Lawyer - Regulatory (Data Protection and Financial Services) page is loaded Lawyer - Regulatory (Data Protection and Financial Services) Solicitar locations Leeds, United Kingdom time type Full time posted on Publicado hace 2 días job requisition id TransUnion's Job Applicant Privacy Notice What We'll Bring: We Are TransUnion: TransUnion is a major credit reference agency, and we offer … and demographics. We support organisations across a variety of sectors including finance, retail, telecommunications, utilities, gaming, government and insurance. What You'll Bring: We're looking for a Lawyer - Regulatory (Data Protection and Financial Services) to join our growing Legal team. Day to Day You'll Be: Core Duties/Responsibilities: Providing legal advice to the business in respect … of product development activity, enterprise change and the use of data assets in a manner that complies with licence terms, legislation, industry codes and policy. Providing legal and regulatory horizon-scanning for consumption by 1st and 2nd line teams across the business, as well as undertaking detailed risk assessments of significant regulatory changes. Supporting Government Relations with More ❯
models, market trends and the technology industry to determine their potential impact on the enterprises business strategy, direction and architecture. Provides perspective on the readiness of the organization to change and innovate. Data Architecture Leadership: Own and drive the future state data architecture, ensuring scalability, flexibility, and adherence to industry best practices. Establish and maintain data architecture standards, guidelines … advice to business leaders and organizational stakeholders with ctionable recommendations to make investment decisions about the next business and operating model of their organization, using technology to make that change happen. Leads and facilitates interaction with business leaders, product managers and product owners in a business-driven conversation over the risks and implications of product decisions Plan and Manage … Quality Assurance: Ensure the quality of data designs proposed by the team. Uphold data management principles and best practices. Future-Proofing: Stay abreast of industry trends, emerging technologies, and regulatory changes related to data management. Contribute to the organizations data architecture vision. Facilitate Innovation Scans for major disruptive technology and nontechnology trends (trendspotting) that affect business. Contextualizes technology trends More ❯
and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. This data powers a wide range of financial applications-from mapping issuers to securities and understanding corporate hierarchies, to … completeness, freshness, linkages, and fitness for consumption. Champion the importance of Entity data across Bloomberg, helping internal teams design and deliver better data experiences. Stay current on market trends, regulatory changes related to reference data and entity resolution. You'll need to have: Please note we use years of experience as a guide, but we certainly will consider applications More ❯
evaluate the organization's preparedness for operational disruptions. Collaborate with functional teams to design, implement, and monitor operational risk controls, ensuring alignment with the organization's risk appetite and regulatory requirements. Support the development of mitigation plans for key risks, ensuring practical solutions are implemented effectively. Develop and maintain Key Risk Indicators (KRIs) to track operational risks and provide … actionable insights to senior management. Prepare detailed risk reports for senior leadership, risk committees, and regulatory bodies, highlighting risk trends, control effectiveness, and areas requiring attention. Maintain the risk register, ensuring it is comprehensive, up-to-date, and aligned with the organization's risk framework. Investigate operational risk incidents, identify root causes, and provide recommendations to prevent recurrence. Lead … controls. Monitor and ensure timely resolution of risk-related issues, escalating where necessary. Support regular reviews of the operational risk management framework, ensuring alignment with industry best practices and regulatory requirements. Support the implementation and maintenance of the governance framework to ensure compliance with regulatory standards and internal policies. Assist in the preparation and execution of governance committees More ❯
s i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams … to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic prime brokerage as well as digital assets Monitor changes in regulations and assess the impact on institutional business operations Conduct compliance risk assessments and design mitigation strategies specific to our institutional business Build and maintain regulatory relationships and lead regulatory examinations, audits and investigations within the institutional business Report compliance matters to senior management, board committees, and regulators as required Lead and develop a team of compliance professionals and deliver compliance training programs for institutional business staff Key Deliverables Effective management of compliance risks within institutional business. Positive outcomes from regulatory examinations and More ❯
