Primary Responsibilities of this role are not limited to the details above. ** Qualifications: Minimum of 7 years of related experience Knowledge of financial services operations and deep experience inMifid Transaction Reporting. Bachelor's degree preferred. Experience in Agile/scrum methodology, including defining a minimal viable product, and exposure to other software development methodologies. Talents Needed for Success: Self More ❯
engines, and data lakes. Familiarity with platforms such as (any one): Openlink Endur Brady ETRM Good understanding of ISO, EMS/SCADA interfaces, and trading regulatory compliance (REMIT, EMIR, MiFID II). Familiarity with trading regulations (REMIT, EMIR, MiFID II) and balancing services (e.g., DSBR, FFR, Dynamic Containment). Delivery & Transformation Execution Proven experience delivering large-scale transformation programmes, including More ❯
IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯
IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯
to join their financial trading division. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), front-office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev, you will More ❯
City of London, London, United Kingdom Hybrid / WFH Options
IPOE CONSULTING LIMITED
regulatory reporting requirements in your area of responsibility are fully understood and delivered on time. Ensure that the Bank complies with the CASS provisions and regulatory reporting requirements under MiFid II. Promote and maintain a culture and environment that will facilitate the realisation of the Banks strategy, ensuring that high standards of corporate governance, financial and risk management and control More ❯
the BestX product Exhibit superior skills in modern Agile, Cloud-based, Server side, DB, Development. Develop understanding in the area of Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR Responsible for maintaining and enhancing the application and influencing technology decisions Responsible for taking ownership of tasks and seeing them through completion Responsible for establishing best practices, clean More ❯
and Transaction Reporting (TTR) IT Delivery Lead will: Lead product analysts, engineers, developers, and support professionals across SMBC IT teams and third-party vendors delivering solutions for MiFIR/MiFID II, EMIR/EMIR Refit, and SFTR transaction reporting and transparency requirements. Ensure TTR IT staff are optimally allocated between project and BAU delivery. Consult with Front Office, Operations, Compliance More ❯
from a recognised, top-tier consulting firm in the financial services industry. Experience in one or more of the following areas: Risk management Regulations in capital markets & investment banking (Mifid 2, MAD/MAR, EMIR, BCBS 239, etc.) Investment banking Retail banking Insurance Asset Management Excellent written and verbal communications skills. Excellent interpersonal and teamwork skills. What academic qualifications do More ❯
fintech, financial services, investment or similar products. Experience working and leading with cross-functional, globally located teams. Familiarity with UK/EU regulatory regimes applicable to financialinstruments (including MiFID, EMIR, AIFMD) and crypto assets (e.g. MiCA, AMLD). Comfortable challenging the status quo and preconceived notions of what is possible; confidence giving advice on novel products in areas of … license applications for spot and derivatives expansion in major jurisdictions. Experience analyzing the regulatory status of crypto assets and whether they may qualify as regulated financialinstruments (e.g. under MiFID). Experience of advising on cross-border licensing requirements, safe-harbors and creating client classification procedures. Strong negotiation skills and ability to review and negotiate financial agreements (e.g. prime brokerage More ❯
London, England, United Kingdom Hybrid / WFH Options
Deutsche Bank
systems, platforms, and data flows is advantageous Understanding of key regulatory impacts (such as Know Your Client/Anti-Money Laundering (KYC/AML), MarketsinFinancialInstrumentsDirective (MiFID II) preferred Proficiency in business analysis and process mapping tools How we'll support you Flexible working to assist you balance your personal priorities A range of flexible benefits that More ❯
interfaces and workflows with essential upstream/downstream systems such as Murex, Bloomberg, Reuters, and Markit. Regulatory Compliance: Ensure stringent compliance with internal controls and critical regulatory requirements like MiFID II and EMIR. Mentorship & Training: Share your knowledge and expertise by providing training and guidance to users and junior team members. What we're looking for: Experience: 8+ years of More ❯
