126 to 150 of 159 Regulatory Change Jobs in the UK

SOPs) are kept up to date. Ensure timely and accurate processing of invoices, payments, receipts, and payroll transactions in compliance with company policies and regulatory requirements. Review and reconcile financial data, including bank statements, general ledger accounts, and supplier/customer accounts, to identify discrepancies and resolve issues promptly. … to-day financial operations within the Company, ensuring the smooth functioning of all transactional processes. PURPOSE OF THE JOB: Completion of various National Stats Regulatory compliance with FCA and ISO. Collaborate with cross-functional teams, including finance, accounting, procurement, and operations, to support business objectives and drive process improvements. … Stay updated on industry trends, best practices, and regulatory changes affecting transactional finance activities, and ensure compliance with relevant standards and regulations. Coach, mentor, and develop team members, providing guidance, feedback, and training to enhance their skills and performance. Coordinate with external auditors during the audit process. Key Attributes more »

Overview: The Assistant Grid Connections Engineer will play a key role in supporting the development and implementation of grid connection projects, ensuring compliance with regulatory standards and industry best practices. This position offers an excellent opportunity for a dedicated individual to gain hands-on experience in the renewable energy … for renewable energy installations. Conduct site assessments and feasibility studies to evaluate grid connection options and requirements. Collaborate with internal teams, external stakeholders, and regulatory authorities to obtain necessary permits and approvals. Support the preparation of technical specifications, drawings, and documentation for grid connection applications. Assist in coordinating grid … systems. Provide technical support and assistance to project managers, engineers, and other team members as needed. Stay informed about industry trends, emerging technologies, and regulatory changes related to grid connections. Adhere to safety protocols, quality standards, and project timelines to ensure successful project delivery. Qualifications: Bachelor's degree in more »

and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players. Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships. Requirements: A minimum of 10 years of relevant experience in mergers … A deals, demonstrating strong financial acumen and analytical skills. Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations. Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results. Excellent communication and negotiation skills, enabling more »

negotiations with clients, vendors, and subcontractors to secure favorable terms and conditions. Develop and maintain strong relationships with key stakeholders, including clients, suppliers, and regulatory authorities. Collaborate with the business development team to identify and pursue new business opportunities, including preparing proposals and participating in client presentations. Ensure compliance … ensure that health and safety requirements are integrated into all aspects of project planning and execution. Stay up-to-date on industry trends and regulatory changes related to contract management, business development, and health & safety. Qualifications: Bachelor's degree in business administration, law, engineering, or a related field. Proven more »

our brand as a trusted thought leader and innovator in SaaS solutions. 10. Continuous Learning and Development: Stay informed about developments in data technology, regulatory changes, and industry best practices, and leverage this knowledge to inform our sales strategies and product roadmap. KEY SKILLS & REQUIREMENTS · Ideally 10+ years experience … with the ability to articulate complex technical concepts to diverse audiences. · Deep understanding of the data industry, including its key players, market dynamics, and regulatory environment. · Proficiency in CRM software and other sales productivity tools. · Willingness to travel as needed to meet with clients, attend industry events, and support more »

as in adherence with both internal policies and procedures as well as that set out by the regulator. Keep up to date with all regulatory changes and guidance in line with the relevant regulatory governing bodies Monitor and record enforcement action taken by the regulator with operators and more »

Budget Oversight Lead the design and implementation of technology solutions that support EUDR compliance, ensuring delivery on time, within scope, Budget constraints, and within regulatory standards. Develop detailed project plans that include technology strategies, systems architecture, data security measures, and compliance checkpoints, with a clear focus on optimizing resource … compliance into all technology-related project deliverables, while adhering to approved budgets. 2. Stakeholder and Technical Team Engagement Manage communications between technology teams and regulatory experts to ensure that all tech developments align with EUDR requirements. Organize and lead meetings with stakeholders to discuss technology deployment strategies, addressing any … cost-effectiveness. 4. Continuous Technological Improvement & Compliance Monitoring Monitor the effectiveness of technology solutions in meeting compliance standards and managing costs, making adjustments as regulatory changes occur or budget adjustments are needed. Keep abreast of technological advancements and regulatory updates in EUDR, integrating new technologies to enhance compliance more »

financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a professional to ensure the company operates within legal and … Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. … Collaborate with legal, risk management, and business units. Prepare reports for senior management and regulatory authorities. What you'll need to succeed Minimum of 5 years of experience in financial services compliance. In-depth knowledge of relevant regulations (e.g., FCA, GDPR). Strong analytical skills and attention to detail. more »

