126 to 150 of 195 Regulatory Change Jobs in the UK

credit risk data. Maintain and enhance credit risk databases. Develop comprehensive credit risk reporting frameworks. Provide timely and accurate risk reports. Ensure compliance with regulatory requirements. Adapt to regulatory changes. Lead and develop a high-performing Credit Risk IT team. Manage resource allocation and project prioritization. Collaborate with More ❯

Franklin Templeton Technology (FTT), with team members in Poland, Luxembourg, India and the United States. This team has a responsibility to ensure that all regulatory requirements are identified and implemented within the technology space with concentration on specific jurisdictions such as Luxembourg and the United Kingdom. Data Protection and … Outsourcing regulatory requirements bring an additional layer of oversight and scrutiny in Technology related outsourcing engagements. What are the ongoing responsibilities of a Technology Risk and Controls Oversight Manager? A successful candidate will be responsible for the following: Understanding, interpreting, and implementing oversight framework for technology which is in … line with the UK regulatory expectations. Maintaining technology oversight framework and prepare relevant reports for the UK boards (+ fund boards). Stay proactive and alert to any new regulatory changes (UK and World). Communicate any regulatory changes around Information Technology to relevant stakeholders and prepare More ❯

Our client is seeking a Regulatory Reporting Analyst to assist with managing and enhancing regulatory reporting processes within their Finance division. The team is responsible for calculating and reporting key prudential metrics (capital, liquidity, leverage, large exposure) to the PRA, as well as submitting statistical reports to the … Bank of England and/or FCA/PRA. You'll also contribute to the Pillar 3 annual document and manage regulatory changes, such as Basel 3.1, while ensuring compliance with both external and internal requirements. This role offers variety and impact, with opportunities to work across multiple reports … and actively drive process improvements to strengthen the wider team's capabilities. If you have a proactive mindset and are passionate about regulatory reporting and process optimisation, this role will be for you. Your day-to-day activities will include: Lead reporting for a number of regulatory returns. More ❯

strategies. Develop investment cases and board-level reporting aligned with business priorities. Advise on complex transformations including Zero Trust, SOC modernisation, cloud security, and regulatory compliance. Translate emerging threats and technology trends into actionable strategies. Guide clients through compliance with DORA, NIS2, and UK regulatory frameworks. Design comprehensive … Development Mentor consultants and support career development in advisory, architecture, and compliance domains. Produce thought leadership on topics like Zero Trust, cloud security, and regulatory changes. Contribute to go-to-market activities including webinars, events, and publications. Build internal capabilities through methodologies, training, and delivery standards. Technical Focus Areas … Security Operations SOC transformation and cloud-native security ops Threat detection with XDR, NDR, and SOAR platforms Incident response planning and threat intelligence integration Regulatory alignment for DORA, NIS2, and UK-specific mandates Risk frameworks tailored by industry (FS, critical infrastructure) Compliance automation and continuous control monitoring Required Skills More ❯

we have a long history of creating magical moments for our customers! We're not about selling products - we want to solve problems and change lives through Monzo ️ About the Role At Monzo we do things differently. We truly care about providing a phenomenal experience for our customers. We … perform a critical role in making sure that the way we handle the data of our customers, people and partners meets the legal and regulatory requirements at all times, as well as leading us strategically as we scale and grow as a business. This is very much a leadership … continuing to embed the team as a valued partner to the rest of the business through the day to day activities they perform: Implementing regulatory change. Providing pragmatic and proportionate technical or specialist data protection compliance advice in respect of new and existing products, major strategic initiatives and operational More ❯

we have a long history of creating magical moments for our customers! We're not about selling products - we want to solve problems and change lives through Monzo ️ About the Role At Monzo we do things differently. We truly care about providing a phenomenal experience for our customers. We … perform a critical role in making sure that the way we handle the data of our customers, people and partners meets the legal and regulatory requirements at all times, as well as leading us strategically as we scale and grow as a business. This is very much a leadership … continuing to embed the team as a valued partner to the rest of the business through the day to day activities they perform: Implementing regulatory change. Providing pragmatic and proportionate technical or specialist data protection compliance advice in respect of new and existing products, major strategic initiatives and operational More ❯

