201 to 225 of 772 Regulatory Compliance Jobs in England

to-end onboarding process, working closely with cross-functional teams to optimise workflows and enhance client satisfaction. Your leadership will ensure the department meets regulatory requirements, maintains high service standards, and continuously improves processes to support business growth. Key Responsibilities of the role will include: Leadership & Team Management: Lead … and ensuring effective line management. Process Optimisation: Design, implement, and enhance onboarding workflows to improve efficiency, reduce onboarding time, and enhance the client experience. Regulatory Compliance: Ensure all client onboarding activities adhere to relevant regulatory requirements, including KYC, AML, and other compliance mandates. Stakeholder Collaboration: Work … closely with Sales, Compliance, Operations, and Product teams to ensure a smooth transition from prospect to active client. Client Experience: Develop strategies to enhance client satisfaction and engagement throughout the onboarding process. Performance Monitoring: Track key performance indicators (KPIs) to measure success and identify areas for improvement. Technology & Innovation More ❯

to the Chief Risk Officer (CRO). The Data Protection Officer (DPO) is responsible for overseeing the organisation's data protection strategy and ensuring compliance with data protection laws, including the UK GDPR and other relevant regulations. The DPO will act as the primary point of contact for data … protection issues, advising the business on good practices and working cross-functionally to embed a culture of data protection within the organisation. Key Responsibilities: Regulatory Compliance & Governance: Ensure the organisation's compliance with all applicable data protection laws and regulations, including UK GDPR and Data Protection Act … maintain data protection policies, procedures, and frameworks. Monitor and review data processing activities, ensuring lawful, fair, and transparent processing. Conduct regular reviews to assess compliance with data protection laws and identify areas for improvement. Keep up to date with legislative changes and update internal policies accordingly. Advisory & Stakeholder Engagement More ❯

that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering … platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax … development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory More ❯

that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering … platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax … development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory More ❯

is a highly collaborative, individual contributor role that requires an exceptional ability to matrix manage resources across technology, product, 2nd line risk, operations, and compliance functions. You will be part of a broader Banking Solutions team and work closely with propositions leads and banking solutions owners. This role is … analyse customer insights to identify gaps in the existing product suite and drive enhancements Collaboration & Matrix Management: Work cross-functionally with technology, product, risk, compliance, and operations teams to ensure the successful delivery of new Business Banking products and initiatives Foster deep partnerships with internal stakeholders to influence decision … making and achieve shared objectives Regulatory Compliance & Risk Management: Partner with 2nd line risk and compliance teams to ensure Business Banking solutions meet regulatory requirements and align with Starling's risk appetite Proactively identify potential risks and develop mitigation strategies Operational Excellence: Collaborate with operations teams More ❯

Senior Security Consultant, ProServe (ASEAN), Security, Risk & Compliance Are you a Security, Risk, and Compliance specialist who can address the challenges of migrating systems and workloads to the Cloud? Are you skilled at helping customers and partners address their information security requirements using Cloud computing architectures? Do you … workloads in the world? Your mandate will be to help our customers and our partners with their Cloud adoption journey. Our Security, Risk, and Compliance consultants will deliver architecture guidance, design and implement security controls on cloud projects, and consult with and enable customer/partner in cloud security … support ProServe field engagements as the security subject matter expert. AWS consultants will collaborate with customers and partners to address the security, risk, and compliance needs of their AWS engagements. This role will specialize in all aspects of information security management as well as business and regulatory compliance More ❯

basis. THE RESPONSIBILITIES: Develop a Unified Data Governance Framework for the UK, US and Canada: Collaborate with chosen integration partner, data engineering, analytics and compliance teams to establish and maintain data governance practices that are aligned with organisational goals. Policy Development: Create, implement, and monitor data governance policies and … procedures, including data sharing between business entities and data residency to ensure compliance with local data regulation. Adoption of Microsoft Purview: Work with the Technology team to embed Microsoft Purview into data delivery processes. Stakeholder Engagement: Collaborate with business, Technology, Risk and Compliance teams to promote data governance … Identify opportunities and make recommendations to improve the quality and trustworthiness of data throughout the organisation EXPERIENCE REQUIRED: Extensive experience in data governance and regulatory compliance in a global financially regulated industry. Background in risk management or compliance Certificates in data/information governance, master data management. More ❯

