Analyst to join our team and support the analysis, implementation, and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR, MiFID II, SFTR, and CFTC reporting, along with a strong understanding of financial products and data management. As a Regulatory Reporting Business Analyst, you will play a crucial role in ensuring … multiple internal departments, including software development teams, regulatory operations team and compliance team. Primary duties will include: Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR, MiFID, SFTR, CFTC, etc.), with focus on field population, data transformation, and validation rules Develop and maintain comprehensive data mapping documentation and data lineage diagrams, tracking data flows and transformations across … transaction reporting Financial product knowledge (EQ, FI, COMM, IR, FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements Deep understanding of global transaction reporting regulations, particularly MIFID, EMIR, SFTR and CFTC Experience in data mapping and data lineage documentation Strong analytical and problem-solving skills with attention to detail What makes you stand out: Experience with SQL More ❯
any required customizations or integration points. Support interfaces and workflows with upstream/downstream systems like Murex, Bloomberg, Reuters, Markit, etc. Ensure compliance with internal controls and regulatory requirements (MiFID II, EMIR, etc.). Provide training and guidance to users and junior team members. Skills and Experience required for the Calypso Functional SME role 8+ years of experience in Capital More ❯
sending trade confirmations and client statements, dealing with margin calls, paying agent, prime brokerage and settlements, as well as making sure all relevant trades are reported correctly to meet MiFID, EMIR and Dodd-Frank regulatory frameworks. Contributing to the establishment of new controls, enhancement and automation of existing reconciliation tools and processes Work closely and partner with finance, treasury, risk More ❯
for senior stakeholders Experience & Skills Required: 3+ years in Business Analysis/Projects within Investment Banking, Brokerage or similar Solid grasp of Front/Middle Office flows, regulatory frameworks (MiFID II, IFPR, SM&CR), and at least one asset class (fixed income, equities) Proficient in process documentation, stakeholder engagement, and Agile project support Strong MS Excel, Visio, and PowerPoint skills More ❯
London, England, United Kingdom Hybrid / WFH Options
emagine Consulting
to leverage the input/engagement of colleagues in other departments Strong functional knowledge of Regulatory/operations project life cycles Strong experience of Regulatory regimes; EMIR, CFTC, SFTR, Mifid etc. Track record working in matrix organization and ability to horizontally and vertically cut across organisations to deliver on well-rounded and quality driven deliverables Willingness and flexibility to meet More ❯
the front-to-back risk management framework. This includes an understanding of non-financial risks (e.g., operational risk, conduct risk). Experience contributing to large regulatory remediation programmes (e.g., MIFID, Brexit, FRTB, T+1 accelerated settlement, Consent Order). Experience working on aspects of global reporting remediation programmes such as CFTC and EMIR Refit. Solid understanding of how technology architecture supports More ❯
data science projects, such as credit risk modeling, anti-money laundering (AML) systems or algorithmic trading models Familiarity with key financial industry regulations, such as Basel III, Solvency II, MiFID II or the EU AI regulatory framework Deep understanding of LLMs and their application in areas like financial document analysis, customer service chatbots or regulatory reporting Expertise in fraud detection More ❯
data science projects, such as credit risk modeling, anti-money laundering (AML) systems or algorithmic trading models Familiarity with key financial industry regulations, such as Basel III, Solvency II, MiFID II or the EU AI regulatory framework Deep understanding of LLMs and their application in areas like financial document analysis, customer service chatbots or regulatory reporting Expertise in fraud detection More ❯
data science projects, such as credit risk modeling, anti-money laundering (AML) systems or algorithmic trading models Familiarity with key financial industry regulations, such as Basel III, Solvency II, MiFID II or the EU AI regulatory framework Deep understanding of LLMs and their application in areas like financial document analysis, customer service chatbots or regulatory reporting Expertise in fraud detection More ❯
in collaboration with product teams Ensure that your clients are approved on credit risk level (annual review of each account’s credit lines or adhoc requests) and regulatory (KYC, MIFID II etc) processes liaising with the dedicated teams Performing financial and strategic business analysis on sectors, competitors, and clients Pro-actively manage compliance and non-financial risks EXPERIENCE Minimum of More ❯
system. Desirable Skills Good understanding of SQL and familiarity with cloud technologies. Policy, procedure and Internal control system experience. Reasonable experience of Compliance & Regulation including 2 of the below: MiFID II EMIR Financial Reporting e.g. COREP, CASS ICMR. Your Future Perspective Challenging tasks, short decision-making processes and a high level of personal responsibility in a modern work environment with … system. Desirable Skills Good understanding of SQL and familiarity with cloud technologies. Policy, procedure and Internal control system experience. Reasonable experience of Compliance & Regulation including 2 of the below: MiFID II EMIR Financial Reporting e.g. COREP, CASS ICMR. Your Future Perspective Challenging tasks, short decision-making processes and a high level of personal responsibility in a modern work environment with More ❯
learning, and signal generation for systematic trading. Ability to drive business growth, scale eFX platforms, and work collaboratively with trading and technology teams. Deep understanding of regulatory considerations (e.g., MiFID II, FX Global Code). Preferred Skills: Hands-on experience with connectivity to ECNs, liquidity providers, and internalization engines. Strong relationships with key industry participants, including ECNs, banks, and market More ❯
