26 to 50 of 131 Regulatory Change Jobs in England

in project management skills and tools. They willhave good knowledge and experience in the Pensions industry and ideally come from a Financial Services or Regulatory Change background. This role will be hybrid working and can be based in one of our Amersham, Birmingham, Bristol, Cheltenham, Glasgow, Guildford, Leeds … experience for the role. Experience in the Pensions industry and ideally knowledge of Pensions Dashboard regulations and requirements. Business Analysis foundation and/or Change Management qualifications (desirable, not essential). A strong understanding of Microsoft Office programmes, in particular Project Excel, Word and Outlook. Excellent communication and interpersonal more »

and reporting to the relevant governance forums on this topic. Provision of training – the candidate will help to administer, develop and deliver the firms regulatory training. This will include onboarding training to new members of staff, and ad hoc regulatory training on topical subjects as required Monitoring and … digestible format suitable for reporting to the local Management Boards. Use existing work flow tool to perform surveillance activities. Tracking issues to ensure resolution. Regulatory reporting – submission of Compliance reporting to the FCA. This includes periodic reporting to the FCA using Reg Connect or Reg Data and assisting other … Compliance Monitoring Programme, AML statistics and other Compliance data. Working to tight timelines. Assess the effectiveness of current policies, procedures, monitoring and controls. Implement change to improve and where required to meet new regulations Regulatory implementation projects – assist the business by working with other members of the Compliance more »

Regulatory and Conduct Advisory Manager Salary: up to £65,000 + Benefits + Bonus Location: Flexible due to hybrid working model (Office is based in Scotland) 6-month Fixed Term Contract Our client is currently going through an exciting period and is looking for an experienced conduct and regulatory risk specialist to support in delivering good outcomes for all their customers. This role provides compliance advice (predominantly conduct regulatory advice) to critical stakeholders across both their lending and savings value streams. This role is key in embedding good customer outcomes and comes with a good level of … of lending and/or deposit products (loans, credit cards and savings accounts) and how regulation impacts how they operate Strong ability to influence regulatory change initiatives and work on initiative and suggest improvements Courage to directly challenge senior stakeholders and do what is right for the customer. more »

lines of business themselves and relate to initiatives such as driving end-to-end efficiency, new product offerings and optimization or relate to a regulatory requirement which involves co-ordination across the Network. This role will require end to end partnership and liaison with the various Network Management teams … businesses. Roles and Responsibilities: Accountable for timely execution of programs within the Network Management function across both Securities and Cash Ensuring that the complex regulatory and legal requirements impacting the network are embedded in all Programs Accountable for embedding robust procedures and controls in all programs of work, ensuring … to absorb information and develop a strategic approach. Expertise in Data analysis and modelling An understanding of the impact of external factors, such as regulatory change on business strategies Strong analytical skills, particularly with regards to assessing risk. Strong team player, able to multi-task and work under more »

fostering relationships with technology partners, vendors, and research institutions, advocating for an innovation culture within the organization, and staying updated on industry trends and regulatory changes. Overseeing technology-related budgets and reporting on the progress and impact of technology initiatives to executive leadership. Key interactions include working with Division more »

Job Title: Integrity of Regulatory Reporting (“IRR”) Data Control Business Analyst Duration: 6 Months Pay Rate: Competitive Location: London ( 2 days a week onsite, Tuesday & Wednesday ) Context: Finance has mobilised the Integrity of Regulatory Reporting Programme (“IRR”) to transform the Finance operating model and control framework. The Basel … exists to deliver assigned Data Management Control output as a key enabler for a significant Finance transformation programme, which has significant qualitative benefits, and regulatory dependencies · The focus of the role may evolve with changes to the internal and external environment Role Dimensions: · The role holder will deliver Business … Control and outcomes with regulatory and high-profile internal drivers · The role holder will not have direct line management responsibilities Management of Risk: · The jobholder will continually reassess the operational risks associated with the role and inherent in the business, taking account of changing legal and regulatory requirements more »

team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified … 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed; Assisting the business by providing advice, answering questions and responding to requests Evaluating the impact of material … changes or exceptional transactions on the firm's institution's and group's risk profile; Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate Producing Board risk and compliance reports on a quarterly basis as well as ad more »

business operations. Evaluate existing systems, processes, and procedures, recommending enhancements as appropriate. Represent the team on broader projects such as trading system upgrades and regulatory change integration. Provide oversight and monitoring of service providers. Key Skills & Experience: Hold a qualification as a Certified Public Accountant (CPA) or Chartered more »

and external stakeholders. Build and maintain relationships with clients, industry professionals, and key stakeholders to generate new business opportunities. Stay updated with industry trends, regulatory changes, and market developments related to asset and wealth management. Requirements: Bachelor's degree in finance, economics, or a related field. An advanced degree more »

in the development of assets performance dashboards and reporting tools Ø Stay abreast of global and regional O&G industry trends, market conditions, and regulatory changes that may impact assets performance Minimum Requirements As the successful candidate you will hold Bachelor’s degree in Engineering, Finance or a related more »

issues, adapting strategies as needed to maintain a competitive advantage. Conduct thorough market research and competitive benchmarking analysis to stay informed about industry trends, regulatory changes and market dynamics that may impact the company’s commercial strategies. Stakeholder Management Collate information and distil data into clear insights and compelling more »

