26 to 32 of 32 Regulatory Change Jobs in Central London

audit readiness. Monitor and manage transactional risk to prevent losses and detect fraudulent activities. Lead initiatives to enhance KYC frameworks , tools, and operational efficiency. Stay updated with the latest regulatory changes , industry trends , and best practices in KYC and AML. Skills Required 15+ years of experience in KYC , AML , and compliance within the financial services or banking industry. Deep … expertise in Global KYC Standards , CDD , EDD , and regulatory frameworks across jurisdictions. Proven track record in risk assessment , customer profiling , and compliance strategy development . Strong command of compliance tools , KYC platforms , and documentation systems . Excellent analytical , problem-solving , and decision-making capabilities. Effective communication and interpersonal skills for cross-functional collaboration. Experience in fraud detection , transaction monitoring … and regulatory reporting . High-level documentation , policy drafting , and training skills. Ability to lead compliance audits , manage regulatory inquiries , and support governance frameworks . Comfortable with stakeholder engagement , open communication, and driving compliance transformation initiatives . More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

SEC & FINRA Specialist Are you passionate about regulatory compliance and cutting-edge fintech solutions? I'm excited to be recruiting for a SEC & FINRA Specialist on behalf of a leading RegTech firm that's revolutionising derivative transaction reporting and reconciliation for major financial institutions worldwide. My client is a rapidly growing firm offering regulatory compliance solutions for the … of evolving U.S. securities requirements. Key responsibilities include: Acting as SME on SEC and FINRA trade reporting (CAT, CAIS, Bluesheets, MSRB) Collaborating with Product and Engineering teams to implement regulatory rules Monitoring regulatory changes and assessing platform impact Supporting client onboarding, audits, and compliance issue resolution Ensuring data accuracy across all reporting submissions Contributing to regulatory documentation … and training materials The Candidate: 3-5 years in Regulatory Technology or related industry Deep knowledge of CAT/CAIS reporting and SEC trade lifecycle requirements Experience with FINRA CAIS registration and licensing processes Familiarity with SEC Bluesheets and MSRB municipal securities compliance Strong understanding of trade lifecycle data and reporting workflows Excellent communication skills to translate complex regulations More ❯

including transaction processing, settlement, dispute resolution, and reconciliation. Develop and implement operational strategies that support the organization’s payments growth objectives and product roadmap. Ensure the reliability, scalability, and regulatory compliance of all payment systems and processes. Build and manage high-performing teams across payments operations, risk management, and compliance. Collaborate closely with product, engineering, risk, and compliance teams … performance indicators (KPIs) for payments success, driving improvements in speed, accuracy, and cost-efficiency. Cultivate strong relationships with payment networks, banks, vendors, and other ecosystem partners. Stay ahead of regulatory changes and payment industry trends to guide the organization’s operational strategy. Requirements Extensive experience in payments operations , preferably within fintech, merchant acquiring, card issuing, or payment processing platforms. … Proven ability to lead operational strategy and large-scale process improvements in a payments environment. Strong understanding of the technical and regulatory nuances of domestic and international payments (e.g., card networks, ACH, real-time payments, wire, SWIFT). Exceptional leadership and people management skills with a track record of building high-performance teams. Data-driven and process-oriented mindset More ❯

product, actuarial, claims and IT teams to evolve cyber insurance offerings. Develop standalone and packaged cyber solutions tailored to customer needs across various sectors. Monitor emerging cyber threats and regulatory changes to ensure product relevance and responsiveness. Portfolio Management & Performance Monitoring: Analyse portfolio performance and underwriting metrics (e.g. loss ratios, rate changes, claims trends). Drive corrective action where … pricing adjustments and risk appetite refinement. Contribute to strategic planning, reinsurance discussions, and capital modelling inputs. Governance & Risk Management: Ensure underwriting practices align with internal controls, compliance requirements, and regulatory standards (e.g. FCA, PRA). Support audits, conduct file reviews, and maintain documentation for underwriting decisions. Provide technical mentorship to junior underwriters or cyber underwriting assistants. Work with the More ❯

product, actuarial, claims and IT teams to evolve cyber insurance offerings. Develop standalone and packaged cyber solutions tailored to customer needs across various sectors. Monitor emerging cyber threats and regulatory changes to ensure product relevance and responsiveness. Portfolio Management & Performance Monitoring: Analyse portfolio performance and underwriting metrics (e.g. loss ratios, rate changes, claims trends). Drive corrective action where … pricing adjustments and risk appetite refinement. Contribute to strategic planning, reinsurance discussions, and capital modelling inputs. Governance & Risk Management: Ensure underwriting practices align with internal controls, compliance requirements, and regulatory standards (e.g. FCA, PRA). Support audits, conduct file reviews, and maintain documentation for underwriting decisions. Provide technical mentorship to junior underwriters or cyber underwriting assistants. Work with the More ❯

on a variety of commercial and technology contracts. Collaborate with a range of internal teams across various business units in order to advise on a broad range of digital, regulatory and privacy issues, including with respect to AI. Assist with implementing measures to comply with other regulatory changes relating to digital, e.g. the EU Accessibility Act. Creating and … updating template documents, polices and processes as necessary. Training and development for internal clients. Compliance and regulatory oversight and guidance – ICO. Keep the business up to date with changes in national data protection laws in relevant jurisdictions. About you UK, common law or European qualified lawyer with circa 6+ years of PQE. This is a guide only. Trained at More ❯