Job Title: Contract Business Analyst – MiFID Transaction Reporting Location: Glasgow (On-site, 5 days per week) Contract Type: Consultancy Contract (Inside IR35) Rate: £500 per day Duration: Initial 6 months Overview: We are seeking an experienced Business Analyst with strong MiFID Transaction Reporting expertise to support a leading consultancy on a fixed income transformation project. The end client is changing … to ensuring regulatory compliance through detailed analysis, documentation review, and recommendations. Key Responsibilities: Lead an end-to-end review of the fixed income transaction reporting process in line with MiFID II requirements. Analyse existing processes, data flows, and reporting frameworks to identify compliance gaps and inefficiencies. Produce clear, actionable recommendations based on findings, supported by robust documentation. Engage with internal … compliance, operations, and technology teams to validate and implement process improvements. Translate business needs into well-defined business requirements and functional documentation. Essential Skills & Experience: Strong, demonstrable experience inMiFID II Transaction Reporting , ideally with fixed income products. Proven track record as a Business Analyst within regulatory reporting or capital markets. Skilled in reviewing documentation and making regulatory or operational More ❯
Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting Talents need for success Experience in Agile/scrum methodology, including defining a minimal viable product and prioritising appropriately. Knowledge of financial services operations … Trade Booking process and Regulatory Trade Reporting, including detailed experience in a BAU or a change role focused on at least one of EMIR, ASIC, MAS, or MiFIR/MiFID II relevantto trade and transaction reporting. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, colour More ❯
This is a senior role requiring strong domain expertise in trade surveillance across asset classes (e.g., equities, fixed income, derivatives), and an in-depth understanding of regulatory frameworks including MiFID II, MAR, and SEC/FINRA expectations. The role demands both business insight and technical fluency, particularly in how surveillance data is captured, interpreted, and acted upon. Key Responsibilities: Act More ❯
This is a senior role requiring strong domain expertise in trade surveillance across asset classes (e.g., equities, fixed income, derivatives), and an in-depth understanding of regulatory frameworks including MiFID II, MAR, and SEC/FINRA expectations. The role demands both business insight and technical fluency, particularly in how surveillance data is captured, interpreted, and acted upon. Key Responsibilities: Act More ❯
systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯
systems, eTrading platforms, and trade booking solutions. Work with external brokers and clients to expand electronic FX capabilities. Lead system integration projects and enhancements driven by regulatory change (e.g. MiFID II, UMR). Collaborate with trading, sales, risk, operations, and technology teams to define project scope and deliverables. Manage timelines, risks, and communications across multiple technical and business stakeholders. Contribute More ❯
the BestX product. Exhibit superior skills in modern Agile, Cloud-based, Server-side development, database, and related technologies. Develop understanding in Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR. Responsible for maintaining and enhancing the application and influencing technology decisions. Responsible for taking ownership of tasks and seeing them through to completion. Responsible for establishing best practices More ❯
to the BestX product. Exhibit superior skills in modern Agile, Cloud-based, Server-side, Database, and Development practices. Develop understanding in Transaction Cost Analysis and key benchmarks required for MiFID and MiFIR. Responsible for maintaining and enhancing the application and influencing technology decisions. Responsible for taking ownership of tasks and seeing them through to completion. Responsible for establishing best practices More ❯
structures, venues and the differences between venues Familiarity with the allocation process, different methods, tools, requirements and the pitfalls Awareness of the regulatory constraints under which we operate – e.g. MiFID II, Brexit, Surveillance etc... Experience with FIX protocol and message types Basic database query (SQL) experience Experience with Excel VBA/Bloomberg API an advantage Additional Skills: Excellent communication skills More ❯
E-Trading & Post Trade Implementation Specialist - Financial Solutions Location London Business Area Sales and Client Service Ref # Description & Requirements The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent data, powerful analytics More ❯
The world's market leaders in Equities, Fixed Income, Currencies and Commodities rely upon Bloomberg for transparent data, powerful analytics and seamless execution. Our market leading E-Trading Venues and Order Routing Network help our customers to discover value, trade More ❯
London, England, United Kingdom Hybrid / WFH Options
Australian Investors Association Limited
systems, platforms, and data flows is advantageous Understanding of key regulatory impacts (such as Know Your Client/Anti-Money Laundering (KYC/AML), MarketsinFinancialInstrumentsDirective (MiFID II) preferred Proficiency in business analysis and process mapping tools How Well Support You Flexible working to assist you balance your personal priorities A range of flexible benefits that you More ❯
Greater London, England, United Kingdom Hybrid / WFH Options
Norton Blake
Logic Apps, Cosmos DB, Blob Storage, Service Bus). Familiarity with Order Management Systems such as ThinkFolio, Aladdin, Portware, or Fidessa. Knowledge of implementing regulatory and compliance frameworks (e.g., MiFID II, UMR, BCBS). Excellent communication skills with the ability to engage both technical teams and business users. Exposure to DevOps practices including CI/CD pipelines and Infrastructure as More ❯