City of London, London, United Kingdom Hybrid / WFH Options
Centre People Appointments
work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯
will have you focused on transaction reporting which will include the preparation, reconciliation, and analysis of transactions. If you have prior or current knowledge of regulatory frameworks such as MiFID II, EMIR, or FCA regulations, then this would be an advantage. Why You Will Love It Here! Flexibility: Hybrid Work Model Your Future: Professional Development Reimbursement including access to SS More ❯
Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership competencies for this level include Strategic More ❯
development experience including CI/CD, source code control, testing, and quality management. You have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports. You are highly proficient in Python, SQL, database design, and have experience working with data warehouses like Snowflake to generate complex solutions at scale. … have previously held. If you do not have any, please say “None.” * Do you have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports? * Select... Do you have a high level of proficiency in Python, SQL, database design, and have experience working with data warehouses like Snowflake to More ❯
London, England, United Kingdom Hybrid / WFH Options
Jobs via eFinancialCareers
Regulatory Requirements SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II This role is identified as: Staff giving information about investment products, investment services or ancillary services. What we would like from you: Professionalism, executive leadership, and good judgement inMore ❯
IP Office, CM) and telephony infrastructure. Expertise in Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (PCI-DSS, MiFID II, call recording, CRM). Experience producing high-quality customer-facing consulting artifacts. Excellent stakeholder engagement and communication skills. Microsoft 365 Certified: Teams Voice Engineer Expert (MS-720) or equivalent. More ❯
This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯
City of London, London, United Kingdom Hybrid / WFH Options
dnevo Partners
This is a fantastic opportunity to join a a leading crypto exchange and MiFID II regulated Trading Venue in Europe, offering cryptocurrency derivatives! Your mission As a Senior Core Compliance Officer, your role will be to support the business and day to day operations by undertaking Compliance oversight activities to ensure the trading platforms (digital assets and derivatives for institutional … Strong analytical and organisation skills. Excellent interpersonal, communication and stakeholder management skills. Additional Information Fluency in English and another European language is preferable. Experience in cryptocurrency and/or MiFID II highly beneficial. We are not able to provide visa sponsorship for this position. This is not a 9-5 role - it is a fast-paced environment! Benefits We are More ❯
plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Hays
plus years of business analysis experience in an Investment Bank (or consulting within an Investment Bank) Experience of delivering regulatory projects (and in particular Transaction Reporting within MiFID) would be an advantage. Ability to build relationships across a global organization, build trust and influence internal and external stakeholders Strong communication skills (English at a minimum), both written and verbal If More ❯
client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within More ❯
City of London, London, United Kingdom Hybrid / WFH Options
Miryco Consultants Ltd
client onboarding within FS or technology space. Experience working with derivatives and familiarity with transaction reporting and reconciliation processes. Knowledge of regulatory reporting requirements, including Dodd-Frank, EMIR and MiFID II desirable. Location: Central London Hybrid Policy: 4 days in office Please note, our client is unable to offer sponsorship for this opportunity. Finally, should you not be contacted within More ❯
fintech company or a wealth management business. Knowledge and experience of corporate law and corporate governance as well as the UK and European regulatory frameworks will be important, particularly MiFID, AIFMD and their UK equivalents. You will ideally have had some experience in compliance and dealing with cross border financial regulatory issues, particularly in Europe and Asia. Knowledge of corporate More ❯
or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯
or throughput. Drive integration with third-party clearing services and custodians, enabling real-time netting, margining, and settlement. Ensure compliance with regulatory standards while retaining HFT-ready performance (e.g., MiFID II, RTS 6/25). Champion secure-by-design principles across all layers — application, infrastructure, and data. Serve as a key technical spokesperson to investors, regulators, and strategic partners. More ❯
play a key role in advising our UK operating entity on a broad range of legal matters, including compliance with applicable UK VASP, e-money/payment services, SMCR, MiFID and other financial services laws and regulations; consumer protection laws; financial promotions (FinProm) rules; new product roll-outs and other strategic initiatives. You will also establish and manage legal policies … closely as legal advisor to business executives and the Compliance team to ensure compliance of UK and international operations with applicable UK VASP, e-money/payment services, SMCR, MiFID and other financial services laws and regulations, and digital currency exchange and broker best practices. Provide legal guidance to international operating entities. Includes responsibility for ensuring legal and regulatory compliance … law firm supporting such clients (ideally with some previous in-house experience). Strong familiarity with one or more key UK financial services regulations and guidelines, such as FSMA, MiFID, SMCR, COBS, FinProm, etc. Experience dealing with regulators such the Financial Conduct Authority (FCA), Prudential Regulation Authority and/or other key UK and European regulators is preferred. Ability to More ❯
City of London, England, United Kingdom Hybrid / WFH Options
JR United Kingdom
dynamics What You’ll Bring: Background in advice proposition, financial planning, or product ownership Technical understanding of wealth management products (pensions, ISAs, bonds, protection) Strong knowledge of Consumer Duty, MiFID, COLL, and related FCA frameworks Excellent communication and stakeholder engagement skills Prior experience in a private bank or large national wealth manager is desirable Benefits Include: Private medical cover (incl. More ❯
development experience including CI/CD, source code control, testing, and quality management. You have a strong background in producing complex regulatory reports for the financial industry, including EMIR, MiFID, SFTR, CPR, and K-Factor reports. You are highly proficient in Python, SQL, database design, and have experience working with data warehouses like Snowflake to generate complex solutions at scale. More ❯
Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting An understanding of the competitive landscape in Trade Reporting along with associated technology and trends is beneficial Leadership Competencies for this level include Strategic More ❯
typically deliver high-risk, high-profile and time-constrained projects in less time than competitors, often significantly so. Digiterre has won at least ten different industry awards including Best MiFID II Solution – Trade and Transaction Reporting awarded by HFM European Hedge Fund Services. Our working culture is highly collaborative, consultative, and respectful. We fully understand our client’s needs as More ❯
SIP trunks, gateways). Expertise across Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Microsoft Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (e.g., PCI-DSS, MiFID II, call recording, CRM, etc.) Experience in producing customer-facing consulting artefacts with a high standard of technical depth and executive relevance. Excellent stakeholder engagement and communication skills. Microsoft More ❯
SIP trunks, gateways). Expertise across Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Microsoft Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (e.g., PCI-DSS, MiFID II, call recording, CRM, etc.) Experience in producing customer-facing consulting artefacts with a high standard of technical depth and executive relevance. Excellent stakeholder engagement and communication skills. Microsoft More ❯
SIP trunks, gateways). Expertise across Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Microsoft Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (e.g., PCI-DSS, MiFID II, call recording, CRM, etc.) Experience in producing customer-facing consulting artefacts with a high standard of technical depth and executive relevance. Excellent stakeholder engagement and communication skills. Microsoft More ❯
SIP trunks, gateways). Expertise across Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Microsoft Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (e.g., PCI-DSS, MiFID II, call recording, CRM, etc.) Experience in producing customer-facing consulting artefacts with a high standard of technical depth and executive relevance. Excellent stakeholder engagement and communication skills. Microsoft More ❯
SIP trunks, gateways). Expertise across Microsoft Teams Voice ecosystem: Operator Connect, Direct Routing, Microsoft Calling Plans, Teams Phone System. Familiarity with regulatory requirements and integrations (e.g., PCI-DSS, MiFID II, call recording, CRM, etc.) Experience in producing customer-facing consulting artefacts with a high standard of technical depth and executive relevance. Excellent stakeholder engagement and communication skills. Microsoft More ❯