based stablecoin infrastructure company building next-generation payment solutions that bridge traditional banking and blockchain technology. Its platform enables seamless stablecoin payments, currency exchanges, and crypto integration with full regulatory compliance, leveraging institutional-grade custodial wallets and multi-chain security. Our Client empowers businesses to tokenize real-world assets and operate across diverse financial ecosystems. Licensed for virtual assets … regions such as the Africa, UAE, Northern America and ASEAN. Job Description Define and Drive Stablecoin Product Strategy Develop and own the stablecoin product roadmap aligned with market needs, regulatory requirements, and business objectives, ensuring competitive positioning in the evolving Web3 ecosystem. Regulatory Compliance and Risk Management Lead efforts to interpret and implement requirements from the HKMA stablecoin … other relevant regulations, embedding robust risk and compliance frameworks into product design and operations. Stakeholder Engagement with HKMA and Regulators Serve as the primary liaison with HKMA and other regulatory bodies, maintaining ongoing communication to ensure product compliance and anticipate regulatory changes. Cross-Functional Leadership Collaborate closely with engineering, legal, compliance, finance, and marketing teams to deliver compliant More ❯
of the fastest-growing tech companies, bringing together early-stage engineers, product builders, and business athletes from companies like Stripe, Airbnb, and Shopify. We're tackling deep technical and regulatory challenges to make connectivity truly seamless. If you're driven by curiosity, creativity, and the chance to shape the future of telecom, we'd love to hear from you. … operational backbone of our compliance program. This role is perfect for someone who thrives at the intersection of detail and scale-who understands how to abstract complexity and operationalize regulatory requirements into robust, automated workflows without slowing down innovation. You'll work cross-functionally with Business Development, Legal and Product to ensure we stay compliant while moving fast. This … compliance works at Gigs as we expand globally. What You'll Do Build and scale our compliance operations infrastructure - Own and streamline core compliance workflows that support market expansion, regulatory readiness, and scalable internal processes. This includes managing product compliance checks and operational processes to support new market launches and evolving regulatory frameworks. Design with automation in mind More ❯
both technical (e.g. data analysis and critical judgement) and non-technical (self-insight and relationship management) skills across the Investments Team. Keeps informed of industry trends, market developments and regulatory changes in the public and private sectors, as well as best practices related to SII by attending industry seminars, reading and sharing relevant published articles. Experience: Qualification : Degree in … actionable decisions and meet tight deadlines. Knowledge: Financial Product Knowledge : Good understanding of fixed income products, derivatives, and familiarity with LDI strategies. Strong Financial modelling : Derivative modelling, especially LPI Regulatory Insight : Solid understanding of Defined Benefit pension schemes and Solvency II. Technical Awareness : Familiarity with API usage, SQL, and integration with modelling infrastructure. Skills: Proficiency in Python and/… success looks like in the role: Intellectually curious with a willingness to learn through own research. Strong problem-solving skills using consultative questioning to challenge current norms and drive change within the business function. Effective communicator - structures insights into clear messages and effectively engages others within business function, as well as internal stakeholders, professional and regulatory bodies. Innovative More ❯
investment operations. This position will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development … Customised throughout your career What You Will Get To Do: Prepare and manage daily transaction reports for all clients and portfolios, ensuring accuracy and compliance with internal policies and regulatory standards. Analyse transaction data to identify trends, discrepancies, and areas for improvement. Provide insights and recommendations based on transaction activity. Ensure that all transaction reporting meets regulatory requirements … with Compliance support. Keep up to date with regulatory changes and implement necessary reporting adjustments. Conduct regular reconciliations of transaction data to ensure consistency and accuracy. Resolve discrepancies between internal systems and external data providers. Work closely with internal teams such as, compliance, risk and operations to ensure smooth transaction processing and reporting. Act as a liaison to resolve More ❯
are looking for a Risk Analyst Job Description Production of Market Risk reports and distribution to trading desks Analysis, explanation and understanding on Greeks, VaR, Stress tests and Capital Regulatory and other Market Risk exception reporting Assist on impact tests as a result of Regulatory changes including IBOR & FRTB Assist in implementation of Audit and Validation recommendations related … to Market Risk Updating stakeholders on progress for risk systems change Qualifications Solid finance background with sound experience in risk management Excellent Excel and coding skills, particularly SQL and Python Good problem solving skills. Good communication skills, both verbal and written Good organisation and time management abilities Project management basics. Must be able to thrive under pressure and co More ❯
