1 to 25 of 107 Regulatory Change Jobs

Project Manager with strong experience leading end: end regulatory change projects required on a permanent basis, by a market leading Financial Services organisation based flexibly from their Swindon HQ (~2 days/week on site). This is a hands on, delivery- focused role responsible for ensuring the … business' regulatory initiatives are on track, delivered on time and within budget. To be considered for this opportunity, applicants must have the following: Extensive experience as a Project Manager Proven skills managing multiple, complex end: end regulatory change projects Excellent project governance skills Strong supplier management skills … high energy Ability to deliver at pace, whilst ensuring changes are fully embedded This is an excellent opportunity for a customer-centric, hands-on regulatory change project manager to join a dynamic, fast-paced environment, within a high calibre team. You will lead and coach teams to deliver more »

An International banking institution wish to recruit within regulatory transformation for capital markets business growth, the successful candidate will be responsible for identifying, assessing and driving regulatory changes Overview Contribute to identifying in-scope emerging regulatory changes applicable to capital markets. Streamline management reporting to provide a … comprehensive summary of RT’s Europe region change portfolio Lead business impact and gap analysis between current operating models and new regulatory requirements Identifies and facilitates detailed client and Front Office processes’ impacts: client flows and outreach requirements, communications, product, trade surveillance and business conduct Collaborate with various … stakeholders to drive regulatory advocacy and thought leadership efforts locally and on a cross-jurisdictional basis Provide regulatory change subject matter expertise on business change initiatives and remediation where required Drive the creation of Capital Markets Regulatory Target Operating Model including core business and technology more »

FRTB Regulatory SME ( Market Risk ) 10 Month contract London (Hybrid ) £1,027.46 Per Day Via Umbrella/Inside IR35/PAYE Option is available Role Purpose This role forms part of the Global Regulatory Policy and Advisory team. The jobholder is expected to work closely with the FRTB … regulatory lead and provide support on the various initiative related to the FRTB regulatory book of work, including regulatory policy interpretations, response to consultations as well as SA and IMA applications. The individual will be assisting the team on the preparation of the various regulatory approval … packs and documentation and will also be assisting the team on the various upstream regulatory developments to communicate policy guidance to stakeholders. This will consist of coordinating consultation responses either on behalf of HSBC directly or via industry bodies. Key Accountabilities : Impact on Business Provide guidance on regulatory more »

FRTB Regulatory SME Rate: Competitive Location: London [Hybrid] Duration – 10 months [Maternity leave cover] Role Summary: HSBC are currently searching for an FRTB Regulatory Senior SME to form part of Global Regulatory Policy and Advisory team [“GRPA”]. The successful candidate will be expected to work as … an FRTB regulatory lead and provide support on the various initiative related to FRTB regulatory book of work, including regulatory policy interpretations, response to consultations. The successful candidate will assist the team in preparation of various regulatory approval packs and documentation and will also be assisting … the team on the various upstream regulatory developments to communicate policy guidance to stakeholders. Key Responsible Provide guidance and opine on regulatory policy. Preparation of consultation responses and, where relevant, submissions to regulators. Preparation of policy interpretations and opinions. Preparation of regulatory submissions to the regulator. Global more »

and take charge of ensuring precise, timely, and commercially balanced guidance! £65k DOE + bonus. Your role is pivotal in championing Consumer Duty, scrutinising regulatory matters big and small, and thus enabling our Group to navigate within predetermined risk thresholds seamlessly. With your expertise, we guarantee effective operations aligned … with regulatory compliance and ethical conduct. Empower our team and elevate our standards by spearheading compliance excellence. Role Responsibilities Provide sound, accurate advice on regulatory matters affecting the business, that will enable the business to operate in accordance with industry best practice as well as meeting regulatory standards. Provide input into the Compliance, Consumer Duty, Data Protection, & Financial Crime Risk Management Frameworks and Policies Keep up to date with regulatory change to ensure all applicable regulation and its impact on the business is identified at an early stage. Working closely with first line colleagues more »

JSS are partnering with a Boutique Retail Bank who are currently looking to hire a Regulatory Reporting Accountant. This candidate will be responsible for regulatory report production and be heavily involved in regulatory change projects. This is a great opportunity for those looking to take on … and be involved in automation and efficiency increasing projects. The right candidate will be looking to: Play a key role in the preparation of regulatory reporting including COREP, FINREP, Bank of England and PRA returns. Assist with the identification and management of changes to reporting processes driven by the … regulator and the business. Create, maintain and improve procedures. Test and assess the effectiveness of key controls to ensure the regulatory reporting control framework remains robust and fit for purpose. Work closely with the bank's finance, risk, and compliance teams to ensure regulatory compliance. Identify and address more »