basis. THE RESPONSIBILITIES: Develop a Unified Data Governance Framework for the UK, US and Canada: Collaborate with chosen integration partner, data engineering, analytics and compliance teams to establish and maintain data governance practices that are aligned with organisational goals. Policy Development: Create, implement, and monitor data governance policies and … procedures, including data sharing between business entities and data residency to ensure compliance with local data regulation. Adoption of Microsoft Purview: Work with the Technology team to embed Microsoft Purview into data delivery processes. Stakeholder Engagement: Collaborate with business, Technology, Risk and Compliance teams to promote data governance … Identify opportunities and make recommendations to improve the quality and trustworthiness of data throughout the organisation EXPERIENCE REQUIRED: Extensive experience in data governance and regulatory compliance in a global financially regulated industry. Background in risk management or compliance Certificates in data/information governance, master data management. More ❯

basis. THE RESPONSIBILITIES: Develop a Unified Data Governance Framework for the UK, US and Canada: Collaborate with chosen integration partner, data engineering, analytics and compliance teams to establish and maintain data governance practices that are aligned with organisational goals. Policy Development: Create, implement, and monitor data governance policies and … procedures, including data sharing between business entities and data residency to ensure compliance with local data regulation. Adoption of Microsoft Purview: Work with the Technology team to embed Microsoft Purview into data delivery processes. Stakeholder Engagement: Collaborate with business, Technology, Risk and Compliance teams to promote data governance … Identify opportunities and make recommendations to improve the quality and trustworthiness of data throughout the organisation EXPERIENCE REQUIRED: Extensive experience in data governance and regulatory compliance in a global financially regulated industry. Background in risk management or compliance Certificates in data/information governance, master data management. More ❯

basis. THE RESPONSIBILITIES: Develop a Unified Data Governance Framework for the UK, US and Canada: Collaborate with chosen integration partner, data engineering, analytics and compliance teams to establish and maintain data governance practices that are aligned with organisational goals. Policy Development: Create, implement, and monitor data governance policies and … procedures, including data sharing between business entities and data residency to ensure compliance with local data regulation. Adoption of Microsoft Purview: Work with the Technology team to embed Microsoft Purview into data delivery processes. Stakeholder Engagement: Collaborate with business, Technology, Risk and Compliance teams to promote data governance … Identify opportunities and make recommendations to improve the quality and trustworthiness of data throughout the organisation EXPERIENCE REQUIRED: Extensive experience in data governance and regulatory compliance in a global financially regulated industry. Background in risk management or compliance Certificates in data/information governance, master data management. More ❯

basis. THE RESPONSIBILITIES: Develop a Unified Data Governance Framework for the UK, US and Canada: Collaborate with chosen integration partner, data engineering, analytics and compliance teams to establish and maintain data governance practices that are aligned with organisational goals. Policy Development: Create, implement, and monitor data governance policies and … procedures, including data sharing between business entities and data residency to ensure compliance with local data regulation. Adoption of Microsoft Purview: Work with the Technology team to embed Microsoft Purview into data delivery processes. Stakeholder Engagement: Collaborate with business, Technology, Risk and Compliance teams to promote data governance … Identify opportunities and make recommendations to improve the quality and trustworthiness of data throughout the organisation EXPERIENCE REQUIRED: Extensive experience in data governance and regulatory compliance in a global financially regulated industry. Background in risk management or compliance Certificates in data/information governance, master data management. More ❯

looking to work at a growing company, very much at the forefront of innovation and creativity in the space! Key Responsibilities Advising on all regulatory matters including marketing matters to ensure compliance and acting as a strategic advisor to the exec team to facilitate international growth. Drafting, negotiating … resolution matters to safeguard the business. Liaising with other stakeholders, providing them with any legal risk from decisions being made and recommendations to ensure compliance and success. Working on cross border international work and liaising with regulators to ensure compliance and proactiveness. Qualifications England and Wales qualified lawyer … with at least 5 years PQE Currently works within the Fintech/Financial Services industry Proven experience in regulatory compliance, commercial contracts drafting, and media/marketing compliance This is an exceptional opportunity to join a forward-thinking organisation at the forefront of financial innovation! If you More ❯

looking to work at a growing company, very much at the forefront of innovation and creativity in the space! Key Responsibilities Advising on all regulatory matters including marketing matters to ensure compliance and acting as a strategic advisor to the exec team to facilitate international growth. Drafting, negotiating … resolution matters to safeguard the business. Liaising with other stakeholders, providing them with any legal risk from decisions being made and recommendations to ensure compliance and success. Working on cross border international work and liaising with regulators to ensure compliance and proactiveness. Qualifications England and Wales qualified lawyer … with at least 5 years PQE Currently works within the Fintech/Financial Services industry Proven experience in regulatory compliance, commercial contracts drafting, and media/marketing compliance This is an exceptional opportunity to join a forward-thinking organisation at the forefront of financial innovation! If you More ❯

