Job Description MiFID MiFIR Manager Our Client is seeking a qualified candidate MiFID/MiFIR Manager to serve in a full-time capacity as Manager for the Capital Market division. Of the Company. This position will offer you an opportunity to work closely with senior individuals at leading investment banks … and regulators in European capital markets, on the review of the Market inFinancialInstrumentsDirective 2/Market inFinancialInstruments Regulation (MiFID/MiFIR). It is an opportunity to work on the cutting edge of regulatory and market practice developments as well as to participate in initiatives … aimed at facilitating opportunities for Members. You will report to the Head of MiFID and will work closely with other staff and members across a wide range of product and policy committees, including equities, fixed income, investor protection, compliance and advocacy. You will support the Head of MiFID, the MiFIDmore »
learning and always improving yourself It would be a bonus if you have: Experience within securities trading, securities trading interfaces (FIX, Swift), Transactional Reporting (Mifid, EMIR...) Experience on Java applications on Openshift or Kubertes Knowledge and experience in PL/SQL University degree in Computer Science/Engineering/Mathematics more »
knowledge of the capital markets eco-system and participants. E.g. sell side, buy side, market infrastructure, etc. Regulatory exposure in any of the following: MiFID II/MiFIR, Basel III, IBOR, FRTB, CRD & CRR, SFTR. Experience in Capital Management, Operations, Middle Office, Operational Risk, Liquidity Management is beneficial. You will more »
is a long-term contract role, a great opportunity! The following skills/experience is essential: Strong Business Analyst background Strong Regulatory Reporting (ideally MiFID) Technical background (SQL, VBA, etc) Understanding of programming languages Excellent communication skills Rate: Up to £625/day Duration: 12 months + Location: London If more »
out populations of alerts from either e-communications or trade surveillance platforms; familiarity with a range of surveillance vendor technologies; knowledge of MAR and MiFID II regulation; significant technical knowledge of one or more wholesale banking asset classes; working with trade and order transactional data; tuning lexicons and machine learning more »
risk management is essential Sound experience delivering and implementing a treasury management system, improving processes through change management and automation is essential. Knowledge of MIFID, Payment Services Regulations including e-money is an advantage. Strong grasp of process treasury design, re-engineering and automation. Experience of working in a treasury more »
Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the more »
Greater London, England, United Kingdom Hybrid / WFH Options
Allegis Global Solutions
a leading investment bank Background in working for technical teams Ability to work in Agile Considerable experience in one or more of the following: MiFID, Dodd-Frank, EMIR, SFTR Data mapping experience (in XML or FpML more »
of providing Compliance advice to the business as well as implementing solutions to bolster first line defences Existing knowledge of FCA regulations along with MiFID II, MiFIR & EMIR rules and guidance and the ability to horizon scan for future developments Strong knowledge of the regulatory environment for FX and Payments more »
SQL, C#, Python Good experience with data visualisation tools such as PowerBI also desirable Regulatory awareness of SEC regulations or EU regulations such as MiFID desirable but not essential more »
or within a financial institution or fintech environment. A demonstrable interest and understanding of the laws and regulations applicable to digital assets. Understanding of MIFID, FSMA, EMIR, and MICA. Ability to work under pressure and manage a diverse workload. Excellent communication skills. Skills Desired Experience of working with or within more »
with the Group Head of Compliance to escalate significant risks. Skills & Experience Required • Excellent understanding of Anti Money Laundering regulations and JMLSG. • Understanding of MiFID related obligations as a regulated investment firm. • Understanding of the E-money regulations and how they apply to the firms’ operations. • Thorough knowledge of the more »
high standards, and professional development. - Stay Informed: Keep abreast of regulatory changes, new compliance issues, and best practices, adjusting the compliance program accordingly. Requirements : - MiFid/EMIR/Trade Reporting Experience - essential - Margin management, Listed derivatives. - Regulatory risk returns - Securities financing markets - Solid understanding of risk management principles, methodologies, and more »
City Of London, England, United Kingdom Hybrid / WFH Options
Harrington Starr
working 50/50 You will be joining an Agile, Boutique Investment Bank as they work on multiple regulatory projects for EMIR, EMIR Refit, MiFID and SFTR. Among others. Skills required. Work closely with and assist the Regulatory Transaction Reporting Manger with implementation and delivery of Regulatory Transaction Reporting projects more »
in data-driven environments A strong communicator, who is well-versed in managing external stakeholders Familiarity with rules and regulations in the industry, including MIFID II, GDPR, Suitability, and SMCR Qualifications such as PMP, Prince2, Lean Six Sigma, and CFA are advantageous Benefits: A salary ranging from more »
desirable) · Regulatory knowledge · Strong Microsoft Office skills Desired Experience · Up to 2 years’ experience in a similar role · Experience in regulatory compliance, AIFMD and MIFID · Proficiency in IT and VBA coding Personal Attributes · Excellent attention to detail and diligence. · Hard working and conscientious. · Highly organized and able to balance multiple more »
for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance more »
Greater London, England, United Kingdom Hybrid / WFH Options
Willow Resourcing Limited
ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. Excellent communication and stakeholder management skills are essential. Interested? Click apply. Not got an up to date CV? Don’t worry, you more »
Greater London, England, United Kingdom Hybrid / WFH Options
Austin Andrew Ltd
available KEY SKILLS Good knowledge of the relevant UK rules and regulations applicable to the firm’s regulated business and activities (including FSMA, AIFMD, MiFID II, MIFIR & UCITS) Experience in private client investment/wealth management compliance, where colleagues give regulated advice to wealthy individuals/UK retail clients Experience more »
system issues • Experience in negotiating and influencing within a large organisation at senior manager level • Experience of the application of FCA/PRA/MiFID rules #ICBCareer ABOUT US J.P. Morgan is a global leader infinancial services, providing strategic advice and products to the world’s most prominent corporations more »
initiatives, and tasks on time. Complex processing abilities will be required which includes Asset Servicing voluntary election process, Asset Reconciliation, Projects, and Regulatory Submissions (MIFID II Transaction Reporting/PTT, EMIR, SFTR, CMAR and related Cass Governance) are the specific focus areas of the local Ops team. Knowledge of the more »
SMF16 and SMF17 (FCA) Have solid fund management compliance experience Have good knowledge of relevant UK and EU rules and regulations (including (UCITS, AIFMD, MIFID, EMIR). For further information please contact Duncan Jeffery #J-18808-Ljbffr more »
UK regulatory framework, and direct relevant experience is highly desirable. Knowledge of the U.S. compliance regime and SEC rules would be advantageous UCITS/MiFID/ESG knowledge would beneficial ASAP Start Date 6 Months If this is of interest, please apply and I'll be in touch asap. Thanks more »
gap analysis of consultation papers from the regulator, thematic reviews and will ideally have good FCA/PRA handbook knowledge including some of CASS, MiFID, COBS, BCOBS, DISP, SMCR. If you have a background in Compliance, are based in the North West and/or would consider relocating to the more »
Job Description Project Manager with MiFID - City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks … ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instrumentsin an investment bank - Have the ability to challenge more »