out SEC filings, including Annual ADV (Part 1 and 2) and Form PF. Organise compliance training Compile compliance related responses for DDQs/Internal Audits Experience Required: Minimum 2+ years within asset management Generalist compliance experience Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements. Strong more »
skills to enable engagement with a wide range of stakeholders Membership of the Institute of Risk Management (IRM) , or the Chartered Institute of Internal Auditors or a similar relevant professional body would be desirable To find out more about the Risk and Performance Manager role please contact Steve more »
also committed to compliance with all fair employment practices regarding citizenship and immigration status. IAC; at the Heart of Good Governance. InternalAudit Connections Ltd (& IAC Search Ltd) acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying more »
meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and analysis to senior management on risk more »
ensure Operations – Banking Business Compliance and Accountancy is in compliance with the Banks Procedures and Standing instructions issued by Management and Head Office • Internal Audits - to ensure early response and that recommendations are carried out. • Deputise for Country Manager when absent. • To ensure compliance with standing instructions and more »
across Digital and Data Services. To be considered for this role you must: Have experienced in leading internal audits and assessments during audit engagements Be able to demonstrate the ability to manage risk assessments related to data security, privacy and compliance The role: Strengthen the understanding and … strong mitigation actions and escalated appropriately. Monitor regulatory requirements and ensure compliance with data protection regulation. Lead internal audits and assessments during audit engagements. Providing independent risk management advice and supporting colleagues to strengthen their understanding and application of effective risk and issue management across Digital and … Data Services. Lead internal audits and assessments during audit engagements on behalf of Digital and Data Services, including liaising with internal or external auditors, coordinating meetings and responses, and ensuring outputs are actions on time and in full. Ensuring the Risk and Issue register is more »
across Digital and Data Services. To be considered for this role you must: Have experienced in leading internal audits and assessments during audit engagements Be able to demonstrate the ability to manage risk assessments related to data security, privacy and compliance The role: Strengthen the understanding and … strong mitigation actions and escalated appropriately. Monitor regulatory requirements and ensure compliance with data protection regulation. Lead internal audits and assessments during audit engagements. Providing independent risk management advice and supporting colleagues to strengthen their understanding and application of effective risk and issue management across Digital and … Data Services. Lead internal audits and assessments during audit engagements on behalf of Digital and Data Services, including liaising with internal or external auditors, coordinating meetings and responses, and ensuring outputs are actions on time and in full. Ensuring the Risk and Issue register is more »
also committed to compliance with all fair employment practices regarding citizenship and immigration status. IAC; at the Heart of Good Governance. InternalAudit Connections Ltd (& IAC Search Ltd) acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying more »
also committed to compliance with all fair employment practices regarding citizenship and immigration status. IAC; at the Heart of Good Governance. InternalAudit Connections Ltd (& IAC Search Ltd) acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying more »
also committed to compliance with all fair employment practices regarding citizenship and immigration status. IAC; at the Heart of Good Governance. InternalAudit Connections Ltd (& IAC Search Ltd) acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying more »
also committed to compliance with all fair employment practices regarding citizenship and immigration status. IAC; at the Heart of Good Governance. InternalAudit Connections Ltd (& IAC Search Ltd) acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying more »
People Team. They are building a team of world class talent and are looking for an organisational powerhouse who can collaborate with multiple internal teams and stakeholders. You will manage their full employee life-cycle, including onboarding, internal operations, employee relations (assist in designing an awesome … Build and implement a system to support an inclusive and diverse community throughout the company Facilitate and lead employee relations activities, including conducting internal audits and disciplinary meetings alongside building a self-serve AI solution with R&D team Plan and direct employee engagement events, which promote a more »
