1 to 25 of 222 Regulatory Compliance Jobs in the UK

and manage their operations seamlessly online. As Stripe continues to innovate and expand its offerings, we recognize the crucial importance of maintaining a strong commitment to financial crime prevention, regulatory compliance, and risk management for our products, including stablecoins, money movement solutions, and emerging consumer payments. What you'll do We are seeking an exceptional leader to serve … as the Head of Product and User Enablement within our Financial Crimes, Compliance, and Risk Oversight (FinCRO) team. This senior role is vital in allowing rapid and safe product growth and innovation, and serves as a lynchpin to reinforce the relationship between financial crime compliance, regulatory frameworks, and our overall business strategy, and product innovation. The successful … candidate will lead a team of expert advisors who, working closely with our Product Legal team, advise our product teams on risk and compliance matters. They will work with our Risk teams to enable smooth product launches and ensure that Stripe's most innovative offerings meet existing requirements and inform our ability to help shape both the product and More ❯

Compliance Officer ?" Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatory compliance and ethical standards conduct across London Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework … with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatory compliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in the management of compliance and regulatory risks, including liaison with the Regulator’s Financial Intelligence Authority and any other regulatory … going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or ambiguous transactions to supervisor/Manager or Head of Compliance for a review or decision Perform Compliance Review on respective business units on periodic basis, as per Compliance Review plan endorsed by Senior Management team Perform Control More ❯

Remote (Belgium); Ireland - Remote Guidewire is the platform P&C insurers trust to engage, innovate, and grow efficiently. We are seeking a visionary and hands-on Global Head of Compliance (GHC) to lead our global compliance strategy, ensuring alignment with complex regulatory environments and fostering trust with customers, regulators, and stakeholders. Role Overview The Global Head of … Compliance (GHC) will oversee all compliance-related activities at Guidewire. As a preeminent cloud services provider and the world leader in insurance software, our customers expect and require ongoing and proactive expertise and consultation on regulatory compliance for all matters related to our cloud service offerings, including in areas such as AI, data privacy, data residency … resilience transparency and security. This executive will ensure full adherence to international, federal, and local regulations while acting as a public and customer facing representative for compliance matters. The GHC will collaborate across legal, risk, operations, and customer-facing teams to embed a culture of ethical compliance throughout the enterprise. Job Description Key Responsibilities Serve as Guidewire's More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

The Data Protection and Regulatory Compliance Apprentice will provide overall support to the Risk & Compliance Team, specifically assisting the Privacy Team on a range of projects. The role will be focused on gaining experience in four core functions - data privacy, data security, regulatory compliance, and record keeping. Role In this role, you will report to … the Director of Risk and Compliance and be line-managed and supervised day to day by the Data Protection Senior Analyst based in London. As a member of the Privacy Team, you will regularly liaise with our lawyers and other teams including IT Security and the wider Risk and Compliance teams. As part of the apprenticeship, you will … also study towards the Level 3 compliance and risk officer apprenticeship and can choose to also take the International Compliance Association (ICA) Certificate. Summary of Duties include but are not limited to: Privacy Team Support: Assisting with data protection impact assessments (DPIAs) on a variety of projects Coordinate and help the Data Protection Senior Analyst maintain the data More ❯

based stablecoin infrastructure company building next-generation payment solutions that bridge traditional banking and blockchain technology. Its platform enables seamless stablecoin payments, currency exchanges, and crypto integration with full regulatory compliance, leveraging institutional-grade custodial wallets and multi-chain security. Our Client empowers businesses to tokenize real-world assets and operate across diverse financial ecosystems. Licensed for virtual … regions such as the Africa, UAE, Northern America and ASEAN. Job Description Define and Drive Stablecoin Product Strategy Develop and own the stablecoin product roadmap aligned with market needs, regulatory requirements, and business objectives, ensuring competitive positioning in the evolving Web3 ecosystem. Regulatory Compliance and Risk Management Lead efforts to interpret and implement requirements from the HKMA … stablecoin consultation paper and other relevant regulations, embedding robust risk and compliance frameworks into product design and operations. Stakeholder Engagement with HKMA and Regulators Serve as the primary liaison with HKMA and other regulatory bodies, maintaining ongoing communication to ensure product compliance and anticipate regulatory changes. Cross-Functional Leadership Collaborate closely with engineering, legal, compliance More ❯

