1 to 25 of 390 Regulatory Compliance Jobs in the UK

Head of Regulatory Affairs page is loaded Head of Regulatory Affairslocations: London, United Kingdom: Kuala Lumpur, Malaysiaposted on: Posted 2 Days Agojob requisition id: 9We're the world's leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value - across borders, through cities and overseas. No other organisation can address … been more relevant. Swift now has a presence in 200+ countries and legal territories to serve a community of more than 12,000 banks and financial institutions.The Head of Regulatory Affairs will lead our consolidated regulatory affairs function within Legal & Compliance, bringing together critical areas such as data protection, financial sanctions, payments, and cybersecurity. While the data … protection and sanctions teams will continue to carry out operational responsibilities reflecting their transversal nature, they will report into the Head to ensure strategic alignment and a unified regulatory affairs approach. This senior leadership role provides proactive, strategic regulatory advice directly to the business, helping shape decision-making and anticipating regulatory impact. It works in close partnership More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

lawyer who wants to move in-house early in their career and gain broad commercial exposure in a dynamic fintech environment. You will work closely with our commercial, product, compliance, and regulatory teams to support Yapily's growth while managing legal risk effectively. You'll be a solutions-focused team player who thrives in a fast-moving payments … an enabler, not a blocker. You can balance risk with business objectives and provide pragmatic advice that helps us move quickly while maintaining our high standards of quality and regulatory compliance. You will help to foster a collaborative and fun "can do" mindset across the teams you support. Learn more: Key Tasks Commercial Contracting Draft, review, and negotiate a … teams with fast contract turnaround, providing pragmatic commercial advice Develop and maintain template agreements and playbooks to enable business self-service Manage contract lifecycle and maintain the contract repository Regulatory and Compliance Support Assist with regulatory compliance matters relevant to payment services and open banking, including FCA requirements, PSD2, anti-money laundering and e-money regulations More ❯

About the Role We are seeking an experienced Compliance Officer to support our organisation's commitment to maintaining the highest standards of legal, regulatory, and ethical compliance across our European operations. The successful candidate will take a lead role in developing, implementing, and maintaining compliance frameworks, with a particular focus on EU regulations , GDPR , and the … ranging from Modern Slavery and Anti-Bribery statements to Cybersecurity and Data Protection policies. Experience within the security or CCTV technology sector is desirable, but not essential. Key Responsibilities Regulatory Compliance Monitor and interpret relevant EU and national legislation , including GDPR, NIS2, and related data protection and cybersecurity laws. Ensure ongoing organisational compliance with applicable labour laws … and safety regulations , and corporate governance standards . Liaise with external regulators, auditors, and legal advisors as required. Policy Development & Implementation Draft, review, and maintain a comprehensive suite of compliance policies and procedures , including: Data Protection and Privacy Policies Cybersecurity Policies Anti-Slavery and Human Trafficking Statements Code of Conduct and Ethics Policies Health and Safety documentation Deliver employee More ❯

Management : Manage cash flow and liquidity, including monitoring cash inflows and outflows, optimizing working capital, and forecasting cash needs to ensure adequate liquidity for business operations - Financial Controls and Compliance : Establish and maintain financial controls and compliance procedures, including internal controls, policies, and procedures, to ensure accuracy, integrity, and regulatory compliance in financial reporting and operations … and Capital Allocation: Evaluate investment opportunities and capital allocation decisions, including capital expenditures, mergers and acquisitions, and strategic investments, to optimize returns and enhance shareholder value - Tax Planning and Compliance: Develop and implement tax planning strategies, including tax optimization and compliance with tax regulations, to minimize tax liabilities and ensure compliance with tax laws and regulations - Financial … Knowledge of cash flow management principles and practices, including cash flow forecasting, working capital optimization, and liquidity management, to ensure adequate cash reserves for business operation - Financial Controls and Compliance : Understanding of financial controls and compliance procedures, including internal controls, policies, and procedures, and experience in establishing and maintaining controls to ensure accuracy, integrity, and regulatory compliance More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯

orders, IP, technology, and commercial vendor and supply contracts. Key Responsibilities Strategic Counsel Advise company management on complex matters, delivering concise and clear messages on potential risks in contractual, regulatory, compliance, financial, and legal areas. Commercial Agreements & Negotiation Structure, review, and negotiate a variety of commercial agreements including master service agreements (client and vendor), complex commercial lease documents … sales orders, change orders, vendor contracts, and other agreements. Risk Management & Governance Manage risk and ensure business and compliance needs are accurately reflected in all agreements while developing and implementing contract procedures and templates to improve operational efficiency. IP Strategy & Regulatory Compliance Develop and execute a comprehensive, business-aligned intellectual property strategy to protect core innovations and … manage the company's global regulatory and trade compliance obligations. What We're Looking For Law degree from an accredited institution and admission to a state bar or equivalent legal qualification. Demonstrated experience structuring, negotiating, and closing complex technology and commercial transactions. Previous in-house experience in the data center or a related technology infrastructure industry is strongly More ❯

ensure secure, efficient, and reliable processing of financial transactions. The team focuses on integrating state-of-the-art technologies to streamline payment services, enhance customer experience, and uphold rigorous compliance standards and meet our regulatory obligations. In addition to supporting day-to-day operations, the team plays a key role in driving innovation, developing new platforms, and establishing … processes, systems, and technologies across multiple payment methods such as CHAPS, SWIFT, SEPA, FPS, BACS and ICS. This includes developing and executing change management strategies, conducting impact assessments, ensuring regulatory compliance, engaging with stakeholders, coordinating and tracking the implementation of changes, and providing communication and training to relevant parties. The aim is to ensure smooth transitions, minimise business … disruption, and maintain compliance with industry standards and regulations. Change Management Planning - Develop and implement change management strategies, robust plans, and processes to support the successful implementation of changes to payment and treasury systems and processes. Define change management objectives, roles, and responsibilities, and establish communication and stakeholder engagement plans. Change Impact Assessment - Conduct impact assessments to identify the More ❯

seeking a Principal Amazon Connect Architect to lead the design and delivery of enterprise-grade, cloud-based contact centre solutions. This role is pivotal in driving digital transformation, ensuring regulatory compliance, and delivering secure, resilient, and scalable architectures for omnichannel customer engagement. The successful candidate will have a proven track record of implementing Amazon Connect at scale, migrating … from Legacy platforms, and aligning technology decisions with global compliance standards. Core Responsibilities Solution Architecture & Design Define target architecture for Amazon Connect across voice, chat, and tasks, ensuring high availability, disaster recovery, and multi-region resilience. Apply AWS Well-Architected Framework principles and enterprise architecture standards for security, sustainability, and cost optimization. Implementation & Migration Lead end-to-end migration … WFM/QM systems, and identity management solutions. Build API-driven architectures, event streams, and Real Time analytics pipelines using AWS services (Lambda, EventBridge, Kinesis, Glue, Athena). Security, Compliance & Governance Implement IAM, KMS encryption, VPC networking, and PrivateLink for secure connectivity. Ensure compliance with GDPR/UK GDPR, PCI-DSS, ISO 27001, and sector-specific standards (eg More ❯

seeking a Principal Amazon Connect Architect to lead the design and delivery of enterprise-grade, cloud-based contact centre solutions. This role is pivotal in driving digital transformation, ensuring regulatory compliance, and delivering secure, resilient, and scalable architectures for omnichannel customer engagement. The successful candidate will have a proven track record of implementing Amazon Connect at scale, migrating … from Legacy platforms, and aligning technology decisions with global compliance standards. Core Responsibilities Solution Architecture & Design Define target architecture for Amazon Connect across voice, chat, and tasks, ensuring high availability, disaster recovery, and multi-region resilience. Apply AWS Well-Architected Framework principles and enterprise architecture standards for security, sustainability, and cost optimization. Implementation & Migration Lead end-to-end migration … WFM/QM systems, and identity management solutions. Build API-driven architectures, event streams, and Real Time analytics pipelines using AWS services (Lambda, EventBridge, Kinesis, Glue, Athena). Security, Compliance & Governance Implement IAM, KMS encryption, VPC networking, and PrivateLink for secure connectivity. Ensure compliance with GDPR/UK GDPR, PCI-DSS, ISO 27001, and sector-specific standards (eg More ❯

seeking a Principal Amazon Connect Architect to lead the design and delivery of enterprise-grade, cloud-based contact centre solutions. This role is pivotal in driving digital transformation, ensuring regulatory compliance, and delivering secure, resilient, and scalable architectures for omnichannel customer engagement. The successful candidate will have a proven track record of implementing Amazon Connect at scale, migrating … from legacy platforms, and aligning technology decisions with global compliance standards. Core Responsibilities Solution Architecture & Design Define target architecture for Amazon Connect across voice, chat, and tasks, ensuring high availability, disaster recovery, and multi-region resilience. Apply AWS Well-Architected Framework principles and enterprise architecture standards for security, sustainability, and cost optimization. Implementation & Migration Lead end-to-end migration … WFM/QM systems, and identity management solutions. Build API-driven architectures, event streams, and real-time analytics pipelines using AWS services (Lambda, EventBridge, Kinesis, Glue, Athena). Security, Compliance & Governance Implement IAM, KMS encryption, VPC networking, and PrivateLink for secure connectivity. Ensure compliance with GDPR/UK GDPR, PCI-DSS, ISO 27001, and sector-specific standards (e.g. More ❯

