advice to the Public, and Private Markets Groups. To support ongoing surveillance of the activities of the Public Markets Group in relation to key regulatory processes, including: MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage β¦ Certification Regime. To assist with the delivery of new joiner Compliance training. EXPERIENCE REQUIRED: π¬πππ ππΊππΎ π¨πππΎππππΎππ π¬πΊππΊππΎππΎππ πΎπππΎπππΎππΌπΎ Thorough knowledge of the UK regulatory framework. Willingness to develop relationships at all levels in delivering pragmatic and proportionate compliance support, monitoring and training solutions A good understanding of public β¦ market asset classes; including equity, credit, fixed income, derivatives and alternative investments. Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatorychange agenda, and in particular impact of Public Markets. Working knowledge of Bloomberg and FundApps or other equivalent systems for monitoring Public Markets more Β»
insurance. The roles will cover a variety of compliance elements including but not subject to: * Reporting * Advisory * Business Partnering * Conduct risk/Consumer duty * Regulatorychange * Data protection * FCA regulation knowledge If this sounds like you please apply the job online, please note if you do not have more Β»
Build strong relationships with prospective clients, offering tailored solutions. Lead negotiations and close deals to meet sales targets. Stay informed about industry trends and regulatory changes Benefits: Competitive salary and incentives. Comprehensive health and retirement plans. Flexible work schedule and professional development opportunities. Equal Opportunity Employer: We are committed more Β»
of continuous improvement and excellence. Collaborate cross-functionally with various departments to drive product innovation and process optimization. Stay abreast of industry trends and regulatory changes, implementing necessary adjustments to maintain compliance. Requirements: Background in food manufacturing industry is essential. Proven experience in technical management or a related role. more Β»
seeking a Chief Financial Officer to join their dynamic team. The company is poised for significant growth, driven by both technological advancements, and anticipated regulatory changes in the sector. Specializing in EV charging infrastructure, they are seeking a strategic financial leader to lead the scaling up of the business more Β»
and other departments within the organization. Support in the investigation and resolution of technical issues as they arise. Stay informed about industry trends and regulatory changes to facilitate compliance. Requirements: Previous experience in a similar role within the food manufacturing industry is essential. Thorough understanding of food safety and more Β»
scheduling of internal and external resources in order to achieve agreed milestones and deadlines. To keep abreast of current trends, practices, market developments and regulatory changes that impact on the companys products. ERP system - Involvement/maintenance of any area within the ERP system, but primarily BOMs, components, routings more Β»
to analyse revenue streams and identify growth opportunities. Ensure compliance with international financial regulations, including GAAP, IFRS, and local statutory requirements. Stay updated on regulatory changes and lead initiatives to adapt financial processes and reporting practices accordingly. Build strong relationships with stakeholders across departments and regions. Work closely with more Β»
and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more Β»
and address client concerns, working collaboratively with internal teams to implement solutions and ensure client satisfaction. Stay informed about industry trends, competitor offerings, and regulatory changes affecting the Fintech landscape. Use this knowledge to inform client interactions and product development initiatives. Skills/Qualifications required: Multiple years of experience more Β»
to Client's Providing extensive technical and administrative support to the broking team and providing a lead to all members of the company on regulatory changes, licensing and market developments About you: Two years plus of Technical experience required within a London Market Broker Experience in creating or processing more Β»
Societe Generale Corporate and Investment Banking - SGCIB
organised along a three lines of defence model with well-defined and segregated responsibilities aligned with the Group framework as well as applicable local regulatory requirements and guidance. RISQ is part of the 2nd line of defence and aims to independently analyse, challenge, opine on and monitor the risk β¦ Coordination with head office RISQ teams to ensure UK benefits from global CCR projects and contributes to SG CCR transformation projects. ο§ Ensuring alignment with regulatory CCR requirements and best practices (both local and global) including surveillance and review of updates of applicable regulatory changes/updates. ο§ Assist with β¦ would be beneficial. ο§ Knowledge of Counterparty Credit Risk best practices. ο§ Knowledge of OTC and listed derivative products and associated risks. ο§ Good knowledge of key regulatory (PRA, FCA, ECB) CCR expectations and requirements would be beneficial. SOFT SKILLS ο§ Independent: can challenge status quo or different opinions when needed. ο§ Fast learner more Β»