People Team. They are building a team of world class talent and are looking for an organisational powerhouse who can collaborate with multiple internal teams and stakeholders. You will manage their full employee life-cycle, including onboarding, internal operations, employee relations (assist in designing an awesome … Build and implement a system to support an inclusive and diverse community throughout the company Facilitate and lead employee relations activities, including conducting internal audits and disciplinary meetings alongside building a self-serve AI solution with R&D team Plan and direct employee engagement events, which promote a more »
objectives. Work in close collaboration with all company departments to maintain compliance of all regulatory requirements. Participate in the execution and support of internal and external regulatory audits and inspections. Support the maintenance of DnaNudge QMS program ensuring all processes are compliant to the relevant standards. · Manage some … engineering or maths related subject, with a 2:1 or higher. Experience (Essential) Working with computer systems, MS office · (Essential) Experience as an internal auditor · (Desirable) Has worked in a similar role within the Medical Device/Pharmaceutical industry · (Desirable) Working knowledge and experience with a Quality Management more »
objectives. Work in close collaboration with all company departments to maintain compliance of all regulatory requirements. Participate in the execution and support of internal and external regulatory audits and inspections. Support the maintenance of DnaNudge QMS program ensuring all processes are compliant to the relevant standards. · Manage some … engineering or maths related subject, with a 2:1 or higher. Experience (Essential) Working with computer systems, MS office · (Essential) Experience as an internal auditor · (Desirable) Has worked in a similar role within the Medical Device/Pharmaceutical industry · (Desirable) Working knowledge and experience with a Quality Management more »
Manage Market Data and Trading Applications' Inventory Manage Market Data cost allocations and invoices on Finance & Control systems Participate in Market Data and Applications Audit by the vendors, external and internal audits. Regular audit and verification of Market Data Ensuring adherence to the organisation's policy more »
Overview The Quality and Information Security Audit Lead operates within the Bell SI business and is responsible for ensuring Bell’s compliance to ISO 9001 and 27001 by organising and performing internal audits and representing Bell at external audits. Must be able to travel to London, Portsmouth … team as required. Collate and present data for the quarterly ISO Management Review with the Bell Executive Team. Represent the quality and information security audit function during external audits with certification bodies, customers or suppliers. Support the Policy Compliance and Security Manager in reviewing and updating Internal … IT policies and procedures to ensure they are compliant with ISO 27001 and are appropriate for business and customer requirements. Support the Head of Audit and Compliance in achieving adherence or certification to other standards e.g. ISO 22301 business continuity (as directed by Bell Executive Team) by researching requirements more »
Term: This will be on project basis and you will be paid a daily rate. You will be supporting our clients on their respective audit needs and may, at times, be working alongside Eversheds Lawyers. Job Description: We are looking for a Senior Auditor with Financial Crime Experience to … design effectiveness, including stakeholder interviews and adherence to applicable regulatory requirements. Evidencing and documenting design and operational effectiveness testing of in scope controls. Draft audit report writing. Audit status reporting to Senior Management as well as key stakeholders across the client. Requirements: Minimum of 5 years of experience … understanding of financial crime risks and controls. Experience in testing, evidencing and documenting the results of design and operational effectiveness of financial crime controls. Audit report writing experience. Excellent communication and interpersonal skills. The ideal candidate will also hold a professional certification such as Certified Anti-Money Laundering Specialist more »
Hot Works; Working at Height; Excavations; Petroleum; Lifts; Ventilation; Water; Medical Gases; Fire; and Decontamination. The role encompasses a range of responsibilities, starting with Audit & Inspection. The individual is expected to conduct audits of technical compliance and Safe Systems of Work (SSoW) as directed by Communities CAE. The aim … relevant sector, such as healthcare, education, industry, or defence in a minimum of two ‘Disciplines'. They should be proficient in undertaking assessment and audit of personnel and processes, and hold a minimum qualification of internal auditor. They should also have carried out suitable accident and investigation … Root Cause Analysis (RCA), and high attention to detail and quality. This role involves conducting audits, investigating incidents, and demonstrating competence. The individual will audit technical compliance and SSoW, provide action plans for non-compliance, and investigate engineering system incidents. They will recommend corrective actions, perform root cause analysis more »