looking to work at a growing company, very much at the forefront of innovation and creativity in the space! Key Responsibilities Advising on all regulatory matters including marketing matters to ensure compliance and acting as a strategic advisor to the exec team to facilitate international growth. Drafting, negotiating … resolution matters to safeguard the business. Liaising with other stakeholders, providing them with any legal risk from decisions being made and recommendations to ensure compliance and success. Working on cross border international work and liaising with regulators to ensure compliance and proactiveness. Qualifications England and Wales qualified lawyer … with at least 5 years PQE Currently works within the Fintech/Financial Services industry Proven experience in regulatory compliance, commercial contracts drafting, and media/marketing compliance This is an exceptional opportunity to join a forward-thinking organisation at the forefront of financial innovation! If you More ❯

looking to work at a growing company, very much at the forefront of innovation and creativity in the space! Key Responsibilities Advising on all regulatory matters including marketing matters to ensure compliance and acting as a strategic advisor to the exec team to facilitate international growth. Drafting, negotiating … resolution matters to safeguard the business. Liaising with other stakeholders, providing them with any legal risk from decisions being made and recommendations to ensure compliance and success. Working on cross border international work and liaising with regulators to ensure compliance and proactiveness. Qualifications England and Wales qualified lawyer … with at least 5 years PQE Currently works within the Fintech/Financial Services industry Proven experience in regulatory compliance, commercial contracts drafting, and media/marketing compliance This is an exceptional opportunity to join a forward-thinking organisation at the forefront of financial innovation! If you More ❯

you'll do? This person will enjoy the satisfaction of closing month-end to schedule and owning all elements of financial reporting and related regulatory compliance (tax filings, audits, and regulatory reporting). Reporting to the Finance Manager, your responsibilities will include: Regulatory Own the external … audit processes end to end i.e. from planning through to the signing of the Group Consolidated Financial statements. Ensure compliance with GAAP/IFRS and other relevant financial regulations. Support and work with local accounting, tax, valuation, and corporate services providers in the UK, US, Singapore, and Japan. Own … the tax filings and related regulatory reporting for both direct and indirect taxes. Operational Prepare and maintain accurate financial records, including journal entries, reconciliations, and month-end close processes. Assist in the preparation of management reports, and board/investor presentations. Monitor revenue recognition in accordance with UK GAAP More ❯

Technical Compliance Engineer (French or Finnish)_UK Sunday, April 27, 2025 Technical Compliance Engineer must speak French or Finnish fluently Location - office based - Bangor, North Wales While providing integrity to the casino and gambling industry for over 33 years, GLI has established an incomparable team of professionals. Join … a global market leader in the gambling industry while gaining valuable experience to support a fast-paced, collaborative team. The Technical Compliance Engineer provides technical consulting services to regulators, manufacturers, and Engineering staff. This position is responsible for the review and evaluation of technical matters related to gaming regulatory … technical conduit between the regulators and laboratory testing or the "lab mechanics" that ensures tests are performed correctly, to the regulator's satisfaction. Technical Compliance Engineers are advisors on technical gaming regulations both internally and externally. Who We Are With over 33 years in the industry, Gaming Laboratories International More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a … globally recognized brand at the forefront of Regulatory Technology. Our industry-leading SaaS solutions are trusted by the world's top financial institutions globally. In 2024, we achieved over 50% growth, both organically and through two strategic acquisitions. We're a fast-paced, high-performing team that thrives on … With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory More ❯

Manager to join our growing team. This is a critical role for a detail-oriented, delivery-focused professional with deep experience in investor onboarding, compliance processes, and project management within financial services. The successful candidate will be responsible for managing end-to-end onboarding workflows and driving process optimization … Responsibilities Own and manage the full investor onboarding lifecycle for new and existing clients. Lead cross-functional onboarding projects, coordinating between internal operations, legal, compliance, technology, and client stakeholders. Ensure regulatory compliance and proper documentation across KYC/AML processes. Serve as the key point of contact … Skills & Experience 5+ years of relevant experience in Transfer Agency, Fund Administration, Investor Services , or related areas, with strong exposure to investor onboarding and compliance operations. Proven track record in project management , ideally related to technology transformation or software implementation within financial services. In-depth understanding of investor documentation More ❯