ensuring the accuracy, integrity, and compliance of our financial processes. The Management Accountant will work closely with the finance and compliance teams to uphold regulatory standards while contributing to the overall financial health and success of the organisation. Key Responsibilities: Lead the month-end close process, including journal entries … variance analysis. Ensure accurate and timely reporting of financial results. Prepare and analyse financial statements in accordance with IFRS/UK GAAP and relevant regulatory requirements. Generate timely and accurate management reports for internal and external stakeholders. Support the FP&A team with the annual and half-yearly budgeting … process. Stay abreast of regulatory changes in the financial services industry and ensure the company's adherence to all relevant regulations. Coordinate external audits, ensuring timely completion and accurate representation of financial data across the group. Address and resolve audit queries and recommendations. Ensure timely VAT reporting with correct More ❯

of our transaction cost analytics (TCA) platform by shaping the product roadmap, ensuring timely delivery of releases, and staying ahead of industry trends and regulatory requirements. Why this role is important to us: As the Product Manager, you will report directly to the Head of BestX and collaborate closely … the end-to-end product lifecycle, ensuring timely and high-quality delivery of new features, enhancements, and releases. Industry Trends & Compliance: Monitor industry developments, regulatory changes, and emerging trends in transaction cost analytics to keep the product competitive and compliant. Stakeholder Collaboration: Work closely with sales teams to understand … insights to senior leadership. What we value: These skills will help you succeed in this role: Strong understanding of financial markets, trading processes, and regulatory requirements. Demonstrated ability to define product roadmaps and manage delivery in a fast-paced, dynamic environment. Excellent communication and interpersonal skills to engage with More ❯

on internal AML and Compliance functions, collaborating with the first line of business and conducting interviews to gather necessary information. Keep updated on applicable regulatory changes, and make recommendations based on emerging trends, expansion opportunities, competitive threats, and internal process improvements which would have an impact on compliance functions. … and provide guidance to cross-functional teams. Familiarity with risk assessment methodologies and issue management reporting is a plus. Ability to adapt to changing regulatory requirements and stay up-to-date with industry best practices. Benefits: 25 days annual leave (plus 8 bank holidays). Pension (after probation). More ❯

market intelligence. You'll keep communication flowing around prospects and progress and will proactively look to develop your already strong knowledge of industry trends, regulatory changes and market forces. You will liaise with other business areas internally (Marketing, Solutions, PMO, legal and Relationship Managers) to ensure client needs are … relationships and various other prospecting techniques within a consultative sales process: an existing and proven contact list within the market would be a plus. Regulatory Categories SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules More ❯

SARs) and related case management. Collaborate with other departments, including Compliance, to maintain and improve transaction monitoring systems in line with business growth and regulatory changes. Act as the key escalation point for complex financial crime cases across the team, offering expertise and resolution strategies. Oversee fraud-related activities … and leading teams, particularly in a financial crime or compliance setting. Transactional Monitoring: Strong background in managing and optimising transactional monitoring processes and ensuring regulatory compliance. Financial Crime Knowledge: Understanding of broader financial crime risks, including fraud management, though specific subject matter expertise in fraud is not required. Strategic More ❯

compliance team and a senior leader within the organisation, responsible for overseeing all risk management and compliance functions to ensure the company adheres to regulatory requirements and best practices. The focus of the role is on consumer lending and payments, with the role holder having a strong knowledge of … to the board and ensure a robust risk culture throughout the organization. Compliance Oversight Design and maintain a comprehensive compliance program to meet FCA regulatory standards. Ensure regulatory returns are completed accurately and in a timely manner. Monitor regulatory changes, assess their impact on the business, and … ensure timely communication and implementation of required actions. Act as the primary point of contact with the FCA and other regulatory bodies. Conduct compliance reviews, ensuring timely remediation of findings. Ensure that any financial promotions are approved in accordance with FCA rules. Act as Company Secretary for the board More ❯

