76 to 100 of 177 MiFID Jobs

They are growing their team ready for all regulatory transactions project work due over (Apply online only) These projects will largely be covering regulatory/transaction reporting space - ideally MIFID 2 , or EMIR/SFTR/CFTC etc RESPONSIBILITIES: Assess and enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Develop and implement … compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Drive business development efforts, including prospecting, proposal development, and closing new opportunities within assigned territories. Collaborate cross-functionally with Relationship Management, Sales, and Marketing teams to identify and … a minimum of 6 - 8 years of related TR experience which can be a combination of financial services and consulting Subject matter expertise in the G20 regulatory reporting regimes (MIFID II, EMIR, CFTC, SFTR, CSA etc) Experience within banking/financial services is essential For more information and the chance to be considered, please do send through a CV- Good More ❯

eBusiness Business Manager - Electronic Trading Venue Management Business type Types of Jobs - Corporate & Investment Banking Job title eBusiness Business Manager - Electronic Trading Venue Management Contract type Permanent Contract Job summary Summary Electronic trading has become an increasingly important component of More ❯

models and regulatory considerations. Deep understanding of enterprise integration architecture, data flows, and common middleware patterns. Familiarity with secure software delivery, data protection (GDPR), and financial regulatory compliance (e.g., MiFID II, SMCR, AML/KYC). Familiarity with UK regulatory standards, including FCA regulations, MiFID II, and GDPR compliance. Experience with agile/hybrid project environments, and collaboration tools such More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

Skills required: Ten years of experience in a compliance role within the wholesale financial services industry. Strong understanding of UK and international regulatory legislation, regulation and best practice, including MIFID, MAR, EMIR, SFTR, FSMA, FCA rules, ESMA Guidelines, etc. Detailed knowledge of the CDD requirements for onboarding complex and high-risk clients, including offshore entities, hedge funds, unregulated corporates, politically More ❯

of transaction flows, risk management, operational, and treasury processes is essential. Experience in regulatory reporting, especially EMIR, SFTR, CFTC 39.19, and ISO20022 CCP Supervisory Reporting, is required. Knowledge of MIFID II, MIFIR, or FRTB is a plus. Preferably, candidates will have a clearing background and a solid understanding of the regulatory landscape. Experience in finance, with the ability to quickly More ❯

fast-paced trading or risk environment. Comfortable working with APIs, data pipelines, and automation tools for real-time monitoring and analytics. Knowledge of MAR and market abuse surveillance systems, MiFID/MiFIR and EMIR transaction reporting and FCA Best Execution and Consumer Duty obligations Experience in setting up or scaling a trading risk function from scratch within a regulated environment. More ❯

pools, and liquidity aggregation Exposure to global equities (US, EU, India) and cross-market trading rules Experience with TCA platforms (, Bloomberg BTCA, Virtu) Awareness of regulatory frameworks such as MiFID II As part of our collaborative & agile culture, our working week is 4 days in the office and one day remote. Investec offers a range of wellbeing benefits to make More ❯

Expert in one or more of the regulations (Large Holdings, SEC Bond Requests, POTAM, Short Selling, Issuer Holdings requests, AIFMD, Solvency II, GroMiKV, CRR, AIFMD, FTK, COVIP, VAG, Solva, MIFID II cost and charges, PRIIPS, LGPS, EMIR, MIFID II trade and transaction reporting). Research, monitor and assess the impact of business changes and regulatory change on selected areas of More ❯

Analyst Developer C#. SQL Server T-SQL Kafka React.js EMIR MiFID regulatory reporting 6-monthly rolling contract £600 - £700 p/d outside IR35 Central London (Tower Hill tube) 4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role … focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C# Regulatory Reporting EMIR/MiFIR More ❯

Analyst Developer C#. SQL Server T-SQL Kafka React.js EMIR MiFID regulatory reporting 6-monthly rolling contract 600 - 700 p/d outside IR35 Central London (Tower Hill tube) 4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role … focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C# Regulatory Reporting EMIR/MiFIR More ❯

Analyst DeveloperC#. SQL Server T-SQL Kafka React.jsEMIR MiFID regulatory reporting6-monthly rolling contract£600 - £700 p/d outside IR35Central London (Tower Hill tube)4 days in the office/1 day from home Our client delivers futures trading services. We are seeking a C# Analyst Developer to join on a contract basis. This role focuses on maintaining and … enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID and EMIR), integration of front-office and back-office platforms, and data integration. Candidates must have a strong understanding of regulatory reporting from both a business analysis and developer perspective. Key Skills: C#Regulatory Reporting EMIR/MiFIR.net frameworkSQL ServerT-SQLKafkaReact.jsFront-office/ More ❯