Management Consultant with deep expertise in banking transformation. This exciting opportunity sits within a high-impact team that helps financial institutions unlock growth, adapt to disruption, and drive sustainable change across people, process, and technology. Focused on commercial and corporate banking, the successful candidate will play a key role in designing and delivering business and digital transformation initiatives, ensuring … are fit for the future. Key Responsibilities: The Management Consultant will contribute to one or more of the following areas: Lead the design and execution of complex, cross-functional change programmes within banking. Apply structured programme governance, risk management and financial control frameworks. Engage senior stakeholders across both business and technology, acting as a trusted advisor to communicate performance … and lead diverse, multidisciplinary teams. Mentor junior consultants and foster a culture of collaboration, innovation, and high performance. Apply sector-specific knowledge to shape transformation strategies that align to regulatory shifts, customer expectations, and market trends. Oversee the successful delivery of consulting engagements, ensuring measurable outcomes and client satisfaction. Contribute to internal thought leadership, capability development, and proposition building More ❯
Management Consultant with deep expertise in banking transformation. This exciting opportunity sits within a high-impact team that helps financial institutions unlock growth, adapt to disruption, and drive sustainable change across people, process, and technology. Focused on commercial and corporate banking, the successful candidate will play a key role in designing and delivering business and digital transformation initiatives, ensuring … are fit for the future. Key Responsibilities: The Management Consultant will contribute to one or more of the following areas: Lead the design and execution of complex, cross-functional change programmes within banking. Apply structured programme governance, risk management and financial control frameworks. Engage senior stakeholders across both business and technology, acting as a trusted advisor to communicate performance … and lead diverse, multidisciplinary teams. Mentor junior consultants and foster a culture of collaboration, innovation, and high performance. Apply sector-specific knowledge to shape transformation strategies that align to regulatory shifts, customer expectations, and market trends. Oversee the successful delivery of consulting engagements, ensuring measurable outcomes and client satisfaction. Contribute to internal thought leadership, capability development, and proposition building More ❯
stakeholders including but not limited to: proposition, operations, distribution, engineering and design, to deliver outstanding products Foster a culture of continuous discovery, customer-centricity, and innovation. Track market trends, regulatory changes, and competitor insights to proactively identify product opportunities or risks. Serve as a mentor and thought leader to other Product Owners, contributing to the development of product excellence … a platform or system focus across multiple organisations (essential) Strong backlog prioritisation and value delivery mindset Deep understanding of core policy admin systems and strong knowledge of business processes, regulatory and compliance landscape in financial services Familiarity with modern architecture concepts (APIs, microservices, cloud based platforms) Proven success delivering technology-led product change at scale in Financial Services More ❯
and grow with sustainable value. That’s where Accenture Strategy & Consulting comes in. We bring together strategic visionaries, industry experts, practitioners from across every enterprise function, business intelligence professionals, change specialists, data and AI authorities, and many other specialized skills to co-create each client’s unique path to reinvention. You will be a trusted partner to business leaders … looking for experience in the following: A good broad understanding of Commercial or Retail Banking – including experience in core banking processes and related technologies, mortgages, payments, cards and related regulatory change. Strong client-facing experience with the ability to build and maintain client relationships. Experience leading diverse teams in complex strategy and consulting engagements, delivering high-quality output in … shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and each other. We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We More ❯
and grow with sustainable value. That’s where Accenture Strategy & Consulting comes in. We bring together strategic visionaries, industry experts, practitioners from across every enterprise function, business intelligence professionals, change specialists, data and AI authorities, and many other specialized skills to co-create each client’s unique path to reinvention. You will be a trusted partner to business leaders … looking for experience in the following: A good broad understanding of Commercial or Retail Banking – including experience in core banking processes and related technologies, mortgages, payments, cards and related regulatory change. Strong client-facing experience with the ability to build and maintain client relationships. Experience leading diverse teams in complex strategy and consulting engagements, delivering high-quality output in … shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and each other. We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We More ❯
