationship Management: Ability to maintain strong relationships and communicate with key stakeholders internally and more »
succeed Experience : Minimum of 3 years in risk management or compliance roles within the financial services industry. Knowledge : Familiarity with relevant regulations (e.g., FCA, AML, GDPR). Analytical Skills : Ability to assess risks, analyse data, and propose effective solutions. Attention to Detail : A meticulous approach to compliance matters. Communication : Excellent more »
services. The Responsibilities Responsible for the effective and efficient design and execution of the firms AFC framework Ensuring compliance with all applicable Anti-MoneyLaundering & Terrorist Financing (AML/CTF), Know Your Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and … regulations. Designated MoneyLaundering Reporting Officer (MLRO, Nominated Officer for the firm, SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Act as the Deputy Head of Compliance to support the CCO in all areas of the business. Ensure effective … onboarding/ongoing due diligence processes and supporting systems. Provide timely and transparent reporting to management and board committees. Ensure AML/CTF/Sanctions/ABC/Fraud regulations, guidance and industry best practice standards are implemented. Receive and assess internal suspicion reports, and make external reports as required. more »
Funds, Charities, Foundation, SWF, State Owned and Supranational Entities, Trade Finance, and Correspondent Banking. Understanding of organisational structures and experience of the breadth of AML requirements for a range of corporate and FI entities both in the UK and overseas is essential; and CDD/KYC/Financial Crime Prevention more »
in a related subject (Maths, Finance, Accounting) Part or fully qualified Account Experience of Forensic/Financial Investigations (Asset Tracing and Recovery, Fraud prevention, AML etc) Cross border/Multi-Jurisdictional Investigations experience Experience of investigations in Developing countries Project Management and Client Management skills A second language would be more »
on risk issues relating to economic crime. Must be a qualified solicitor Detailed knowledge and experience of systems and processes in the areas of AML and sanctions compliance more »
expertise in UK iGaming risk management and fraud prevention. Capable of working autonomously and making independent decisions. Confident in conducting KYC, due diligence, and AML checks. Familiarity with safer gambling procedures and Gambling Commission requirements. more »
and willing to roll up your sleeves and get stuck in Finance and compliance functions including: Investor communications: - New investor onboarding - Run KYC and AML checks - Investor statements and valuations - Custody of share certificates - EIS administration Finance and compliance - Fund reconciliations in line with CASS - Work with our outsourced accountants more »
sheet reconciliation Maintaining accurate and timely data on CRM system New client contract maintenance and onboarding data for new clients Reconciliation of Implementation data AML operational support Implement and maintain best practices, policies, and procedures to drive client satisfaction, innovation, and revenue success. Role holder will work closely with operational more »
sheet reconciliation Maintaining accurate and timely data on CRM system New client contract maintenance and onboarding data for new clients Reconciliation of Implementation data AML operational support Implement and maintain best practices, policies, and procedures to drive client satisfaction, innovation, and revenue success. Role holder will work closely with operational more »