direction across actuarial functions, including reserving and capital assessment. Contribute to shaping the company's risk management strategy, ensuring alignment with market dynamics and regulatory changes. Financial Stability and Risk Assessment: Collaborate in evaluating risks and liabilities to maintain the financial stability of the business. Provide assessments that support … executive decisions, ensuring the company's solvency and financial health. Public Confidence and Regulatory Assurance: Support compliance with PRA and IFoA guidelines, including adherence to actuarial standards (APS X1, TAS100, and TAS200). Ensure all actuarial activities serve public interests and meet regulatory obligations, safeguarding company reputation. Key … accountabilities Risk and Solvency Management Support: Assist in maintaining risk management frameworks aligned with regulatory requirements, including Solvency II. Contribute to periodic solvency assessments, stress testing, and scenario analysis for a comprehensive view of risk exposure. Actuarial Reserving: Lead and oversee the reserving process for delegated authority and single More ❯

customers Provide regular reports on sales activities, pipeline, and market insights Collaborate with internal teams to customize solutions that meet specific client needs and regulatory requirements Stay up-to-date on industry trends, regulatory changes, and market developments affecting trade surveillance Attend conferences, participate in industry panels, and … or equivalent work experience. 5+ years of experience in financial technology sales, compliance, or surveillance industry Strong understanding of financial markets, trading practices, and regulatory frameworks Excellent knowledge of trade surveillance concepts and technologies Proven track record of closing complex, enterprise-level sales deals An existing network of legal More ❯

in product commercialization. This involves developing, rolling out, and commercializing robust and innovative instant payment capabilities, ensuring consistent functionality across regions while adhering to regulatory requirements and internal risk policies. The goal is to enable our clients to send and receive payments instantly and securely, meeting their treasury and … highest standards of security and compliance. Responsibilities include: Research client needs, market trends, and the competitive landscape to inform global product strategy, while considering regulatory, risk, and commercialization implications. Understand and anticipate evolving client needs and regulatory changes to ensure our product capabilities and roadmap deliver continuous, commercially … skills, with the ability to develop solutions and drive results. Competencies: Client-centric mindset. Strong risk and control mindset, with a deep understanding of regulatory requirements and compliance obligations. Excellent written and verbal communication skills. Detail-oriented, analytical, and results-driven. Experienced presenter with a creative approach and the More ❯

Salesforce. Ensure all the above efforts remain aligned to unit and SEI strategy. Proactively maintain/develop good knowledge of industry trends, market forces, regulatory changes and macro-economic forces impacting SEI's target market in the UK. Regulatory Categories: SMCR Category This role is identified as a More ❯

world's largest and most respected consultancy businesses, we've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. Why Join KPMG as a Personal Ethics … the wider Quality and Risk community and across the KPMG network to exchange knowledge, develop and improve processes and procedures in response to emerging regulatory, business and other requirements. Within the Risk Operations Group there are four teams who have responsibility for Partner and colleague independence. These teams are … requested for inclusion in the annual risk metric process. Drive forward changes to systems and processes required due to system changes and response to regulatory change. This may include contributing to the development and testing of systems, and amending guidance if required. Act as performance manager for team members More ❯

jurisdictions. Maintain accurate crypto asset accounting, including wallet reconciliations, valuations and token reporting. Oversee statutory reporting, VAT filings, and payroll obligations for accurate and regulatory compliance. Lead the group audit process, coordinate with external auditors for timely completion. What your day looks like: Manage and mentor a finance team … with cross-functional teams to drive key company initiatives. Identify and implement opportunities for improved financial performance and working capital optimization. Stay informed on regulatory changes in the digital asset space, ensuring best practices and compliance. What you'll need to succeed: 10+ years of experience in financial accounting … including managing and mentoring a finance team. Experience in managing audits and preparing multi-currency financial statements. Proficiency in budgeting, financial planning, tax, and regulatory compliance. Advanced proficiency in excel skills and experience with financial operating systems such as NetSuite, Xero, or similar. Knowledgeable of cryptocurrency accounting and financial More ❯