a DUA Analyst, you will play a pivotal role in managing our Delegated Underwriting Authority relationships. You will be responsible for ensuring compliance with regulatory requirements, monitoring performance, and driving operational efficiency within the delegated underwriting programs. This role offers an exciting opportunity to work at the forefront of β¦ underwriting operations and contribute to the success of the syndicate. Key Responsibilities: Review and assess delegated underwriting agreements to ensure alignment with regulatory guidelines and syndicate standards. Monitor and evaluate the performance of coverholders and third-party administrators. Conduct regular audits and compliance checks to maintain quality and integrity β¦ generate reports to track performance metrics and identify areas for improvement. Participate in industry forums and engage with market participants to stay abreast of regulatory changes and best practices in DUA management. Qualifications and Skills: Bachelor's degree in Insurance, Risk Management, or related field. Proven experience in delegated more Β»
refine our approach over time. Drawing on your expertise, you'll serve as a trusted advisor on ESG matters, staying abreast of industry developments, regulatory changes, and emerging best practices. Your role will extend beyond internal operations to include external engagement and representation. As the face of the institution β¦ closely with HR and Marketing to integrate ESG and DEI principles into their organisational culture and external messaging. As the leader of the Climate Change Working Group, you'll spearhead efforts to address this critical issue within our institution and beyond. To excel in this role, you'll need β¦ will be crucial. Exceptional communication and influencing skills, coupled with high integrity and adept problem-solving abilities, will further enable you to drive meaningful change and innovation in our clients ESG initiatives. more Β»
Peaple Talent have partnered with a large professional services organisation based in Swindon who are recruiting a Change Lead with experience of working with regulatory change. You will lead strategic change across our clientβs organisation, ensuring customer centric end to end thinking across all business areas β¦ key stakeholders, all impacted people and subject matter experts on a day-to-day basis. The role holder will have an excellent aptitude towards change, be innovative and flexible with a strong desire to create new and improved processes which are designed around creating an excellent customer experience whilst β¦ being highly efficient thus supporting the teams in achieving their targets. The role holder, a change professional who has experience of shaping and leading new ways of working within an organisation, will be responsible for leading initiatives from identification of a business problem through to root cause analysis and more Β»
meetings and presentations, helping to articulate the firm's capabilities and insights related to the healthcare industry. Industry Research: Stay informed about industry developments, regulatory changes, and emerging trends affecting the healthcare sector. Contribute to the creation of thought leadership pieces and reports regarding healthcare market dynamics, innovations, and β¦ investment opportunities. Team Collaboration: Collaborate with cross-functional teams, including legal, compliance, and operations, to ensure successful deal execution and adherence to regulatory requirements. Assist senior team members in various tasks and projects as needed, supporting a seamless workflow and efficient operations within the team. Qualifications: Bachelor's degree more Β»
share in the Europe region by attracting new clients. Identify and prioritise target markets, segments, and opportunities for expansion, taking into account market dynamics, regulatory landscape, and competitive intelligence. Lead end-to-end business development activities, including market analysis, opportunity assessment, partner identification, negotiation, and deal closure. Collaborate closely β¦ sales, compliance, operations and others to ensure alignment of business objectives and successful execution of initiatives. Stay abreast of industry trends, market developments, and regulatory changes to anticipate opportunities and challenges, and adapt the business development strategy accordingly. Provide regular updates, reports, and insights to senior management on business more Β»
Slough, England, United Kingdom Hybrid / WFH Options
Parkside Recruitment
Global Quality Operations to manage and perform audits with focus on Pharmacovigilance audits. Responsibilities include Continuous improvement of the Quality System Pharmacovigilance Audits Inspections - Regulatory Intelligence Provide advice and act as project liaison Skills Degree in natural science or equivalent number of years' experience Experience in Pharmacovigilance auditing KEY β¦ business companies and provide training in the area of expertise as assigned. 3. Inspections Β· Support the preparation for GxP inspections Β· Support the responses to Regulatory Authorities Β· Supervise and provide input to the corrective and preventive actions Β· Follow-up on the development, implementation and completion of corrective and preventive actions β¦ with the inspected Functional Areas Β· Maintain a tracking tool for inspections, findings and corrective and preventive actions 4. Regulatory Intelligence Β· Maintain an overview over the relevant regulatory requirements and state-of-the-art knowledge of development in the professional regulatory environment to be able to provide guidance more Β»
along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking β¦ and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and β¦ Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more Β»