to identify innovative workflow efficiencies, and we implement technology solutions to enhance our systems, products and processes. Our Team: Our Regulations team is responsible for acquiring and providing key regulatory data to our clients. We collect, analyse, process and publish the data which is the backbone of our iconic Bloomberg Terminal - the facts and figures which ultimately move the … financial markets. Reference data for regulatory reporting plays an ever-increasing role in our clients' workflows, and the Data team fulfills a meaningful function in supporting Bloomberg users with regulatory change. We analyze regulation, determine the reference data needs, and make this data available on the Terminal in order to support the regulatory reporting needs of our … clients. We are the cornerstone of several of Bloomberg's regulatory solutions. What's the role? Regulations is looking for a highly motivated and driven Team Leader to cover data management, data quality and data processes. You will play a critical role in developing and leading a team of data professionals with diverse experience and expertise spanning across several More ❯
and develop a team of Risk professionals, supporting their professional development and contributing to a positive team environment with continuous growth. Industry Knowledge: Stay informed about industry trends, including regulatory changes, technology growth and other relevant risk best practices. Performance Excellence : Monitor engagement success metrics and KPIS, proactively resolving deviations to deliver high-quality outcomes. Communication : Excellent communication skills … with experience in proposal development and thought leadership. Relationships : Proven experience in building and maintaining relationships with C-suite executives, with the ability to discuss complex risk solutions confidently. Regulatory Knowledge: Strong understanding of complex regulations, including UK Corporate Reform and US Sarbanes-Oxley (SOX) compliance, with the ability to guide clients on regulatory impacts. Communication Skills: Exceptional … to inspire, nurture, develop and motivate team members, fostering an environment of collaboration and continuous growth. Ethical Standards: Strong sense of ethics and integrity, ensuring compliance with legal and regulatory standards while promoting ethical practices within the organisation. Proactive Learning: A self-starter with a proactive approach and a strong commitment to continuous learning and professional growth. Adaptability: Ability More ❯
Merton, London, United Kingdom Hybrid / WFH Options
Close Brothers
the team's risk governance and first line control activities. Conduct thematic reviews as necessary, and bring to the attention of senior management any areas where there is perceived regulatory risk and work with Senior Management to resolve issues. Ensure data protection processes and procedures are adhered to, embedding the wider Group frameworks and satisfying internal stakeholders' requirements. Support … and maintain a strong partnership with stakeholders across the three Lines of Defence, key business contacts and management. Remain up to date with FCA, CCA, OFT, FLA and other regulatory changes, along with business developments. Ensure that all Governance and Compliance requirements are adhered to and all reporting and reviewing activities required by the Regulatory Bodies are carried … to ensure actions are taken to prevent recurrence WE WOULD LOVE TO HEAR FROM YOU IF YOU HAVE: Up to date knowledge and understanding of Data Protection legislation and regulatory requirements. Proven record of successfully selecting and implementing appropriate privacy controls. In-depth knowledge of completing Privacy Impact Assessments. Experience of responding to Subject Access Requests. Strong ability to More ❯
Expert to join our Governance, Risk, and Compliance team. This role is pivotal in supporting customer security assessments during RFx processes, driving compliance initiatives including DORA , NIS2 , and other regulatory frameworks, and assisting with broader GRC activities across the organization. The ideal candidate is a self-starter with strong communication skills, who thrives in a fast-paced environment and … is passionate about cybersecurity, regulatory compliance, and risk management. Please note that this is a hybrid role located in our office in London. We ask to come to the office twice per week. Support the sales and legal teams during RFx processes by responding to customer security questionnaires, assessments, and due diligence requests. Coordinate and manage responses to customer … security audits and assurance inquiries. Monitor regulatory changes and contribute to compliance initiatives such as DORA , NIS2 , and other applicable standards and frameworks (e.g., ISO 27001, SOC 2, GDPR). Assist in the development, maintenance, and improvement of internal GRC processes, policies, and documentation. Collaborate with cross-functional teams (Security, Legal, IT, Product, etc.) to gather information and ensure More ❯
London, South East, England, United Kingdom Hybrid / WFH Options
Sanderson
Information Privacy Subject Matter Expert (SME) to support a leading private bank in London. This role is focused on providing strategic and operational guidance on cybersecurity, data protection, and regulatory compliance to ensure the bank's information assets and customer data remain secure and compliant with applicable standards (e.g., ISO 27001, GDPR, FCA requirements). Key Responsibilities: Serve as … and investigations as needed. Provide training and awareness support to staff and leadership. Support internal and external audits, including FCA and ISO 27001 audits. Stay current on emerging threats, regulatory changes, and industry best practices. Required Skills & Experience: Proven experience in Information Security, Cybersecurity, and/or Information Privacy. Deep understanding of regulatory frameworks: GDPR, DPA 2018, ISO More ❯
