151 to 175 of 214 MiFID Jobs in the UK

working for and/or with financial institutions Experience using sales tools such as CRM (Salesforce, Hubspot), LinkedIn Sales Navigator, Excel, Notion, Slack Knowledge of the Investment Research market, MIFID II research inducement and unbundling regulation Knowledge of buy-side and sell-side dynamic as it pertains to Investment Research Bachelor or equivalent degree from accredited university Euronext Values Unity More ❯

work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯

will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership competencies for this level include Strategic More ❯

Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership competencies for this level include Strategic More ❯

development experience including CI/CD, source code control, testing, and quality management. You have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports. You are highly proficient in Python, SQL, database design, and have experience working with data warehouses like Snowflake to generate complex solutions at scale. … have previously held. If you do not have any, please say “None.” * Do you have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports? * Select... Do you have a high level of proficiency in Python, SQL, database design, and have experience working with data warehouses like Snowflake to More ❯

Regulatory Requirements SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II This role is identified as: Staff giving information about investment products, investment services or ancillary services. What we would like from you: Professionalism, executive leadership, and good judgement in More ❯

IP Office, CM) and telephony infrastructure. Expertise in Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (PCI-DSS, MiFID II, call recording, CRM). Experience producing high-quality customer-facing consulting artifacts. Excellent stakeholder engagement and communication skills. Microsoft 365 Certified: Teams Voice Engineer Expert (MS-720) or equivalent. More ❯

dynamic, growing regulatory reporting function. In this role, you'll play a pivotal part in leading major change projects across their Gas and Power business, covering EMIR Refit and MiFID II. This is a deeply technical position, with the majority of your focus dedicated to regulatory transformation efforts. Working closely with cross-functional teams, you'll help to build robust … solutions in order to deliver accurate, compliant reporting systems. Experience required Hands-on experience with regulatory reporting (e.g. EMIR, MiFID or similar frameworks) Exposure working in Gas and Power trading environments Strong background C# .NET development Familiarity with end-to-end transaction reporting processes (UTIs, eligibility checks, report submissions) To be able to build and maintain Oracle SQL/C# More ❯

This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯

This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯

Category: Other EU work permit required: Yes Job Views: 5 Posted: 26.06.2025 Expiry Date: 10.08.2025 Job Description: This is a fantastic opportunity to join a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day-to-day operations … Strong analytical and organizational skills. Excellent interpersonal, communication, and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II is highly beneficial. We cannot provide visa sponsorship for this position. This role is fast-paced and not a typical 9-5. We support a hybrid working environment. More ❯

plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯

plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯

client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within More ❯

client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within More ❯

internal stakeholders, including Technology, Operations, Compliance, and regulatory/control partners. Required Qualifications, Capabilities, and Skills In-depth understanding of the global Futures & Options market structure, including exchanges, regulations (MiFID II, CFTC), and clearing processes. Expertise in electronic trading, including leading Futures & Options ISVs, vendor EMS products, client connectivity solutions, FIX Protocol, and algorithmic trading. Understanding of technology systems and More ❯

fintech company or a wealth management business. Knowledge and experience of corporate law and corporate governance as well as the UK and European regulatory frameworks will be important, particularly MiFID, AIFMD and their UK equivalents. You will ideally have had some experience in compliance and dealing with cross border financial regulatory issues, particularly in Europe and Asia. Knowledge of corporate More ❯

or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯

or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯

Create training materials and deliver compliance training. Review and approve financial promotions. Conduct thematic reviews and gap analyses. Provide compliance advice and handle queries. Competencies: Strong knowledge of AIFMD, MiFID II, FCA Handbook; UCITS/COLL knowledge is a plus. Understanding of US Investment Company Act 1940 and SEC regulations; experience with SEC-registered advisers is desirable. Experience with compliance More ❯

conduct compliance training Review and approve financial promotions Conduct thematic reviews and gap analyses; and Provide compliance advice and respond to queries COMPETENCIES Strong Knowledge and understanding of AIFMD, MiFID II and the FCA Handbook but also UCITS/COLL is desirable Knowledge of US Investment Company Act 1940 and SEC regulation for registered investment advisers – experience working at SEC More ❯

play a key role in advising our UK operating entity on a broad range of legal matters, including compliance with applicable UK VASP, e-money/payment services, SMCR, MiFID and other financial services laws and regulations; consumer protection laws; financial promotions (FinProm) rules; new product roll-outs and other strategic initiatives. You will also establish and manage legal policies … closely as legal advisor to business executives and the Compliance team to ensure compliance of UK and international operations with applicable UK VASP, e-money/payment services, SMCR, MiFID and other financial services laws and regulations, and digital currency exchange and broker best practices. Provide legal guidance to international operating entities. Includes responsibility for ensuring legal and regulatory compliance … law firm supporting such clients (ideally with some previous in-house experience). Strong familiarity with one or more key UK financial services regulations and guidelines, such as FSMA, MiFID, SMCR, COBS, FinProm, etc. Experience dealing with regulators such the Financial Conduct Authority (FCA), Prudential Regulation Authority and/or other key UK and European regulators is preferred. Ability to More ❯