London, England, United Kingdom Hybrid / WFH Options
IG Group Holdings plc
assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯
Tunbridge Wells, England, United Kingdom Hybrid / WFH Options
JR United Kingdom
changes to technology. An understanding of back office operational processes (Settlements, Dealing, Cash & Custody) and investment products is preferred. An understanding of client money rules (CASS) and regulatory requirements (|MiFID II) is also advantageous. Demonstrable use of business analysis techniques including requirements gathering, user stories and process flows is essential. A relevant Business Analysis qualification is preferred although not essential More ❯
London, England, United Kingdom Hybrid / WFH Options
Deloitte LLP
banking Retail banking Credit Cards Payments Digital (e.g. online banking, mobile app) and Non-Digital (e.g. contact centre) Banking Channels Banking Regulation (e.g. PSRs, PSD2, Open Banking, MiFIR/MiFID, GDPR, Sanctions and Anti-Money Laundering Act). Knowledge of the typical end-to-end banking architecture, key systems and key challenges from both regulation and latest innovations and competition More ❯
development Relational databases Experience working in an Agile environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark, etc) Experience building Highly Available More ❯
particularly within the France, Belgian and Luxembourg market. Industry Knowledge: In-depth understanding of middle and back office workflows within asset management sectors, along with relevant reporting requirements (UCITS, MIFID, etc) Consultative Selling Skills: Ability to uncover client needs and articulate tailored value propositions that address specific business challenges faced by clients. Negotiation Skills: Strong negotiation and deal-closing abilities More ❯
particularly within the France, Belgian and Luxembourg market. Industry Knowledge: In-depth understanding of middle and back office workflows within asset management sectors, along with relevant reporting requirements (UCITS, MIFID, etc) Consultative Selling Skills: Ability to uncover client needs and articulate tailored value propositions that address specific business challenges faced by clients. Negotiation Skills: Strong negotiation and deal-closing abilities More ❯
Location: London Salary: £70,000 - 75,000 per annum Email: Ref: db3485 We are seeking candidates with experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures inMore ❯
London, England, United Kingdom Hybrid / WFH Options
Taylor Wessing UK
there is now a need for an additional associate to support the team. The team also advises extensively on consumer finance and a large amount of banking regulation (e.g. MiFID, EMIR, CRR). You would also have the opportunity to get involved in other areas such as new product roll-outs, ESG and climate finance, investment structures, Artificial Intelligence and More ❯
internal stakeholders, including Technology, Operations, Compliance, and regulatory/control partners. Required Qualifications, Capabilities, and Skills In-depth understanding of the global Futures & Options market structure, including exchanges, regulations (MiFID II, CFTC), and clearing processes. Expertise in electronic trading, including leading Futures & Options ISVs, vendor EMS products, client connectivity solutions, FIX Protocol, and algorithmic trading. Understanding of technology systems and More ❯
internal stakeholders, including Technology, Operations, Compliance, and regulatory/control partners. Required Qualifications, Capabilities, and Skills In-depth understanding of the global Futures & Options market structure, including exchanges, regulations (MiFID II, CFTC), and clearing processes. Expertise in electronic trading, including leading Futures & Options ISVs, vendor EMS products, client connectivity solutions, FIX Protocol, and algorithmic trading. Understanding of technology systems and More ❯
Project Manager with MiFID ?" City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks/issues - Implement appropriate communication channels at all levels i.e. Weekly Status … Challenge and track milestones and ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instrumentsin an investment bank - Have the ability to challenge proposed IT solutions. - Have effective More ❯
Project Manager with MiFID – City London The Project Manager will manage activities within the Non-Trading part of MiFiD II and in particular the Inducement workstream which is now gaining significant momentum. - Implement strong governance. - Generate project plans aligned to budgets. - Assess, monitor and drive closure of risks/issues - Implement appropriate communication channels at all levels i.e. Weekly Status … Challenge and track milestones and ensure project delivers within budget. - Must have extensive experience of Project Management within a large scale programme. - Experience of Investment Banking Regulations such as MiFiD I, MiFiD II, Dodd Frank, EMIR. - Ideally have experience of front to back processes and instrumentsin an investment bank - Have the ability to challenge proposed IT solutions. - Have effective More ❯
London, England, United Kingdom Hybrid / WFH Options