Associate/Manager - Payment Services London - Hybrid (2 Days in the office) Are you currently working in the payment space with previous consultancy experience, regulatory/compliance knowledge, and the ability to manage client relationships? Are you looking for a new position where you can elevate your career in … you: Mostyn Chase is thrilled to be collaborating with this award-winning organisation, who provide financial services companies with products and services to navigate regulatory changes effectively. They provide expert compliance advice and support across the financial services sector. Collaborating with clients who range from niche start-ups to … as well as managing their own portfolio of client projects. The senior associate or manager role would also involve creating policies and procedures, answering regulatory-based questions, and providing advice and guidance. You will also have: Recent and relevant experience in the payments industry Broad base of compliance understanding. more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

robust assurance and governance framework. This role offers a unique opportunity to help shape the future of TPRM within our company, ensuring compliance with regulatory standards and internal policies while fostering a culture of risk awareness and mitigation on a global scale. Conduct thorough assessments of potential and existing … and fifth-party suppliers and capture them centrally. Ensure accuracy and completeness of third-party information in the due diligence database. Stay current with regulatory changes to enhance the third-party risk and due diligence program. KEY SKILLS AND EXPERIENCE Essential: Experience of third-party risk oversight Ability to … own team. Excellent attention to detail Pragmatic and flexible approach Desirable: Experience in Financial Services Knowledge and experience of operational resilience and other global regulatory requirements e.g. EBA Guidelines on Outsourcing, SS2/21, PS21/3, DORA etc. Performing 3rd party risk assessments, review of external control and more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Responsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

project support, finance reconciliation, and market monitoring. Contribute to contract and asset management, participate in front and back-office tasks, and stay updated on regulatory changes. This office-based position requires occasional travel. Roles and Reponsibilities: Generate dashboards and support data analysis for company stakeholders. Provide project support for … Support auction submissions and qualify assets for NationalgridESO auctions. Manage contract and asset management tasks, including revenue streams, trading contracts, and direct services. Handle regulatory management, new revenue streams, and flexibility service tenders. Skills & Attributes: 3+ years of relevant market data experience optimisations, trading within Renewable energy sources (BESS more »

a risk-based approach to AML and CTF arrangements, conducting regular assessments to manage risks effectively. Keep the compliance program up to date with regulatory changes and developments in the group's products and services. Manage the process of Suspicious Activity Reports (SARs) effectively. Compliance: Ensure that the business … remediation activities. Skills & Experience Previous experience as a compliance officer/manager in the FinTech industry (must) 6-10 years of experience in Compliance Regulatory Affairs, AML/CFT in the UK (must) Degree in Law is preferred FCA certification is mandatory Experience in developing and administering internal controls more »

will focus on these responsibilities: Serve as subject matter expert to the business for all aspects of trade compliance, including latest global trade developments, regulatory changes, and risk management Advise senior management directly on compliance developments, risks, and opportunities to add value Proactively manage the portfolio of UK and … Proficiency in all aspects of UK and US export licensing and agreements (TAAs, MLAs), MOD approvals (F1686, F680, PV Grading) Capable of summarizing complex regulatory information into concise, accessible formats Proactive and independent, capable of performing duties with minimal supervision or push Benefits 25 Days Annual Leave, plus bank more »

all applicable customs and trade regulations while maximize feasible savings for the business. The position is responsible for monitoring key industry developments, legislative, and regulatory changes affecting the businesses, assess impact and represent the client in various Trade Associations to ensure their interests are represented. The position will also … compliance personnel and will also support the Global Supply Chain with all departmental goals and objectives. Responsibilities Monitors regional key industry developments, legislative, and regulatory changes affecting the internal business units, assess impact and represent the client in various Trade Associations to ensure their interests are represented. Implement Global more »