responsibilities include: Governance and oversight of E-Trading businesses across Markets, which includes annual attestation/review of key E-Trading documentation, and Market Access Rule for the US (MiFID II Annual Self-Assessment in EMEA) Project management of key markets-wide E-Trading initiatives and remediation of corrective actions arising from Regulatory and Internal Audit findings. Real-Time Monitoring … and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and corrective action plans (as needed). Role Overview : Coordinate the MIFID II Annual Self-Assessment (ASA) on behalf of the Business and other First Line functions and provide expert guidance and support to first line functions during reviews of the ASA … E-Trading experience preferably in a controls or trading related role (Trader/Desk Assistant, Middle Office, Compliance, Audit) Knowledge of E-Trading regulation and guidance Experience with the MIFID II annual self-assessment preferred Consistently demonstrates clear and concise written and verbal communication skills Excellent problem solving skills Ability to see the big picture with high attention to critical More ❯
processing workflows and operational risks associated with trading technology and infrastructure. Demonstrated experience in incident management, root cause analysis, and driving remediation. Familiarity with regulatory and industry frameworks (e.g., MIFID II, DORA, NIST) related to operational resilience and technology risk in EU/UK financial markets. Proficiency in Microsoft Excel, PowerPoint and Word; experience using GRC platforms (e.g., Archer) and More ❯
on technology solutions for banking and financial services. Strong understanding of banking operations, processes, and systems. Experience with regulatory requirements related to banking and financial services (e.g., KYC, AML, MiFID). Proven ability to gather and translate business requirements into technical specifications and user stories. Experience working in an agile development environment, with a strong understanding of agile methodologies. Excellent More ❯
or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯
French) are a strong asset. Mindset: Self-motivated, entrepreneurial, and commercially driven. Able to work independently while contributing to a collaborative team. Regulatory Awareness: Understanding of applicable regulatory frameworks (MiFID II, PRIIPs, UK & EU distribution rules) is desirable. What We Offer Attractive commission scheme with significant earning potential linked directly to your book and performance. Competitive base salary reflective of More ❯
French) are a strong asset. Mindset: Self-motivated, entrepreneurial, and commercially driven. Able to work independently while contributing to a collaborative team. Regulatory Awareness: Understanding of applicable regulatory frameworks (MiFID II, PRIIPs, UK & EU distribution rules) is desirable. What We Offer Attractive commission scheme with significant earning potential linked directly to your book and performance. Competitive base salary reflective of More ❯
bank They are growing their team ready for all regulatory transactions project work due over 2025 2026 These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯
They are growing their team ready for all regulatory transactions project work due over (Apply online only) These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯
eBusiness Business Manager - Electronic Trading Venue Management Business type Types of Jobs - Corporate & Investment Banking Job title eBusiness Business Manager - Electronic Trading Venue Management Contract type Permanent Contract Job summary Summary Electronic trading has become an increasingly important component of More ❯
models and regulatory considerations. Deep understanding of enterprise integration architecture, data flows, and common middleware patterns. Familiarity with secure software delivery, data protection (GDPR), and financial regulatory compliance (e.g., MiFID II, SMCR, AML/KYC). Familiarity with UK regulatory standards, including FCA regulations, MiFID II, and GDPR compliance. Experience with agile/hybrid project environments, and collaboration tools such More ❯
Qualifications Previous co-founder or C-level experience at a successful fintech/AI startup PhD in Computer Science, Mathematics, or Quantitative Finance Experience with UK financial regulations (FCA, MiFID II, GDPR) Background at tier-1 investment banks, hedge funds, or financial data providers ? Why Join Us Exceptional Opportunity Category-defining company in the fastest-growing sector (AI + Finance More ❯
Qualifications Previous co-founder or C-level experience at a successful fintech/AI startup PhD in Computer Science, Mathematics, or Quantitative Finance Experience with UK financial regulations (FCA, MiFID II, GDPR) Background at tier-1 investment banks, hedge funds, or financial data providers ? Why Join Us Exceptional Opportunity Category-defining company in the fastest-growing sector (AI + Finance More ❯
assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