Qualserv Consulting
Our banking client is currently looking for a talented Japanese -speaking Product Owner who has worked in Front Office within investment banking. Our client is launching an AI product and are looking for someone with a strong understanding of Forex More ❯
tracking, and developing clear business cases. Certified in project methodologies such as Agile, PRINCE2, or MSP, with practical application experience. Familiarity with regulatory or operational change programmes (e.g., IFRS17, MiFID II, TOM). Ability to lead cross-functional delivery teams in a high-pressure, fast-paced setting. Why Join This Programme? Be part of a transformation shaping the future of More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Ownera
as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Skills & Competencies: Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to More ❯
as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Skills & Competencies: Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to More ❯
London, England, United Kingdom Hybrid / WFH Options
Ownera, Inc
as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to translate business More ❯
line Client Service and Operational Support to our EMEA clients. As Team Lead, this individual will act in a senior capacity to ensure participants, trading operations, technical onboarding and MiFID II requirements are met. Additionally, the Lead will focus on trading system functionalities, global trading protocols, client satisfaction, client account services, automation and individual and team development. How You'll … related issues - Booking, Price Calculations, STP and FIX related queries Additional user setups & permission changes for previously on boarded participants Platform Post-Trade queries e.g., PII - in line with MiFID II, Allocations and Fund accounts Support production inquiries/test trades New platform release and sanity checks Act as oversight for EMEA Client Due Diligence workflow Work with key stakeholders … client facing and management exposure Knowledge of MarketAxess, e-trading platforms and the fixed income trade life cycle preferred Comprehensive understanding of the regulatory landscape, with specific experience within MiFID II Proficient excel skills, with exposure to Macro/VBA Excellent communication skills with the ability to articulate concisely to Senior Management, and client base Excellent interpersonal skills, with the More ❯
engineering. Technology transformation. Data and analytics, Controls. Good understanding of capital markets related trends and regulatory landscape including working knowledge of multiple trade and transaction reporting regulations such as MiFID II EMIR CFTC ASIC and MAS (including the latest rewrites and refits). Detailed knowledge of at least one asset class or functional area. About Capgemini Capgemini is a global More ❯
but must include at least 4 years of consulting experience at a senior manager or manager level. Subject matter expertise in either the regulatory reporting (refits/rewrites/MiFID lll, etc.) or securities services (post-trade efficiency, data flows, trade lifecycle etc.) preferred. Experience working with executive and/or business leadership to manage expectations on engagements and build More ❯
market structure (equities, bonds, repos, collateralized lending, etc.). Strong grasp of collateral management, capital efficiency, and how DeFi can impact these processes. Familiarity with regulatory frameworks (Basel III, MiFID, EMIR, etc.) and how they relate to tokenisation and digital asset adoption Tokenization Expertise: Strong command of tokenization models, use cases, and best practices. Able to influence strategy and guide More ❯
Business Analyst in the financial industry, with a strong focus on regulatory reporting. Possess deep knowledge of CFTC regulations and reporting requirements. Knowledge of other regulatory reporting regimes (e.g., MiFID II, EMIR) is a plus. Quickly build a high level of technical and functional expertise. Perform complex analyses. Have previous operations, financial services, and non-financial regulatory reporting experience. Be More ❯
London, England, United Kingdom Hybrid / WFH Options
Hunter Bond
futures trading. Experience in product management, ideally in cryptocurrency and/or financial services. Proven success in launching and scaling complex financial products, preferably within trading platforms. Understanding of MiFID II and MiCAR regulations is desirable. Analytical mindset with a focus on data-driven decision making and ability to document and report internally. Salary: Up to £180,000 + bonus More ❯
working for and/or with financial institutions Experience using sales tools such as CRM (Salesforce, Hubspot), LinkedIn Sales Navigator, Excel, Notion, Slack Knowledge of the Investment Research market, MIFID II research inducement and unbundling regulation Knowledge of buy-side and sell-side dynamic as it pertains to Investment Research Bachelor or equivalent degree from accredited university Euronext Values Unity More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Centre People Appointments
work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