IT team on a contract basis. This role focuses on maintaining and enhancing software solutions that support a range of business operations, with a particular emphasis on regulatory reporting (MiFID & EMIR), integration of front office and back-office platforms and data integration. Whilst the focus is on BAU work to free up established team members to work on new dev More ❯

work flexible hours including on-call and shift support • Bilingual: Fluent in both Japanese and English (Business level or higher) 【Preferred Qualifications】 • Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) • Strong knowledge of Windows OS and SQL Server operations • Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

risk systems, and market data providers. - Develop and maintain customized reports and dashboards that support critical business processes within the capital markets function. - Stay current with regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) that impact capital markets and ensure systems meet compliance standards. - Work with compliance and risk management teams to integrate necessary controls, reporting, and data privacy More ❯

understanding of capital markets, including bonds and OTC derivatives . Strong Agile delivery expertise and senior stakeholder engagement, including with regulators or industry groups. Knowledge of financial regulations (e.g. MiFID). Proficient in Microsoft Office and SharePoint; Comfortable with the Atlassian Suite (JIRA, Wiki). Experience working with geographically distributed teams. Responsibilities: Plan, monitor, and deliver projects with support from … ceremonies and maintain accurate project documentation. Contribute to continuous improvement of project delivery frameworks. Please apply now for immediate consideration and further details. Keywords: Project Manager, Delivery, Change, Regulatory, Mifid, Bonds, OTC, Jira, Post-Trade, Data, Exchange traded Derivatives, OTC Derivatives, Middle Office, Regulation. Scot Lewis Associates Ltd is acting as an employment business. More ❯

understanding of capital markets, including bonds and OTC derivatives . Strong Agile delivery expertise and senior stakeholder engagement, including with regulators or industry groups. Knowledge of financial regulations (e.g. MiFID). Proficient in Microsoft Office and SharePoint; Comfortable with the Atlassian Suite (JIRA, Wiki). Experience working with geographically distributed teams. Responsibilities: Plan, monitor, and deliver projects with support from … ceremonies and maintain accurate project documentation. Contribute to continuous improvement of project delivery frameworks. Please apply now for immediate consideration and further details. Keywords: Project Manager, Delivery, Change, Regulatory, Mifid, Bonds, OTC, Jira, Post-Trade, Data, Exchange traded Derivatives, OTC Derivatives, Middle Office, Regulation. Scot Lewis Associates Ltd is acting as an employment business. More ❯

trading platforms, risk systems, and market data sources to support decision-making. Develop and maintain reports and dashboards supporting critical capital markets processes. Stay updated on regulatory requirements (e.g., MiFID II, Dodd-Frank, Basel III) and ensure systems comply. Collaborate with compliance and risk teams to integrate controls, reporting, and data privacy features into IT solutions. Candidate personal data will More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

mitigation strategies Budget management and financial controls Agile/Waterfall methodologies Vendor management and procurement Stakeholder engagement at C-suite level Change management and user adoption Regulatory project experience (MiFID II, EMIR) Prince2/PMP certification preferred This is a Business-led position managing complex transformation initiatives from conception to delivery. You'll drive change across trading, technology, and operations More ❯

be at the forefront of transformative projects. Your primary focus will be on: * Regulatory Analysis: Dive deep into regulatory requirements and ensure our processes align with mandates such as MIFID II, EMIR, CFTC, and SFTR. * Data Analysis: utilise data-driven insights to support decision-making and identify opportunities for improvement. * Technical Analysis: Collaborate with technology teams to define and build More ❯

Ability to work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

Extensive experience in banking , especially within programme delivery or regulatory transformation. Proven track record delivering major regulatory change across the European Capital Markets landscape (e.g. CSDR, EMIR Refit, SFTR, MiFID II, Basel III/CRR II ). Deep understanding of post-trade operations , including trade capture, margining, settlement, reporting, and controls. Strong stakeholder management experience, as well as the ability More ❯

/Transformation IT Governance Operational Resilience Third-Party Risk Management GRC Tooling Data risk Expertise and experience in specific regulations applicable to the relevant financial sector (e.g.: GDPR, ESG, MiFID, PRIIPS, UCITS/AIFMD, CRD, PSD2, Instant payment, CESOP, Interchange Fee Regulation, Corporate Governance, DORA, Remuneration policies ) Professional certifications, such as CGEIT, CISA, CISM, CISSP, COBIT, CRISC and ITIL are More ❯