financial services domain experience to drive enterprise-wide productivity. We’re using the latest in AI to automate and innovate, empowering financial service businesses to achieve exceptional productivity and compliance outcomes. Role Overview As a Forward Solutions Engineer/Principal Solutions Consultant at Aveni, you will be a key technical leader in pre-sales, solution design, and customer engagement. … to define, architect, demonstrate, and deliver AI-powered solutions tailored to banks, wealth managers, insurance firms, and other financial services clients. Your mission is to translate complex business and regulatory needs into scalable, robust, compliant solutions that underscore Aveni’s value proposition. You will often be “forward deployed”, meaning you’ll engage closely with strategic clients, acting as subject … From this background you bring: Rigorous client-facing experience: doing discovery, scoping, workshops, POCs, RFPs, not just writing proposals, but engaging deeply with clients at multiple levels (operations, risk, compliance, executives). Structured, analytical problem solving: you break down fuzzy business problems, diagnose root causes, map them to technical and regulatory constraints, and propose robust, scalable solutions. High More ❯

solutions to solve complex challenges across our banking, financial services, and fintech operations. You will be instrumental in driving revenue growth, optimizing risk management, enhancing customer experiences, and ensuring regulatory compliance on a global scale. Key Responsibilities End-to-End Model Development: Lead the entire ML lifecyclefrom problem framing, data exploration, and feature engineering to model training, validation … technical excellence. MLOps & Productionisation: Work with ML Engineers and DevOps teams to build robust, scalable, and automated MLOps pipelines for continuous integration and delivery (CI/CD) of models. Regulatory Compliance & Governance: Ensure all models are developed in line with internal Model Risk Management policies and external regulatory requirements (e.g., SR 11-7, GDPR, PSD2). Document More ❯

Security Architect - IT & OT Rate - £600 Inside IR35 (Umbrella engagement) Duration - 6 months initial Location - Southwest - twice a week on site Contract Security Architect - IT & OT - ISO27001 - Regulatory Projects One of our clients is looking for a hands-on Security Architect to join their team and drive security design work across a portfolio of regulatory programmes. The role … and governance frameworks, helping to manage the security backlog and embed robust controls into projects. Responsibilities: Design and implement security processes and procedures across IT and OT environments Support regulatory compliance through strong governance and data protection practices Review and design authentication and access integration models Enhance business system security and mobile device protection Develop policies, standards and … Requirements: Proven experience as a Security Architect with a hands-on delivery focused approach Strong background in both IT and OT security Deep knowledge of ISO 27001 and broader regulatory compliance frameworks Recognised security or architecture qualifications (e.g., SABSA, TOGAF Security or equivalent) Excellent stakeholder engagement and the ability to drive design work across multiple projects Reasonable Adjustments More ❯

of industry's most influential thought leaders and be responsible for delivering client objectives and helping to grow the practice in all regions of the world. Our world class Regulatory Market Access and Compliance Practice has unparalleled experience in gaining access to established and emerging markets for technologies globally by providing regulatory analysis, obtaining national authorisations and … licenses for services or equipment and then ensuring on-going regulatory compliance whilst providing predictive analysis about upcoming risks and opportunities for technologies in those markets. We are looking for people with experience and knowledge of the satellite, space and telecommunications sector. What you can expect to be doing Actively engage with telecommunications regulators, space agencies and clients … in the process of obtaining licenses and permits Manage clients' regulatory market access and compliance Engage in national, regional and international regulatory advocacy Participate in cross company initiatives and groups, mainly on Business Development initiatives Project management of key accounts Manage direct relations with clients Shape national policymakers' decision making Thought leadership to drive new business outcomes More ❯