successful candidate will be involved in a number of different projects within a portfolio of work, to include end of life/support systems, regulatory changes within their banking and shared services. The project will initially be for 3 months, with good potential to be extended for 6 months … experience of the full project life cycle, working in large transformation programmes or have relevant transferable skills or experience, and the following skills: - Business Change/Transformation Experience with regulatory and compliance projects Experience of DSDM Project methodology would be useful, although not essential A confident communicator able … to debate/challenge concisely, empathetically and clearly at all levels A creative thinker with the ability to deliver change initiatives Excellent written & spoken English & interpersonal communication, with good attention to detail Be a team player, show initiative and be able to work independently This contract position has already more »

firm’s trading and other business activities (e.g. EU/UK EMIR, MiFID II etc.) and working on the documentation aspects related to forthcoming regulatory changes Keeping in touch with regulatory developments via close contacts with advisers and industry bodies, contacts and working groups Working on ad hoc more »

Stockbroker, who are looking to recruit a Compliance Manager to support the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Reporting directly to the Head of Compliance, duties will include; guidance and technical advice on … system enquiries and reports, internal documentation and staff interviews to confirm that the firm is not exposed to undue risk. with the monitoring of regulatory breaches and manage the resolution of potential and actual incidents to achieve the optimum outcome for the business and the customer at all times … are reviewed and appropriate action taken depending on whether they are indicative of procedural weakness or failure of internal controls. in the preparation of regulatory submissions. with ad hoc projects including new regulatory guidance, introduction and implementation. The successful candidate must have gained solid Compliance experience of COBS more »

the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly more »

a highly diligent and detail-oriented Conflicts Analyst on a temporary basis, to help conduct and manage the risk management procedures in accordance with regulatory and statutory requirements/guidelines and the firms AML, sanctions and associated policies, including onboarding and ongoing monitoring of new and existing cases. Expected …/matters, ensuring all necessary documentation is obtained and verified and overseeing/verifying file opening procedures in accordance with the firms policies and regulatory requirements. Conducting and recording outcomes of risk assessments on new and existing clients and gathering CDD (Customer Due Diligence) and in appropriate matters EDD … and sanctions using the resources available from external providers (eg LSEG World-Check) and carrying out, assessing, reporting and recording adverse media searches. Assessing change of status reports from ongoing monitoring service of external providers for AML/sanctions and alerting case handlers accordingly. Completing and recording client and more »

next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports … to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the company's policy framework. Manage interactions with regulatory bodies, including responding to inquiries and organizing information. Coordinate the preparation of monthly Risk and Compliance Committee materials, including taking and distributing minutes. Skills …/Experience required – Extensive background in banking, financial services, and payments, with exposure to UK and European regulatory frameworks. Professional qualifications in risk or compliance - preferred. Comprehensive understanding of payments services and e-money sector, including card schemes and BIN Sponsorship model. Familiarity with UK and Finnish/EU more »

accident prevention. • Investigate accidents, incidents, and near misses to determine root causes and implement corrective actions to prevent recurrence. • Keep abreast of industry trends, regulatory changes, and emerging technologies related to health and safety, and where possible, incorporate best practices into company policies and procedures. • Maintain accurate records and … documentation related to health and safety activities, including incident reports, training records, and compliance documentation. • Serve as a point of contact for regulatory bodies, auditors, and other stakeholders regarding health and safety matters. • Champion a culture of safety awareness and accountability throughout the organisation, promoting employee engagement and participation … develop effective solutions. • Excellent communication and interpersonal skills, with the ability to interact with employees at all levels of the organization and influence behaviour change through relationship building and collaboration. • Demonstrated leadership abilities, including the ability to inspire and motivate. • Proficiency in Microsoft Office Suite and other relevant software more »

plans and managing the test calendar Collaborate with cross-functional teams to ensure alignment with PCI DSS requirements across all departments Stay abreast of regulatory changes and industry standards related to PCI DSS compliance and integrate them into our processes Manage relationships with external auditors and regulatory bodies more »