We facilitate millions of secure transactions globally, ensuring a frictionless experience for our customers while safeguarding against fraud and regulatory risk. As our growth accelerates, the integrity of our payment systems and adherence to global compliance standards are more important than ever. We're seeking a Head of Payments and Payments Compliance to own and drive our … global payments and compliance function. Youll lead strategy and execution across payment infrastructure, fraud prevention, and regulatory compliance, ensuring our systems are secure, efficient, and well-positioned for scalability. This is a leadership role where youll work cross-functionally and mentor a high-performance team. Key Responsibilities Leadership & Strategy ? Provide strategic leadership for the payments and payment … compliance functions, aligning team efforts with overall business goals. ? Lead, manage, and mentor the Payments and Payments Compliance team and related payments personnel, fostering a high-performance culture. ? Drive continuous improvement across payment operations, compliance frameworks, and fraud prevention practices. ? Represent the payments and compliance domain in cross-functional leadership discussions and planning sessions. Compliance More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Job Description, Quality Compliance Executive, ISO 9001, 14001, 22301, 27001, PCI-DSS Are you passionate about quality systems, compliance, and risk management? Our client, a market leader in their sector, is seeking a dynamic Quality Compliance Executive to support the continuous improvement of operational processes and ensure full regulatory and certification compliance across the business. … Key Responsibilities, Quality Compliance Executive Policies, Processes & Procedures Support the implementation of business strategies that align with compliance and certification frameworks. Establish and maintain the Compliance & Regulatory Calendar, ensuring departmental alignment and awareness. Ensure policies, procedures, and processes are clear, performance-oriented, and fully documented. Lead the coordination and documentation of internal audits on key processes. … PCI-DSS). Liaise with external certification bodies, coordinate annual audit calendars, and prepare internal teams accordingly. Maintain and manage Group-wide Risk Registers, escalating compliance risks as needed. Facilitate audit readiness by ensuring consistent communication and preparedness across the business. Person Profile, Quality Compliance Executive Demonstrated experience in managing ISO or related certifications. Strong background in process More ❯

Role We are seeking a Lead Business Analyst with 10 to 12 years of experience in Business Analysis and Planning. The ideal candidate will have a strong background in regulatory compliance and will work in a hybrid model with day shifts. This role does not require travel. Responsibilities Lead the analysis and planning of business requirements to ensure … alignment with organizational goals. Oversee the development and implementation of business strategies to enhance operational efficiency. Provide expert guidance on regulatory compliance to ensure adherence to industry standards. Collaborate with cross-functional teams to gather and document business requirements. Conduct thorough analysis of business processes to identify areas for improvement. Develop detailed project plans to guide the implementation … to junior business analysts to foster their professional development. Qualifications Possess a strong background in business analysis and planning with at least 10 years of experience. Demonstrate expertise in regulatory compliance within the relevant industry. Exhibit excellent communication and collaboration skills. Show proficiency in using analytical tools and techniques. Have experience in leading cross-functional teams. Display strong More ❯

of the fastest-growing tech companies, bringing together early-stage engineers, product builders, and business athletes from companies like Stripe, Airbnb, and Shopify. We're tackling deep technical and regulatory challenges to make connectivity truly seamless. If you're driven by curiosity, creativity, and the chance to shape the future of telecom, we'd love to hear from you. … The Role As our Compliance Operations Manager , you'll be the operational backbone of our compliance program. This role is perfect for someone who thrives at the intersection of detail and scale-who understands how to abstract complexity and operationalize regulatory requirements into robust, automated workflows without slowing down innovation. You'll work cross-functionally with Business … and Product to ensure we stay compliant while moving fast. This is a hands-on role with real scope: you'll design processes, build systems, and help define how compliance works at Gigs as we expand globally. What You'll Do Build and scale our compliance operations infrastructure - Own and streamline core compliance workflows that support market More ❯

experience for yourself, and a better working world for all. Our Digital Risk team is dedicated to providing innovative solutions that mitigate risks associated with digital transformation, cybersecurity, and regulatory compliance. The Digital Risk practice is growing rapidly, and we are looking for Managers to help drive success for our clients by helping them navigate the complexities of the … assessments and implementations, cybersecurity management, digital resilience and technological continuity, the need for trusted AI in a rapidly-evolving landscape, and more. This role requires strong IT technical and compliance expertise, a solid understanding of relevant regulatory frameworks, and strong project management and communication skills. Your key responsibilities Manage and deliver Digital Risk projects and specific workstreams within … day client interactions, presenting findings, facilitating workshops, and building strong working relationships. Manage clients and oversee teams working to scope, assess and remediate or improve digital risk management strategies, compliance frameworks, and overall risk mitigation efforts. Draft and own risk assessments to identify vulnerabilities and recommend appropriate controls and solutions. Develop and implement relevant IT policies, processes, and procedures More ❯