We’re navigating significant change at Nationwide. It’s an exciting time as we evolve to a new future that sees us accelerate delivery of our strategic aims, value to our Members and engage colleagues around new ways of working. At the same time, we are investing in the … team will be accountable for. providing real-time advice and oversight for payments activity on an end-to-end basis from horizon scanning for regulatory developments, supporting compliance with regulatory change through to oversight of ongoing compliance and operational risk management. providing independent assessment of risk and … within the Payments area and highlighting areas for improvement in risk management and controls aligned to the Nationwide Enterprise Risk Management Framework Scanning the regulatory horizon to identify emerging risks, regulatory change and gain wider industry awareness to provide advice and challenge. Working with colleagues from across more »

Compliance. Key Responsibilities: Advisory compliance support across the business Assist Compliance Team to collate information & documentation for the Compliance Monitoring Programme Assist in implementing regulatory change Assist with conducting regulatory change horizon scanning Provide support to the Compliance Team with oversight of Compliance System Responsible for more »

driving challenging projects within the UK Insurance industry. This position offers a unique opportunity to contribute to digital transformation, process improvement, product management, and regulatory change initiatives. You will have significant access to senior leadership on client and consultancy side, with ample room for career progression. Essential Skills … Change and transformation within Insurance Digital Transformation expertise Business analysis experience Product Management or Product Owner in Agile environments Regulatory change experience, e.g., IFRS17 Benefits: Engaging projects with leading global businesses Ongoing opportunities for skill enhancement Flat, non-hierarchical structure for direct client interaction Inclusive and diverse more »

Company Overview: Our client is a leading hedge fund based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Officer to join their … issues, and effectively communicate with stakeholders at all levels. Key Responsibilities: · Prepare and document the compliance monitoring programme including testing · Advising the business on regulatory change · Regulatory reporting across multiple jurisdictions · Trade surveillance · Creating, managing, and enhancing policies and procedures · Compliance systems reviews and audits · PA dealing … Bachelor's degree in Finance, Economics, Law, or a related field. · Substantial generalist compliance experience working for an alternative investment firm. · Experience with SEC regulatory filings. · Strong knowledge of UK financial regulations and industry best practices. · Excellent analytical and problem-solving skills with high attention to detail. · Ability to more »

firm, is looking for an experienced PMO Manager to join them for an initial 6 month contract. The successful candidate will work on their Regulatory Change Programme. Role responsibilities and requirements: Established experience of working as a PMO Manager within Financial Services. Proven experience of working on regulations … or regulatory change programmes within Financial Services. Strong experience of working on payments projects, or working within a Payments firm as a PMO Manager. Strong stakeholder management experience at all levels. Start date: ASAP Duration: 6 month initial contract Rate: Up to £548 per day via Umbrella Location more »

with the client – but so much so that these can be developed within the scope, time and budget agreed, Identifying problems and opportunities for change with the current business model, enabling processes, data and technology, Options development and recommendations to company management, Analysing the potential impact on the business … use cases, demos, mock data etc), Act as a customer proxy for the development team during the development cycle of specific products, Analyse new change needs, change requests, new requirements from third parties and customers/clients, Translate requirements into functional and non-functional (performance) specifications, Develop BRDs … senior stakeholders and leadership, Managing risks, issues, with end to end impact assessment – mitigation. Keys Skills or Experience Previous experience of working on Mandatory Change projects, Exposure to pensions products charging protocols, processes, regulations, Good knowledge on how UK pension works – especially the charging mechanism, Experience in the Heritage more »

Line of Service Assurance Industry/Sector Banking and Capital Markets Specialism Risk Management Level Director Job Description & Summary About the role: The prudential regulatory regime continues to evolve with major developments such as CRRII impacting the way firms calculate and manage their regulatory liquidity and funding going … forward. In addition, the regulators continue to apply increasing supervisory scrutiny over prudential regulatory reporting (including external liquidity reporting assurance expectations and Skilled Persons Reports over liquidity). These present challenges for firms both for ongoing compliance and also from a strategic perspective on how they manage ‘business as … usual’ as well as change and transformation programmes. Firms need technical and practical advice, support and insights on how to adapt to these challenges which in turn creates exciting opportunities for us as advisors bringing our deep technical expertise and experience as well as our transformation, technical tools and more »

part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a Regulatory Compliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements … governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis and Interpretation: Stay … updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment services, aligning with UK regulatory more »