The company specialises in real assets, private credit, and private equity. The team is dedicated to maintaining the highest standards while navigating the complex regulatory landscape. The company seeks a talented and experienced Compliance Monitoring Manager to join their team. As the Compliance Monitoring Manager, you will be crucial β¦ in ensuring that the company's operations comply with regulatory requirements and internal policies. Your attention to detail, analytical skills, and passion for maintaining compliance will be essential to the company's success. Your new role Develop and implement a robust compliance monitoring program. Conduct regular compliance reviews and β¦ assessments to identify any gaps or areas of improvement. Collaborate with internal stakeholders to ensure adherence to regulatory standards. Keep abreast of regulatory changes and update policies and procedures accordingly. Prepare and submit regulatory reports as required. Provide compliance training to staff members. Investigate and resolve compliance more Β»
Worthing, West Sussex, United Kingdom Hybrid / WFH Options
Arc IT Recruitment
and innovative insurance products. Monitoring the performance of existing products and recommending adjustments to pricing and coverage as needed. Staying current with industry trends, regulatory changes, and emerging methodologies to ensure best practices are consistently applied. Preparing clear and concise reports for management and other stakeholders, outlining pricing recommendations β¦ the ability to effectively collaborate with cross-functional teams. Proven ability to manage multiple projects and priorities in a fast-paced environment. Knowledge of regulatory requirements and industry standards related to insurance pricing. If this sounds of interest do send your CV across for consideration. Worthing, West Sussex. Hybrid more Β»
with in-depth knowledge of the cryptocurrency industry. This role involves conducting detailed research and analysis of market trends, financial data, blockchain projects, and regulatory changes to produce industry reports, thought leadership content, and investment recommendations. Responsibilities: Market Analysis: Regularly analyze the cryptocurrency market using diverse data sources (internal β¦ as liaise with external research partners including media, consulting firms, and academia. Stay Informed: Keep up-to-date with the latest developments, technologies, and regulatory changes in the cryptocurrency and blockchain industry. Qualifications: Work Experience: Minimum of 4+ years of experience in financial analysis, research writing, or a related more Β»
looking for a Product Compliance Specialist to join SEONβs legal and compliance team to help us create a fraud-free world by researching regulatory compliance requirements and supporting SEONβs internal product teams in developing new and innovative products and services. As a Product Compliance Specialist, you will β¦ s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external parties β¦ such as consultancy firms, auditor firms, testing laboratories) to ensure compliance; Become a bridge between regulatory compliance and software development: Map regulatory requirements with technical measures; Embed product compliance into existing or new processes and systems, proactively identifying and resolving compliance-related matters; Act as a SPOC toward more Β»
compliance standards, with a focus on incorporating these aspects into the creation of customer, supplier, and product terms. Possesses a strong grasp of fundamental regulatory and contractual concepts such as contract formation, indemnification, liability frameworks, and consequential loss. Demonstrates exceptional problem-solving abilities and meticulous attention to detail. Familiarity β¦ with Data Protection laws and regulations. Experience in foreign exchange, multicurrency products, and understanding of IP/IT and related regulatory frameworks is advantageous. Good understanding of key contractual principles (e.g., contract formation, indemnities, consequential loss, liability regimes and outsourcing) Good understanding of corporate/commercial issues Working knowledge β¦ of relevant UK financial services Awareness of payment systems, retail banking and consumer finance Awareness and/or working knowledge of the UK regulatory ecosystem (nice-to have) Responsibilities: Crafting and bargaining agreements encompassing a diverse range of contracts involving customers, partners, and suppliers. This includes overseeing similar tasks more Β»
Assists in the development of independent risk management reporting for respective area(s) of coverage as input into management routines Assists in responding to regulatory inquiries and other audits and examinations Monitors the regulatory environment to identify regulatory changes applicable to area(s) of coverage and maintains β¦ a comprehensive regulatory inventory What we are looking for: General understanding of trade surveillance and rules, laws, and regulations that address Market Misconduct Knowledge of Fixed Income, FX, Futures, or Equities related products Experience with SMARTS or Actimize surveillance systems Experience with Excel pivot tables and data management Effective β¦ days of back-up childcare including access to school holiday clubs and 20 days of back-up adult care per annum The ability to change your core benefits as well as the option of selecting a variety of flexible benefits to suit your personal circumstances including access to a more Β»
