101 to 125 of 212 MiFID Jobs in the UK

Expert in one or more of the regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory change on selected areas of More ❯

Analyst Developer C#. SQL Server T-SQL Kafka React.js EMIR MiFID regulatory reporting 6-monthly rolling contract £600 - £700 p/d outside IR35 Central London (Tower Hill tube) 4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role … focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C# Regulatory Reporting EMIR/MiFIR More ❯

Analyst Developer C#. SQL Server T-SQL Kafka React.js EMIR MiFID regulatory reporting 6-monthly rolling contract 600 - 700 p/d outside IR35 Central London (Tower Hill tube) 4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role … focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C# Regulatory Reporting EMIR/MiFIR More ❯

Analyst DeveloperC#. SQL Server T-SQL Kafka React.jsEMIR MiFID regulatory reporting6-monthly rolling contract£600 - £700 p/d outside IR35Central London (Tower Hill tube)4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role focuses on maintaining and … enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C#Regulatory Reporting EMIR/MiFIR.net frameworkSQL ServerT-SQLKafkaReact.jsFront-office/ More ❯

IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯

work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

risk systems, and market data providers. - Develop and maintain customized reports and dashboards that support critical business processes within the capital markets function. - Stay current with regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) that impact capital markets and ensure systems meet compliance standards. - Work with compliance and risk management teams to integrate necessary controls, reporting, and data privacy More ❯

understanding of capital markets, including bonds and OTC derivatives . Strong Agile delivery expertise and senior stakeholder engagement, including with regulators or industry groups. Knowledge of financial regulations (e.g. MiFID). Proficient in Microsoft Office and SharePoint; Comfortable with the Atlassian Suite (JIRA, Wiki). Experience working with geographically distributed teams. Responsibilities: Plan, monitor, and deliver projects with support from … ceremonies and maintain accurate project documentation. Contribute to continuous improvement of project delivery frameworks. Please apply now for immediate consideration and further details. Keywords: Project Manager, Delivery, Change, Regulatory, Mifid, Bonds, OTC, Jira, Post-Trade, Data, Exchange traded Derivatives, OTC Derivatives, Middle Office, Regulation. Scot Lewis Associates Ltd is acting as an employment business. More ❯

understanding of capital markets, including bonds and OTC derivatives . Strong Agile delivery expertise and senior stakeholder engagement, including with regulators or industry groups. Knowledge of financial regulations (e.g. MiFID). Proficient in Microsoft Office and SharePoint; Comfortable with the Atlassian Suite (JIRA, Wiki). Experience working with geographically distributed teams. Responsibilities: Plan, monitor, and deliver projects with support from … ceremonies and maintain accurate project documentation. Contribute to continuous improvement of project delivery frameworks. Please apply now for immediate consideration and further details. Keywords: Project Manager, Delivery, Change, Regulatory, Mifid, Bonds, OTC, Jira, Post-Trade, Data, Exchange traded Derivatives, OTC Derivatives, Middle Office, Regulation. Scot Lewis Associates Ltd is acting as an employment business. More ❯

trading platforms, risk systems, and market data sources to support decision-making. Develop and maintain reports and dashboards supporting critical capital markets processes. Stay updated on regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) and ensure systems comply. Collaborate with compliance and risk teams to integrate controls, reporting, and data privacy features into IT solutions. Candidate personal data will More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

be at the forefront of transformative projects. Your primary focus will be on: * Regulatory Analysis: Dive deep into regulatory requirements and ensure our processes align with mandates such as MIFID II, EMIR, CFTC, and SFTR. * Data Analysis: utilise data-driven insights to support decision-making and identify opportunities for improvement. * Technical Analysis: Collaborate with technology teams to define and build More ❯

on hold. Supporting the implementation of records and data retention policies. Promoting centralized records tools and secure destruction services. Ensuring compliance with UK regulations including FCA SYSC, GDPR, and MiFID II. Overseeing electronic communications retention and management. Responding to audits and compliance testing. Identifying gaps in records practices and collaborating on solutions. Acting as liaison between business teams and compliance … disposal of outdated records. Experience required: Experience in data or records management in financial services, preferably asset management or investment firms. Knowledge of UK regulatory frameworks like FCA SYSC, MiFID II, GDPR. Familiarity with electronic records systems (e.g., SharePoint, Diligent, iManage). Attention to detail, discipline in documentation, and handling sensitive data. Strong stakeholder management and communication skills. Experience managing More ❯