of Legal to join the growing legal team supporting both Pockit and Monese. This is a broad and dynamic role that spans corporate governance, commercial contracting, dispute resolution, and regulatory compliance. You will act as a trusted advisor to stakeholders across the business, providing clear and practical legal guidance on a wide range of matters. From negotiating technology and … Responsibilities: Corporate & governance Advice on group structure, intra-group arrangements, and corporate governance matters. Draft and review shareholder resolutions, governance documentation, and corporate filings. Support company secretarial processes and compliance with applicable laws and regulations. Commercial contract management & negotiation Draft, review, and negotiate a wide range of commercial agreements including SaaS, technology, procurement, and partnership contracts. Advise stakeholders on … correspondence, claims, and settlement negotiations. Liaise with external counsel on contentious matters and litigation strategy. Conduct legal research and prepare internal reports on potential liability or dispute resolution options. Regulatory & compliance Advise on compliance with relevant financial services regulations, outsourcing rules, and data protection obligations. Support the review of third-party contracts for regulatory risk and More ❯

An exciting opportunity has arisen for an experienced Senior Data Privacy and Compliance Manager to join a forward-thinking technology business. This senior role will lead core risk and data privacy activities , providing both strategic and operational support to the Head of Risk & Compliance and the Data Protection Officer (DPO) . The successful candidate will be instrumental in … advising on data protection matters, managing regulatory risk, and driving continuous improvement across compliance frameworks, policies, and business practices. Acting as a trusted business partner, you will support the organisation’s commitment to strong governance, operational resilience, and regulatory excellence. Key Responsibilities Lead the organisation’s risk management activities in alignment with Board-approved policy. Ensure ongoing … compliance with GDPR and act as Deputy to the DPO. Oversee privacy impact assessments, data breach management, and employee training. Manage compliance monitoring, reporting, and remediation activities. Represent the Risk & Compliance function in senior forums as Deputy to the Head of Risk & Compliance. Develop and maintain effective compliance policies, procedures, and controls in partnership with key More ❯

An exciting opportunity has arisen for an experienced Senior Data Privacy and Compliance Manager to join a forward-thinking technology business. This senior role will lead core risk and data privacy activities , providing both strategic and operational support to the Head of Risk & Compliance and the Data Protection Officer (DPO) . The successful candidate will be instrumental in … advising on data protection matters, managing regulatory risk, and driving continuous improvement across compliance frameworks, policies, and business practices. Acting as a trusted business partner, you will support the organisation’s commitment to strong governance, operational resilience, and regulatory excellence. Key Responsibilities Lead the organisation’s risk management activities in alignment with Board-approved policy. Ensure ongoing … compliance with GDPR and act as Deputy to the DPO. Oversee privacy impact assessments, data breach management, and employee training. Manage compliance monitoring, reporting, and remediation activities. Represent the Risk & Compliance function in senior forums as Deputy to the Head of Risk & Compliance. Develop and maintain effective compliance policies, procedures, and controls in partnership with key More ❯

while also connecting with your colleagues at our Brighton office once a week as needed, fostering a dynamic and supportive environment. Supported by (and reporting to) the Head of Compliance, you'll be joining a friendly legal and compliance team who believe that a strong culture of compliance goes beyond adhering to rules and regulations and must … What you'll do As a Complaints Manager, you will oversee processes and systems to ensure the efficient and effective resolution of customer complaints, addressing concerns promptly and maintaining compliance with regulatory standards. You will also champion the delivery of a first-class customer experience by guiding internal teams to ensure operations support an exceptional customer journey. This … role focuses on complaints operations, ensuring compliance, and driving improvements to reduce complaints. You will collaborate across all levels of the organisation, providing expert handling, guidance, and oversight to ensure the fair treatment of customers, including: Complaints Operations & Policy Build and execute a clear complaints strategy aligned with growth goals. Support complaints and disputes using industry best practices. Investigate More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯

We’re working with a prestigious international law firm that’s hiring a Compliance Systems Manager to join their London-based Risk & Compliance function. This role sits within the firm’s New Business Intake team and will play a pivotal part in managing and enhancing the systems that underpin client onboarding, regulatory compliance, and risk management … processes across the firm’s global offices. Reporting to the Head of NBI, the Compliance Systems Manager will work closely with stakeholders across Compliance, IT, and Finance, supporting the development and maintenance of Intapp Intake, Walls, and other compliance tools. This is an exciting opportunity, as the firm plans to roll out new systems early next year … you’ll play a key role in that process. The position is hands-on and well-suited to someone with strong technical expertise and a deep understanding of legal compliance workflows. Key Responsibilities: Manage and maintain compliance systems including Intapp Intake, Walls, and third-party tools (e.g. WorldCheck, Orbis). Represent Compliance in stakeholder and vendor meetings More ❯