UK (APUK) team to support compliance operations of the firm. Reporting to APUKs Senior Compliance Manager, the Compliance Manager will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part of the 2nd line Compliance Office and responsible for providing … regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy design with regulatory input. This opportunity requires a subject matter expert to contribute within a fast-paced, growing team. You will champion customer outcomes and use your knowledge of the industry and regulatory … coming up with solutions in times of ambiguity. Key job responsibilities Assist in ensuring APUKs payment activities operate in accordance with all legal and regulatory requirements by monitoring the compliance of business activity Provide advice on regulatory requirements, including in the development of compliance requirements for new business more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing training. … Maintaining an effective horizon scanning framework to keep the business fully informed on regulatory and legislative initiatives. Supporting regulatory change work, led by the first line. Serve as a mentor for to colleagues within the team and wider risk function Contributing to the development of the Conduct more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

to £110,000 per annum Our client is a Global Pension fund and Multi-Asset Institutional Investor. They are currently building out a small change team within their London office and are looking to recruit an experienced Business Analyst. The successful candidate will own the identification and articulation of … business requirements for organisational change initiatives and lead on analysis related to the delivery of the organisational change portfolio. Projects within this portfolio will be driven by the fund’s rapid growth in London and New York. The role will provide in-house business analysis expertise in business … SAAS). Knowledge of Portfolio Management/Trading/Investment capability set up and corresponding operational set up (Ops, Risk, Legal, etc). Implementing regulatory change such as FCA regulatory compliance. Operating model/capability set up relating to people, processes, systems, data, etc. Data modelling and more »

Performance Report, CUBE is pioneering the development of machine automated compliance. We are a global RegTech business defining and implementing the gold standard of regulatory intelligence and change for the financial services industry. We deliver our services through a SaaS platform, powered by an innovative combination of AI … join us and realize their full potential to grow into leadership positions within the business. Our Products: RegPlatform is a technology platform that streamlines regulatory change management. It provides firms with a one-stop, continuously maintained inventory of global regulations, with effortless horizon scanning, integration capabilities and workflow … management. RegPlatform combines industry leading AI technology with expert validated insights to simplify the complexities of multi-jurisdictional regulatory content. RegBrain allows customers to apply CUBE's AI models directly to their own content, enabling faster release and feedback cycles. Our flagship AI services will be included, spanning structural more »

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory … requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update internal policies To more »

D. Drive continuous improvement in economic analysis methodologies and contribute to the enhancement of best practices within the organization. Stay abreast of economic trends, regulatory changes, and industry developments to inform project analyses. Qualifications and Experience: Tertiary qualification in accounting, finance, mathematics, engineering, or professional qualifications such as CFA more »

Company Description Wavestone is a leading global transformation consulting firm known for navigating critical challenges and driving sustainable growth. We aim to deliver lasting change that positively impacts customers, communities, and society. Our journey is defined by a true team spirit, where support, encouragement, and motivation are the keystones …/engagements, senior stakeholder management, and relationship management. Knowledge and interest in emerging technology and how Technology environments are potentially impacted by emerging risks & regulatory change Working knowledge of GRC systems/platforms (e.g. ServiceNow, Archer, IBM OpenPages et Additional Information Our commitment: Wavestone values and Positive Way more »

Job Title: Integrity of Regulatory Reporting (“IRR”) Data Control Business Analyst Duration: 6 Months Pay Rate: Competitive Location: London ( 2 days a week onsite, Tuesday & Wednesday ) Context: Finance has mobilised the Integrity of Regulatory Reporting Programme (“IRR”) to transform the Finance operating model and control framework. The Basel … exists to deliver assigned Data Management Control output as a key enabler for a significant Finance transformation programme, which has significant qualitative benefits, and regulatory dependencies · The focus of the role may evolve with changes to the internal and external environment Role Dimensions: · The role holder will deliver Business … Control and outcomes with regulatory and high-profile internal drivers · The role holder will not have direct line management responsibilities Management of Risk: · The jobholder will continually reassess the operational risks associated with the role and inherent in the business, taking account of changing legal and regulatory requirements more »

The role is an opportunity to be part of a growing capability. You will be working on projects that include client service proposition design, regulatory change, process improvement, digital transformation, and technology platform implementation. Requirements: Operational or change experience in wealth, asset management, or private banking Ability … to deliver change from strategy through solution implementation Understanding of how these businesses deliver value, control costs, and grow their business Comfortable working alongside technology on digital transformation projects Experience in defining data and working in data-driven environments A strong communicator, who is well-versed in managing external more »

products. Data visualisation of pricing performance, profitability and risk exposure for both senior management and external stakeholders. Monitoring of market trends, competitor actions and regulatory changes that may impact pricing and portfolio performance. Providing Catastrophe Analytics to understand capital impact of portfolios for carriers. Model research with the view more »