Helios Partners (Souleymane Ba), Crossbeam Ventures (Ali Hamed), Nikesh Arora, Samih Toukan, and many other context-specific angels Role You'll join our legal team of 8 lawyers as Regulatory Legal Counsel (UK & EU) reporting to the Regulatory Lead and play a key role in work as varied as new product launches, expansion into new markets and ongoing … regulatory compliance. You'll work closely with all business functions and be an expert at communicating legal issues to non-lawyers and balancing business and legal perspectives. You're a self-starter who is comfortable stepping out of your comfort zone to drive business growth. Responsibilities Advise on, develop and maintain Taptap Send's regulatory compliance framework … in the UK and EU Lead on the legal and regulatory aspects of new product launches and expansion into new markets (including licensing applications if needed) Work cross-functionally with the product, compliance, finance and infosec teams to tackle day to day complex regulatory challenges and ensure ongoing regulatory compliance Collaborate with and support the More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Responsibilities: Oversee the full project life-cycle of CUBE's end-to-end implementation projects from initial customer engagement, statements of work, project tracking and exceptional delivery Lead More ❯

Head of Security Governance, Risk & Compliance Salary: £70,400 - £94,100 Location: Cambridge/Hybrid Minimum 2 days a week in the office Contract: Permanent The Head of Security GRC is a senior leadership role within the Security SMT, tasked with driving the organisation's security governance, risk, and compliance strategy. This position engages across all levels of … the business, ensuring regulatory compliance, effective risk management, and robust assurance processes to support decision-making by the Senior Leadership Team. You will deliver a robust Security Assurance Framework, oversee supplier assurance activities, and maintain relevant ISO and Cyber Essentials certifications. Additionally, you'll drive the implementation of security standards, policies, governance reporting, and audit programmes to ensure … academic publisher and assessment organisation and a proud part of the University of Cambridge. About the role The position involves engaging at all organisational levels, managing security risks, ensuring regulatory compliance, and providing assurance on business practices to support informed decisions by the Senior Leadership Team and Security Board. Responsibilities include implementing and monitoring security standards, policies, AI More ❯

regions, aligning payroll strategy with corporate objectives, managing global payroll vendors, and leading transformation initiatives to enhance scalability and efficiency. The ideal candidate brings deep expertise in global payroll, regulatory compliance, and leadership in complex, high-volume environments. Key Responsibilities: Strategic Leadership Develop and execute a global payroll strategy that supports the company's growth and compliance … and Tax teams to align payroll operations with broader corporate goals and objectives Global Operations Oversight Oversee payroll processing for all global employees, ensuring timely and accurate disbursement in compliance with local labor laws, regulations, and statutory reporting Oversee payroll-related benefits deductions and retirement plan withholdings across locations, ensuring compliance with local statutory requirements and seamless integration … with benefits administration platforms Process and report on equity incentive plans such as RSU's and ESPP's, as well as tax withholding and compliance Manage a global team of payroll professionals and third-party providers to deliver consistent, high-quality service Lead payroll integrations related to M&A activity, new country expansion, and system implementations Compliance & Governance More ❯

Design and implement robust integration architectures and governance frameworks Set up Integration patterns, practices and architectural templates Support application rationalisation and technology re-use Consult on integration best practices, regulatory compliance, and IAM Contribute to our broader architecture and digital change strategy What we're looking for: Integration Architecture Expertise : Strong knowledge of integration patterns, best practices, and … with integration platforms as a service (e.g., Mulesoft, Dell Boomi, Azure Integration Services, etc.). Identity and Access Management (IAM) : Experience designing and integrating IAM platforms with security and compliance controls. Cloud Integration : Familiarity with cloud-based architecture and integration across cloud and on-prem systems. Application Rationalisation : Ability to identify technology re-use opportunities and remove redundant or … niche applications. Security & Compliance : Strong understanding of regulatory compliance and designing secure integration solutions. You'll be joining this company at an exciting period of change as the sole Integration Architect as they build new cloud-based platforms and introduce modern CRM systems. Enjoy a flexible hybrid working model with a great work-life balance and the More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. We are looking for a Senior Enterprise Alliance Manager to join our growing Alliances team, based in London. This role will be responsible for developing and managing strategic More ❯

comprehensive legal oversight across our healthcare verticals through Amazon Health Services Private Limited, while managing our unique technology and supply chain infrastructure in India. Key job responsibilities: Lead legal compliance for teleconsultation, pharmacy operations, and upcoming diagnostics launch Manage state-wise medical council regulations and telemedicine guidelines Oversee drug license compliance and NABL accreditation preparations Structure legal frameworks … for new healthcare initiatives Maintain ongoing compliance and regulatory reporting Drive legal oversight for India's unique marketplace model of retail and supply chain tools Ensure compliance with independence requirements for third-party tool providers Adapt worldwide policies to India's marketplace model Review and structure tool provider agreements Support SCOT teams on compliance and efficiency … initiatives A day in the life Support 3 L8 leaders and 13+ L7 business leaders Drive critical regulatory relationships Manage complex healthcare compliance frameworks Lead technology infrastructure compliance initiatives BASIC QUALIFICATIONS - LLB in India or equivalent law degree in other common law jurisdiction. - 8-14 years of legal experience in healthcare/technology sectors - Proven expertise in More ❯

