engines, and data lakes. Familiarity with platforms such as (any one): Openlink Endur Brady ETRM Good understanding of ISO, EMS/SCADA interfaces, and trading regulatory compliance (REMIT, EMIR, MiFID II). Familiarity with trading regulations (REMIT, EMIR, MiFID II) and balancing services (e.g., DSBR, FFR, Dynamic Containment). Delivery & Transformation Execution Proven experience delivering large-scale transformation programmes, including More ❯
IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯
IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯
to join their financial trading division. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), front-office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev, you will More ❯
City of London, London, United Kingdom Hybrid / WFH Options
IPOE CONSULTING LIMITED
regulatory reporting requirements in your area of responsibility are fully understood and delivered on time. Ensure that the Bank complies with the CASS provisions and regulatory reporting requirements under MiFid II. Promote and maintain a culture and environment that will facilitate the realisation of the Banks strategy, ensuring that high standards of corporate governance, financial and risk management and control More ❯
the BestX product Exhibit superior skills in modern Agile, Cloud-based, Server side, DB, Development. Develop understanding in the area of Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR Responsible for maintaining and enhancing the application and influencing technology decisions Responsible for taking ownership of tasks and seeing them through completion Responsible for establishing best practices, clean More ❯
and Transaction Reporting (TTR) IT Delivery Lead will: Lead product analysts, engineers, developers, and support professionals across SMBC IT teams and third-party vendors delivering solutions for MiFIR/MiFID II, EMIR/EMIR Refit, and SFTR transaction reporting and transparency requirements. Ensure TTR IT staff are optimally allocated between project and BAU delivery. Consult with Front Office, Operations, Compliance More ❯
from a recognised, top-tier consulting firm in the financial services industry. Experience in one or more of the following areas: Risk management Regulations in capital markets & investment banking (Mifid 2, MAD/MAR, EMIR, BCBS 239, etc.) Investment banking Retail banking Insurance Asset Management Excellent written and verbal communications skills. Excellent interpersonal and teamwork skills. What academic qualifications do More ❯
London, England, United Kingdom Hybrid / WFH Options
myGwork - LGBTQ+ Business Community
systems, platforms, and data flows is advantageous Understanding of key regulatory impacts (such as Know Your Client/Anti-Money Laundering (KYC/AML), MarketsinFinancialInstrumentsDirective (MiFID II) preferred Proficiency in business analysis and process mapping tools How we’ll support you Flexible working to assist you balance your personal priorities A range of flexible benefits that More ❯
fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financialinstruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financialinstruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯
interfaces and workflows with essential upstream/downstream systems such as Murex, Bloomberg, Reuters, and Markit. Regulatory Compliance: Ensure stringent compliance with internal controls and critical regulatory requirements like MiFID II and EMIR. Mentorship & Training: Share your knowledge and expertise by providing training and guidance to users and junior team members. What we're looking for: Experience: 8+ years of More ❯
processing workflows and operational risks associated with trading technology and infrastructure. Demonstrated experience in incident management, root cause analysis, and driving remediation. Familiarity with regulatory and industry frameworks (e.g., MIFID II, DORA, NIST) related to operational resilience and technology risk in EU/UK financial markets. Proficiency in Microsoft Excel, PowerPoint and Word; experience using GRC platforms (e.g., Archer) and More ❯
on technology solutions for banking and financial services. Strong understanding of banking operations, processes, and systems. Experience with regulatory requirements related to banking and financial services (e.g., KYC, AML, MiFID). Proven ability to gather and translate business requirements into technical specifications and user stories. Experience working in an agile development environment, with a strong understanding of agile methodologies. Excellent More ❯
or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯
French) are a strong asset. Mindset: Self-motivated, entrepreneurial, and commercially driven. Able to work independently while contributing to a collaborative team. Regulatory Awareness: Understanding of applicable regulatory frameworks (MiFID II, PRIIPs, UK & EU distribution rules) is desirable. What We Offer Attractive commission scheme with significant earning potential linked directly to your book and performance. Competitive base salary reflective of More ❯
French) are a strong asset. Mindset: Self-motivated, entrepreneurial, and commercially driven. Able to work independently while contributing to a collaborative team. Regulatory Awareness: Understanding of applicable regulatory frameworks (MiFID II, PRIIPs, UK & EU distribution rules) is desirable. What We Offer Attractive commission scheme with significant earning potential linked directly to your book and performance. Competitive base salary reflective of More ❯
bank They are growing their team ready for all regulatory transactions project work due over 2025 2026 These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯
They are growing their team ready for all regulatory transactions project work due over (Apply online only) These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯
eBusiness Business Manager - Electronic Trading Venue Management Business type Types of Jobs - Corporate & Investment Banking Job title eBusiness Business Manager - Electronic Trading Venue Management Contract type Permanent Contract Job summary Summary Electronic trading has become an increasingly important component of More ❯
centralised records tools, archive solutions, and secure destruction services Ensure records and data practices comply with applicable UK regulations, including: FCA SYSC requirements, GDPR and UK Data Protection Act, MiFID II recordkeeping standards. Assist with the oversight and proper retention of electronic communications (including emails, trading records, and investment decisions). Respond to internal audit, risk, and compliance testing on … Required Prior experience in a data or records management role within financial services, ideally in asset management or investment firms. Knowledge of relevant UK regulatory frameworks, including FCA SYSC, MiFID II, and GDPR. Familiarity with electronic records/document management systems (e.g., SharePoint, Diligent, iManage). Strong attention to detail, documentation discipline, and ability to manage sensitive data. Strong stakeholder More ❯
models and regulatory considerations. Deep understanding of enterprise integration architecture, data flows, and common middleware patterns. Familiarity with secure software delivery, data protection (GDPR), and financial regulatory compliance (e.g., MiFID II, SMCR, AML/KYC). Familiarity with UK regulatory standards, including FCA regulations, MiFID II, and GDPR compliance. Experience with agile/hybrid project environments, and collaboration tools such More ❯
Qualifications Previous co-founder or C-level experience at a successful fintech/AI startup PhD in Computer Science, Mathematics, or Quantitative Finance Experience with UK financial regulations (FCA, MiFID II, GDPR) Background at tier-1 investment banks, hedge funds, or financial data providers ? Why Join Us Exceptional Opportunity Category-defining company in the fastest-growing sector (AI + Finance More ❯
Qualifications Previous co-founder or C-level experience at a successful fintech/AI startup PhD in Computer Science, Mathematics, or Quantitative Finance Experience with UK financial regulations (FCA, MiFID II, GDPR) Background at tier-1 investment banks, hedge funds, or financial data providers ? Why Join Us Exceptional Opportunity Category-defining company in the fastest-growing sector (AI + Finance More ❯
assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯
Skills required: Ten years of experience in a compliance role within the wholesale financial services industry. Strong understanding of UK and international regulatory legislation, regulation and best practice, including MIFID, MAR, EMIR, SFTR, FSMA, FCA rules, ESMA Guidelines, etc. Detailed knowledge of the CDD requirements for onboarding complex and high-risk clients, including offshore entities, hedge funds, unregulated corporates, politically More ❯