optimize operational workflows and processes. Key responsibilities: Enterprise Architecture & Strategy Define and maintain the technology architecture for Technology, ensuring alignment with business strategy and regulatory requirements. Develop and implement an enterprise-wide integration framework to enable seamless connectivity between Aztec's key applications, third-party services, and client-facing … development and operations. Drive the adoption of cloud-native architectures, microservices, and API-first strategies where relevant to enhance scalability and performance. Ensure security, compliance, and resilience are embedded in all architectural designs, addressing key risks in financial services technology. Design and implement robust data management strategies, ensuring high … pipelines, master data management (MDM), and ETL processes to streamline data flows between key platforms. Establish governance frameworks to improve data integrity, lineage, and compliance with industry standards. Lead initiatives to enhance reporting and analytics capabilities by ensuring clean, structured, and well-integrated data sources. Technology Selection & Innovation Evaluate More ❯

optimize operational workflows and processes. Key responsibilities: Enterprise Architecture & Strategy Define and maintain the technology architecture for Technology, ensuring alignment with business strategy and regulatory requirements. Develop and implement an enterprise-wide integration framework to enable seamless connectivity between Aztec's key applications, third-party services, and client-facing … development and operations. Drive the adoption of cloud-native architectures, microservices, and API-first strategies where relevant to enhance scalability and performance. Ensure security, compliance, and resilience are embedded in all architectural designs, addressing key risks in financial services technology. Design and implement robust data management strategies, ensuring high … pipelines, master data management (MDM), and ETL processes to streamline data flows between key platforms. Establish governance frameworks to improve data integrity, lineage, and compliance with industry standards. Lead initiatives to enhance reporting and analytics capabilities by ensuring clean, structured, and well-integrated data sources. Technology Selection & Innovation Evaluate More ❯

London. This role blends deep technical expertise with visionary leadership, responsible for defining, building, and scaling a modern data platform aligned to business and regulatory needs. As the Head of Data Engineering, you will own the end-to-end data engineering function – overseeing architecture, platform operations, integration strategy, and … on Azure, Snowflake, Kafka, and Data Lakes. Strategic Leadership : Shape the vision and roadmap for the data engineering function in line with business objectives, regulatory requirements, and technological advancement. Technical Oversight : Guide the design of scalable, secure, and automated data architectures including Lakehouse, Kappa, and Lambda patterns. Governance and … Compliance : Establish strong data governance practices, ensuring robust access control, auditability, and compliance frameworks. DevOps & Automation : Champion automation and Infrastructure-as-Code (IaC), driving efficiency, resilience, and self-service capabilities. Cross-functional Collaboration : Work closely with data architects, DevOps, security, and analytics teams to deliver end-to-end More ❯

London. This role blends deep technical expertise with visionary leadership, responsible for defining, building, and scaling a modern data platform aligned to business and regulatory needs. As the Head of Data Engineering, you will own the end-to-end data engineering function – overseeing architecture, platform operations, integration strategy, and … on Azure, Snowflake, Kafka, and Data Lakes. Strategic Leadership : Shape the vision and roadmap for the data engineering function in line with business objectives, regulatory requirements, and technological advancement. Technical Oversight : Guide the design of scalable, secure, and automated data architectures including Lakehouse, Kappa, and Lambda patterns. Governance and … Compliance : Establish strong data governance practices, ensuring robust access control, auditability, and compliance frameworks. DevOps & Automation : Champion automation and Infrastructure-as-Code (IaC), driving efficiency, resilience, and self-service capabilities. Cross-functional Collaboration : Work closely with data architects, DevOps, security, and analytics teams to deliver end-to-end More ❯

London. This role blends deep technical expertise with visionary leadership, responsible for defining, building, and scaling a modern data platform aligned to business and regulatory needs. As the Head of Data Engineering, you will own the end-to-end data engineering function – overseeing architecture, platform operations, integration strategy, and … on Azure, Snowflake, Kafka, and Data Lakes. Strategic Leadership : Shape the vision and roadmap for the data engineering function in line with business objectives, regulatory requirements, and technological advancement. Technical Oversight : Guide the design of scalable, secure, and automated data architectures including Lakehouse, Kappa, and Lambda patterns. Governance and … Compliance : Establish strong data governance practices, ensuring robust access control, auditability, and compliance frameworks. DevOps & Automation : Champion automation and Infrastructure-as-Code (IaC), driving efficiency, resilience, and self-service capabilities. Cross-functional Collaboration : Work closely with data architects, DevOps, security, and analytics teams to deliver end-to-end More ❯

them Strong risk management skills are essential for identifying and mitigating risks associated with digital transformation, such as cybersecurity threats, data privacy concerns, and regulatory compliance issues Proficiency in managing relationships with external vendors and partners, including contract negotiations, performance monitoring, and ensuring alignment with organizational goals, is More ❯