know more about our Consulting services click here Consulting - Delta Capita Regulatory Consultant (Hybrid PM/BA) with knowledge of various regulatory regimes such as Transaction Reporting - EMIR/MIFID/MAS/ASIC/HKMA CSDR/T+1 - Various factors impacting settlement efficiency DORA/Operational Resilience/Critical Third Party Regime Consumer Duty/Consumer Complaints … would be great if you had: Previous consulting experience Experience in Capital Management, Operations, Middle Office, Operational Risk, Liquidity Management is beneficial. Regulatory exposure in any of the following: MiFID II/MiFIR, Basel, IBOR, FRTB, CRD & CRR, SFTR, Operational Resilience would be beneficial. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably More ❯

Ability to work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

Extensive experience in banking , especially within programme delivery or regulatory transformation. Proven track record delivering major regulatory change across the European Capital Markets landscape (e.g. CSDR, EMIR Refit, SFTR, MiFID II, Basel III/CRR II ). Deep understanding of post-trade operations , including trade capture, margining, settlement, reporting, and controls. Strong stakeholder management experience, as well as the ability More ❯

and support teams on compliance matters, including business conduct and emerging regulations. Support the assessment of new or revised rules and regulatory frameworks, particularly those impacting commodity trading (e.g., MiFID II, REMIT). Collaborate with business leaders to identify compliance risks in new initiatives or trading strategies. Coordinate risk-based monitoring activities for the Germany office and ensure documentation of … power markets is a plus. Practical experience with algorithmic or electronic trading operations (e.g., monitoring, governance, or control roles). In-depth knowledge of relevant regulations such as MAR, MiFID II, REMIT, EMIR, and related venue rules. Proven ability to conduct compliance surveillance and develop monitoring frameworks. Strong analytical mindset with sound judgment, integrity, and an ability to influence decision More ❯

and support teams on compliance matters, including business conduct and emerging regulations. Support the assessment of new or revised rules and regulatory frameworks, particularly those impacting commodity trading (e.g., MiFID II, REMIT). Collaborate with business leaders to identify compliance risks in new initiatives or trading strategies. Coordinate risk-based monitoring activities for the Germany office and ensure documentation of … power markets is a plus. Practical experience with algorithmic or electronic trading operations (e.g., monitoring, governance, or control roles). In-depth knowledge of relevant regulations such as MAR, MiFID II, REMIT, EMIR, and related venue rules. Proven ability to conduct compliance surveillance and develop monitoring frameworks. Strong analytical mindset with sound judgment, integrity, and an ability to influence decision More ❯

and support teams on compliance matters, including business conduct and emerging regulations. Support the assessment of new or revised rules and regulatory frameworks, particularly those impacting commodity trading (e.g., MiFID II, REMIT). Collaborate with business leaders to identify compliance risks in new initiatives or trading strategies. Coordinate risk-based monitoring activities for the Germany office and ensure documentation of … power markets is a plus. Practical experience with algorithmic or electronic trading operations (e.g., monitoring, governance, or control roles). In-depth knowledge of relevant regulations such as MAR, MiFID II, REMIT, EMIR, and related venue rules. Proven ability to conduct compliance surveillance and develop monitoring frameworks. Strong analytical mindset with sound judgment, integrity, and an ability to influence decision More ❯

typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client’s needs as More ❯

typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client’s needs as More ❯

typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client’s needs as More ❯

changes to technology. An understanding of back office operational processes (Settlements, Dealing, Cash & Custody) and investment products is preferred. An understanding of client money rules (CASS) and regulatory requirements (|MiFID II) is also advantageous. Demonstrable use of business analysis techniques including requirements gathering, user stories and process flows is essential. A relevant Business Analysis qualification is preferred although not essential More ❯