I'm working with a leading financial services firm, who are looking for a Senior Buisness Analyst with detailed understanding of regulatory reporting requirements across UK and EU Jurisdictions, such as but not limited to : MiFID2, EMIR, Dodd Frank & MAS. Candidates should have additional experience of: Working as a … Business Analyst within regulatory change projects in Commodities or Financial Service organisations Detailed understanding of transaction reporting requirements across UK and EU Jurisdictions, primarily EMIR and MiFID2 Significant exposure to the Front-to-Back trade lifecycle, with demonstrable knowledge of traded derivative products for ETD and OTC Ability more »

compliance operations, including the selection of relevant vendors and creation of appropriate policies and processes; Conduct reviews in order to assess compliance with legal, regulatory, and internal firm policy requirements; Advise team members with respect to applicable regulatory requirements to ensure testing is adequately designed to identify potential … compliance with laws and regulations; Determine the root cause of issues and develop effective remediation plans to mitigate the risks; Drive implementation of local regulatory change/remediation projects and initiatives. What they require: 7+ years of industry experience within institutional broker-dealer activities; Previous experience with a … Strong analytical, writing, and presentation skills; Highly motivated, proactive individual who has demonstrated the ability to take initiative, identify issues, propose solutions, and implement change; Strong attention to detail, balanced with a strong focus on execution and results; Self-starter, able to work in a fast-paced, results-driven more »

industry best practices. Design and implement risk mitigation strategies and incident response plans. Stay up-to-date with the latest cybersecurity threats, trends, and regulatory changes and be able to provide informed guidance. Support and contribute to the recertification process (ISO 27001: 2022). Work closely with senior management more »

for clients and internal stakeholders. Spearhead deal structuring, negotiation, and documentation to ensure seamless transaction closures. Remain abreast of industry trends, market developments, and regulatory changes impacting the Metals and Mining sector. Qualifications: Bachelor's degree in Finance, Economics, or related field. Extensive understanding of M&A processes and more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

supporting the ongoing development and enhancement of robust frameworks, documents and tools. In addition, you’ll contribute to the development and maintenance of the regulatory and conduct risk frameworks, policies and procedures and contribute to the identification, assessment, communication, tracking and reporting of conduct regulatory change matters … gained previous experience in a Compliance Manager role within the banking or mortgage arena and will have a very strong working knowledge of relevant regulatory requirements. It's important that you have experience of leading and contributing to Compliance projects and that you possess excellent stakeholder management skills. Interested more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

ll work with business services teams and practice groups to deliver business transformation projects across the firm. Whether it's large-scale technology enabled change, new ways of working, target operating model or regulatory change, your role will be to engage stakeholders and define requirements to establish more »

oversight activities to ensure the trading platform and OTC brokerage lines of business (for institutional and professional clients) remain in adherence with their relevant regulatory requirements. Such activities include Monitoring and Surveillance, Testing and Thematic reviews, Risk Assessments, Reporting (both internal and external), leading and overseeing Conduct controls, and … Gifts and Entertainment, Conflicts of Interest oversight and related Register maintenance. Providing training to the business in relation to all Compliance related matters. Support Regulatory change initiatives and projects. Who you are Strong product knowledge covering multiple asset classes with a focus on cryptocurrency, derivatives (Futures, Options, Swaps more »

and external stakeholders. Foster and nurture relationships with clients, industry experts, and key stakeholders to cultivate new business opportunities. Keep abreast of industry trends, regulatory changes, and market developments pertinent to asset and wealth management. Requirements : Bachelor's degree in finance, economics, or a related field. Possession of an more »

markets-focused solutions. Participate in client meetings, presentations, and pitches, effectively communicating complex financial concepts and strategies. Stay up-to-date with industry trends, regulatory changes, and market developments to ensure solutions remain competitive and relevant. Qualifications: Minimum of 3 years of experience in FX and/or private more »

develop innovative insurance solutions that address clients' unique cybersecurity needs and business objectives, leveraging advanced technology and analytics tools. Stay abreast of industry trends, regulatory changes, and emerging technologies in cybersecurity and insurance to drive continuous innovation and improvement in underwriting practices. Assess and underwrite cyber insurance policies based more »

assigned and peripheral spend categories knowledge on trends and best practices, vendor management principals with key suppliers, including monitoring the supplier landscape and relevant regulatory changes Qualifications degree focused in related area (Business, Finance, Real Estate, Supply Chain) years of experience in sourcing and negotiating Corporate Real Estate and more »

for the global insurance team and key stakeholders, ensuring access to current and relevant insurance information, policies, and procedures; Keep abreast of industry trends, regulatory changes, and technological advancements in the insurance industry. Evaluate and recommend innovative solutions to enhance the global insurance team's best practices. YOU'RE more »