Hot Works; Working at Height; Excavations; Petroleum; Lifts; Ventilation; Water; Medical Gases; Fire; and Decontamination. The role encompasses a range of responsibilities, starting with Audit & Inspection. The individual is expected to conduct audits of technical compliance and Safe Systems of Work (SSoW) as directed by Communities CAE. The aim … relevant sector, such as healthcare, education, industry, or defence in a minimum of two ‘Disciplines'. They should be proficient in undertaking assessment and audit of personnel and processes, and hold a minimum qualification of internal auditor. They should also have carried out suitable accident and investigation … Root Cause Analysis (RCA), and high attention to detail and quality. This role involves conducting audits, investigating incidents, and demonstrating competence. The individual will audit technical compliance and SSoW, provide action plans for non-compliance, and investigate engineering system incidents. They will recommend corrective actions, perform root cause analysis more »
focus over CASS reconciliations and reporting requirements Key responsibilities: Main focus: · Regularly prepare appropriate CASS Management Information · A key contact point for the CASS Audit in preparation and delivery management · Monitor and provide regular updates over CASS policy, procedure and process map documentation · Help to ensure the firms’ CASS … and submission in line with new rules or guidance · Support or take a lead in ad hoc CASS Enhancement projects project work (e.g. internal control testing + deep dive analysis across identified operational issues) · Help to ensure CASS incidents/breaches are appropriately recorded, reported, and escalated and … across all areas of the firm’s Operations · Take ownership of specific actions with the firm’s CASS Enhancement Plan · Support assistance with internal auditors and Compliance Monitoring Program · Help to ensure corrective measures are taken to enhance controls, resolve weaknesses and automate for better effectiveness · Support the more »
for improvement within the IMS. - Direct initiatives and best practices in QHSE management, aligning with the organization's core values and strategy. - Conduct internal audits and compile performance reports for senior management. - Host external auditor visits and implement corrective actions as necessary. - Conduct site inspections for FM contracts … or Chartered Member). - AIEMA (Associate or Practitioner Membership). - Nebosh Fire (Desirable). - ISO 9001:2015, ISO 14001:2015, ISO 45001:2018 Internal Auditor. - CDM 2015, Confined Space, Work at Height, Asbestos Awareness, L8 ACoP. Experience (Essential) - Strategic management of Occupational Health and Safety, Environmental, and Quality more »
table of the Technical Committee group as Lily's Kitchen Representative for UK Pet Food Stakeholder engagement You will be responsible for managing internal and external relationships to accelerate positive change within the pet food industry: You will feed into the KPI process with our suppliers, setting annual … Safety, particularly favourable is experience in the Feed Sector. You will hold an Auditor Qualification, preferably Lead Auditor qualified but experience alongside an Internal Auditor qualification will also be considered. At least five years of quality management experience and a track record of supporting businesses on their quality more »
Central London, London, United Kingdom Hybrid / WFH Options
Aptia UK LTD
that will invest in your career development, we could have your perfect next role. Role Summary: The Quality Manager within the Quality Assurance and Audit Team has responsibility for ensuring that quality is central to all operational delivery activities. You will work with a small team (4-5) to … our Aptia offices, as well as from your home address. Here's what youll be doing: Working as part of the Quality Assurance and Audit function to embed a culture of continuous improvement in every aspect of our Administration processes. Carrying out regular internal audits relating to … the quality of administration within location, team, client, specialism, process, activity or event. Ensuring that the audit scope and activities comply with documented standards. Focusing on areas for improvement following the completion of the audit and collaboratively work with the audited function to put in place rectification measures. more »
invest in your career development, we could have your perfect next role. Job requirements Role Summary: The Quality Manager within the Quality Assurance and Audit Team has responsibility for ensuring that quality is central to all operational delivery activities. You will work with a small team (4-5) to … Aptia offices, as well as from your home address. Here's what you’ll be doing: Working as part of the Quality Assurance and Audit function to embed a culture of continuous improvement in every aspect of our Administration processes. Carrying out regular internal audits relating to … the quality of administration within location, team, client, specialism, process, activity or event. Ensuring that the audit scope and activities comply with documented standards. Focusing on areas for improvement following the completion of the audit and collaboratively work with the audited function to put in place rectification measures. more »