overseeing the firm's operational infrastructure and technology strategy. You will also ensure that technology and investment operations are fully aligned with business objectives, regulatory requirements, and client expectations. This role requires a strategic leader with a deep understanding of investment management operations, emerging financial technologies, and experience of … is a certified role under the Senior Manager's Certification Regime and will be subject to assessments in Fitness and Propriety and any other regulatory requirements. Key Responsibilities: Operational Leadership Oversee the firm's end-to-end investment operations, including trade execution, settlements, and fund administration and service providers. … adoption of emerging technologies such as AI, blockchain, and cloud solutions. Oversee IT governance, cybersecurity, and data protection in line with FCA and global regulatory standards. Oversee the service management relationships with technology and investment operation vendors, ensuring best-in-class infrastructure and service delivery. Drive innovation in technology More ❯

A leading private equity firm seeks a new team member to join their compliance function. With a strong commitment to ethical practices and regulatory compliance, we are dedicated to delivering outstanding value to our investors and stakeholders. Our organization is known for its culture of excellence, innovation, and ethical … for integrity and ethical practices. Key Responsibilities: Collaborate with the compliance team to implement and maintain the firm's compliance program. Monitor and assess regulatory changes and ensure the business adapts accordingly. Conduct compliance risk assessments and develop mitigation strategies. Assist in the development and implementation of compliance policies More ❯

A leading private equity firm seeks a new team member to join their compliance function. With a strong commitment to ethical practices and regulatory compliance, we are dedicated to delivering outstanding value to our investors and stakeholders. Our organization is known for its culture of excellence, innovation, and ethical … for integrity and ethical practices. Key Responsibilities: Collaborate with the compliance team to implement and maintain the firm's compliance program. Monitor and assess regulatory changes and ensure the business adapts accordingly. Conduct compliance risk assessments and develop mitigation strategies. Assist in the development and implementation of compliance policies More ❯

Reg Reporting Business Analyst | EMIR, Dodd-Frank, MiFID | Up to £800 P/Day Inside IR35 | Energy Trading – 6 months rolling | Hybrid Regulatory Reporting Business Analyst is needed for a commodities & energy trading firm, focused on regulatory reporting for a new desk within the energy trading sector. The … metals more generally, and be familiar with physical commodities rather than derivatives. With their continued growth and onboarding new products, in line with new regulatory changes, they need a Regulatory Reporting Business analyst to work on Project lifecycle covering business requirements analysis, functional specification of changes, testing as … required and support of UAT. As a Regulatory Reporting Business Analyst – you’ll need to prepare and submit reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations, analyse trading data using SQL and Indexes, and collaborate with stakeholders to ensure smooth desk operations. 📍This Reg Reporting More ❯

Reg Reporting Business Analyst | EMIR, Dodd-Frank, MiFID | Up to £800 P/Day Inside IR35 | Energy Trading – 6 months rolling | Hybrid Regulatory Reporting Business Analyst is needed for a commodities & energy trading firm, focused on regulatory reporting for a new desk within the energy trading sector. The … metals more generally, and be familiar with physical commodities rather than derivatives. With their continued growth and onboarding new products, in line with new regulatory changes, they need a Regulatory Reporting Business analyst to work on Project lifecycle covering business requirements analysis, functional specification of changes, testing as … required and support of UAT. As a Regulatory Reporting Business Analyst – you’ll need to prepare and submit reports in compliance with EMIR, MiFID, MAR, MAS, and Dodd-Frank regulations, analyse trading data using SQL and Indexes, and collaborate with stakeholders to ensure smooth desk operations. 📍This Reg Reporting More ❯

support changes related to trade execution, pricing, and risk management requirements, ensuring the system is optimised for performance and stability. Support the implementation of regulatory changes affecting front office operations, ensuring all configurations and processes comply with financial regulatory standards. Refine business requirements from front office stakeholders, translate More ❯

support changes related to trade execution, pricing, and risk management requirements, ensuring the system is optimised for performance and stability. Support the implementation of regulatory changes affecting front office operations, ensuring all configurations and processes comply with financial regulatory standards. Refine business requirements from front office stakeholders, translate More ❯