and grow with sustainable value. That's where Accenture Strategy & Consulting comes in. We bring together strategic visionaries, industry experts, practitioners from across every enterprise function, business intelligence professionals, change specialists, data and AI authorities, and many other specialized skills to co-create each client's unique path to reinvention. You will be a trusted partner to business leaders … looking for experience in the following: A good broad understanding of commercial or Retail Banking - including experience in core banking processes and related technologies, mortgages, payments, cards, and related regulatory change. Strong client-facing experience with the ability to build and maintain client relationships. Experience leading diverse teams in complex strategy and consulting engagements, delivering high-quality output in … shared purpose: to deliver on the promise of technology and human ingenuity. Every day, more than 775,000 of us help our stakeholders continuously reinvent. Together, we drive positive change and deliver value to our clients, partners, shareholders, communities, and society. We believe that delivering value requires innovation, and innovation thrives in an inclusive and diverse environment. We actively More ❯
engagements from prospecting through contract negotiation and closure. Customize sales pitches and presentations to align with the complex needs of Tier 1 global accounts. Stay ahead of industry trends, regulatory changes, and competitors to refine go-to-market strategies. Work collaboratively with pre-sales, marketing, and product teams to develop tailored solutions for clients. Drive a disciplined and data … up sales, expansion, and client retention. Represent Hawk at global industry conferences, roundtables, and networking events. Stay informed on emerging trends in financial crime prevention, AI-driven compliance, and regulatory technology. Act as a trusted advisor to Tier 1 financial institutions, helping them navigate evolving AML and fraud prevention challenges. Your Profile 7+ years of enterprise B2B sales experience More ❯
stakeholders. The Product Management group provides overall product development & business analysis for all pre and post reporting initiatives through DC's Trade Reporting suit of products. The business supports regulatory trade reporting across multiple jurisdictions including all derivative asset classes and SFTs. The product management team collaborates with internal stakeholders and business heads in assessing the enhancements and revisions … internal stakeholders. Responsible for a product backlog working with the product manager to prioritise and deliver against the roadmap and meet client demand. Gathers requirements for upcoming changes (including regulatory changes) and contributes to service descriptions. Identifies potential risks to achieving project objectives and elevates to appropriate management. Oversee, review and create enhancement requests and defects. Prioritise these requests … groups. Facilitates horizon scanning across TR's, regulator and industry groups to ensure requirements are gathered and prioritised. Expected to be SME in an area of the product and regulatory reporting jurisdiction (EMIR, CFTC, ASIC, MAS, MiFIR), where required, to attend meetings with clients to help with the product area of expertise. Qualifications: Proven experience in a similar role More ❯
Maidstone, Kent, United Kingdom Hybrid / WFH Options
CaseWare International Inc
Caseware continues to evolve with new technologies, we are always looking to innovate and bring the efficiencies of cloud-based solutions to our customers. As a Tax and Financials Regulatory Analyst , you will play a critical role in ensuring our Corporate Tax and Financials products remain compliant with UK tax and financial reporting standards. You will help maintain and … manuals, legislation, and schema updates to define accurate and actionable product requirements. Collaboration with internal teams and HMRC representatives is key to staying ahead of upcoming tax software and regulatory changes. Additionally, contribute to the strategic planning of Caseware's future tax proposition, including support for integration with external platforms and services. Financials: Work closely with the Financials product … ensure continued alignment with financial reporting requirements across the UK and Republic of Ireland, such as those outlined in the Companies Act and FRC standards. Collaborate with in-house regulatory analysts to develop and maintain accurate XBRL/iXBRL tagging within financial statements. Translate new disclosure requirements and technical updates into clear, structured specifications that guide product development. Cross More ❯
and demographics. We support organisations across a variety of sectors including finance, retail, telecommunications, utilities, gaming, government and insurance. What You'll Bring: We’re looking for a Lawyer – Regulatory (Data Protection and Financial Services) to join our growing Legal team. Day to Day You’ll Be: Core Duties/Responsibilities: Providing legal advice to the business in respect … of product development activity, enterprise change and the use of data assets in a manner that complies with licence terms, legislation, industry codes and policy. Providing legal and regulatory horizon-scanning for consumption by 1st and 2nd line teams across the business, as well as undertaking detailed risk assessments of significant regulatory changes. Supporting Government Relations with … with ICO consumer complaints and complex consumer queries. Advise the business on how its data assets can be used compliantly as part of data insight service development and operational change processes, often in response to innovative and mould-breaking proposals (both business to business and business to consumer). Obtain and maintain an in-depth knowledge of the contracts More ❯