further build out our Operations team in London, United Kingdom (UK). We are looking for an Operations professional with demonstrated experience in securities and brokerage as well as regulatory compliance related topics and who is excited to work at the intersection of regulation, technology, and finance. We are looking for a highly adaptable and collaborative person who … point of contact and oversee day-to-day supervision of the operations and 1st line risk activities for the UK team Partner with Robinhood teams such as Brokerage Operations, Compliance, Risk, Customer Experience (CX), Finance, Product, Engineering and Vendor Management Oversee and monitor the performance of operational business partners in line with the intercompany agreements and SLAs Continuous process … efficiency improvement - leveraging data to improve operational processes and reduce operational risk Responsible for creating and maintaining operational Standard Operating Procedures and processes. Partner with the Risk & Compliance team (2nd line) to review, implement and operate the required frameworks and controls to support regulatory requirements. Command deep knowledge of operational processes and standards, tracking changes to regulations and More ❯

is seeking an experienced Head of Information Security to lead the InfoSec function across their UK and European operations. This is a leadership role that combines deep cybersecurity expertise, regulatory awareness, and business acumen to drive the security agenda in a fast-paced, regulated financial services environment. As the Head of Information Security, you'll be the primary InfoSec … across the region, responsible for the integrity and performance of security and cyber risk controls. You'll shape and implement enterprise-wide strategies aligned with global objectives while ensuring regulatory compliance and operational excellence. Reporting directly to the Group CISO, you'll work closely with executive leaders, regulatory stakeholders, and the global InfoSec team. The role will … the delivery and quality of security services from internal, shared, and external resources and you would act as a trusted advisor to executives across the region. You will drive compliance across standards including ISO 27001, SOC2, PCI, SOX, GDPR, and others while managing a high-performing InfoSec team (both direct and matrixed). You will need to be a More ❯

ll take ownership of everything from day-to-day accounting to big-picture financial planning and risk management. You'll also be the go-to person for audits and compliance, helping to keep the company stay on track, If you're excited by the idea of working closely with a collaborative leadership team and helping drive a growing company … billing, accounts receivable/payable, general ledger, cost and inventory accounting, fixed assets, and revenue recognition Ensure timely and accurate recording, filing, and reporting of all financial transactions in compliance with statutory law and financial regulations Prepare and present monthly, quarterly, and annual financial reports, including management accounts, statutory accounts, and board reports Coordinate the budgeting and forecasting processes … Manage the transaction processing system and liaise with group finance to consolidate financial results Implement and manage financial policies, procedures, and internal controls to maintain a strong control environment. Regulatory Compliance & Audits Ensure all relevant documents are filed with Companies House on time Manage regulatory compliance requirements, including: - Quarterly VAT returns - Payroll tax and pension processing More ❯

is critical in protecting the confidentiality, integrity, and availability of our information systems and data. The ideal candidate will have a deep understanding of cybersecurity threats, risk management frameworks, regulatory compliance, and modern security technologies. This role also includes responsibilities typical of a Data Protection Officer, ensuring that data privacy and governance meet the high regulatory standards … time responses. Conduct regular security audits and work with internal/external auditors to support compliance. Collaborate with IT and business units to ensure secure systems development and operations. Compliance & Risk Management Ensure compliance with regulatory and legal security requirements (e.g., ISO 27001, NIST, HIPAA, GDPR, SOX, etc.). Ensure compliance with applicable data protection laws … e.g., GDPR, CCPA, GLBA). Guide Data Protection Impact Assessments (DPIAs) for high-risk financial data processing activities. Work closely with Legal, Risk, and Compliance to monitor data handling practices across business units. Perform regular risk assessments and implement appropriate risk mitigation controls. Work with internal and external auditors on information security reviews. Training & Awareness Promote a culture of More ❯

Role : Business Resilience & Regulatory Specialist Location : City of London (Hybrid) Tenure : Permanent Salary : £90,000-£110,000 per annum plus benefits The Company Our client is a leading provider of capital markets technology and data solutions, supporting financial institutions across the fixed income, foreign exchange, equities, derivatives, and securities finance sectors. They enable firms to streamline operations by digitising … execution capabilities. The Role This is a pivotal role supporting the delivery of a major programme aligned to the Digital Operational Resilience Act (DORA), with a focus on embedding regulatory standards into long-term operational practices. The successful candidate will work across the business to strengthen resilience capabilities, ensure regulatory compliance, and guide the transition of programme … initiatives into business-as-usual functions. In this high-impact position, youll be at the forefront of regulatory change, shaping the way operational resilience is understood and embedded. Working closely with internal stakeholders and subject matter experts, youll ensure that resilience measures meet both the letter and the spirit of regulatory frameworks. Key Areas of Responsibility: Regulatory More ❯