123 Regulatory Change Jobs

as in adherence with both internal policies and procedures as well as that set out by the regulator. Keep up to date with all regulatory changes and guidance in line with the relevant regulatory governing bodies Monitor and record enforcement action taken by the regulator with operators and more »

and benefits. Participate in off-cycle market analysis and job grading for the region and guide the company’s job architecture. Keep abreast of regulatory changes in the region impacting rewards that the company needs to comply with. Ensuring compensation and benefit plans comply with national and local labour … activities to administer benefits programs including costing, enrolment windows, defining eligibility, managing vendor onboarding tasks with procurement & legal etc. Support employee communication process and change management relating to M&A activities Work closely with the global compensation and benefits team Qualifications Good analytical and problem-solving skills Good communication more »

clients in the UK market. Portfolio Oversight: Monitor the performance of the cyber insurance portfolio, ensuring profitability, adherence to underwriting guidelines, and compliance with regulatory requirements. Market Analysis & Intelligence: Stay informed about industry developments, cyber threats, emerging trends and technologies to provide guidance on underwriting strategy and risk selection. … Stay informed about, regulatory changes, and advancements in cyber risk, using this knowledge to inform product design and business decisions. Client Engagement: Build and maintain relationships with MGA (s), clients, brokers, and key stakeholders, providing expert advice on cyber risk management and insurance solutions Collaborate with distribution channels to more »

classes for the annuity balance-sheet, examples include CLOs and RMBS. Working with other actuarial and finance teams to drive insights on asset focused regulatory changes; and asset focused strategic actuarial projects and to identify approaches to optimise ratings of back-book and new business assets. Designing and developing … and preferably a coding language like Python or Matlab A team-player with a hands-on, proactive approach and an ability to drive forward change and build effective internal networks to deliver results, including a demonstrated ability to prioritise competing projects and keep multiple initiatives running A demonstrated ability more »

Associate/Manager - Payment Services London - Hybrid (2 Days in the office) Are you currently working in the payment space with previous consultancy experience, regulatory/compliance knowledge, and the ability to manage client relationships? Are you looking for a new position where you can elevate your career in … you: Mostyn Chase is thrilled to be collaborating with this award-winning organisation, who provide financial services companies with products and services to navigate regulatory changes effectively. They provide expert compliance advice and support across the financial services sector. Collaborating with clients who range from niche start-ups to … as well as managing their own portfolio of client projects. The senior associate or manager role would also involve creating policies and procedures, answering regulatory-based questions, and providing advice and guidance. You will also have: Recent and relevant experience in the payments industry Broad base of compliance understanding. more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

loan approvals and closings - Communicate effectively with borrowers, brokers, and other stakeholders to gather necessary information and resolve issues - Stay informed about market trends, regulatory changes, and industry best practices related to bridging finance Requirements: - Previous experience in underwriting role, preferably in the bridging finance or mortgage industry - Strong … decision-making skills, with attention to detail - Excellent communication and interpersonal skills, with the ability to work effectively in a team environment - Familiarity with regulatory requirements and compliance standards for lending products - Proficiency in financial analysis and risk assessment techniques more »

improvement areas. Lead risk assessment processes to identify, prioritize, and mitigate risks that may impact the organization's objectives. Stay informed about emerging risks, regulatory changes, and best practices in GRC to ensure the company's practices remain current and effective. Provide training and guidance to employees on GRC … compliance and risk awareness. Qualifications : CISA, CISM, CISSP, CRISC) preferred. years of experience in GRC, risk management, compliance, or related fields. Strong understanding of regulatory requirements, industry standards, and best practices related to GRC. Excellent analytical skills and attention to detail, with the ability to assess complex situations and more »

crime Business Wide Risk Assessments (BWRA) Updating Client Risk Assessment matrices regularly Compiling the annual MLRO/financial crime report Evaluating the impact of regulatory changes, and developing policies and procedures as required Creating materials for relevant governance forums like the Risk Committee and Financial Crime Committee Ensuring precise … Previous experience in a senior compliance and AML role or as a Deputy Head of Compliance & DMLRO Demonstrated understanding of industry best practices and regulatory frameworks Confidence in making decisions and working independently Efficiently conducting gap analyses and summarising risk from various sources Thorough knowledge of the FCA Rulebook more »

the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly more »

the delivery of the annual compliance plan including associated monitoring and reporting. Support the delivery of the compliance plan including advisory, monitoring, reporting and regulatory activities. Review and analyse/report on regulatory changes. Assist in the monitoring and reporting of conduct risk exposure including treating customers fairly more »

next part of their growth phase. Key Responsibilities – Develop and implement training programs for risk and compliance, while maintaining detailed records. Stay updated on regulatory changes and collaborate with the first line of defense. Create and execute a compliance monitoring plan, including reviews, discussions with stakeholders, and generating reports … to first-line business units as required. Assist in drafting Risk and Compliance Policies and managing the company's policy framework. Manage interactions with regulatory bodies, including responding to inquiries and organizing information. Coordinate the preparation of monthly Risk and Compliance Committee materials, including taking and distributing minutes. Skills …/Experience required – Extensive background in banking, financial services, and payments, with exposure to UK and European regulatory frameworks. Professional qualifications in risk or compliance - preferred. Comprehensive understanding of payments services and e-money sector, including card schemes and BIN Sponsorship model. Familiarity with UK and Finnish/EU more »

plans and managing the test calendar Collaborate with cross-functional teams to ensure alignment with PCI DSS requirements across all departments Stay abreast of regulatory changes and industry standards related to PCI DSS compliance and integrate them into our processes Manage relationships with external auditors and regulatory bodies more »

stakeholders. To abide by and assist in the evolution of all policies and procedures governing the delivery of services to clients. To meet all regulatory and legal requirements. To ensure that client queries are dealt with in a professional and speedy manner. To ensure that your personal development matches … the demands of the company. To keep abreast of current technical, market and regulatory changes that could affect the company’s ability to deliver service. To ensure that appropriate information is provided to management and to customers as required on a timely basis. Resolution of client queries and requests … the development of the organisational strategy. Develop knowledge regarding the position of the Company in the industry and in the overall political economic and regulatory environment. Maintain comprehensive knowledge of products and services in own areas of responsibility and relevant services used by customers more »

looking for someone who can combine a commercial, yet consultative, approach to continuous improvement of advice process and knowledge base through proactive engagement with regulatory changes and best practice models. As with any role with a small, growing firm, this position will be broad in scope. Some, but not … or an akin technical specialist position (UK-centric). However, applicants with 5+ years will also be considered Thorough understanding of markets and relevant regulatory requirements and products Holds Charterer Financial Planner status (Lv6) from the CII. Clinical attention to detail Desire to be involved in the professional culturing more »

issues. Make recommendations for enhancements to the internal market abuse framework. Make recommendations for enhancing processes for identifying market abuse risk in line with regulatory change. Maintaining the Market Abuse Risk Assessment. Assisting in drafting and updating appropriate policies and procedures in relation to market abuse as required. Conduct … reviews in accordance with the Compliance Monitoring Plan. Assist in responding to regulatory enquiries on market abuse issues. Assisting with PA Dealing approvals. Conduct horizon scanning and keep abreast of regulatory changes and updates in respect of market abuse. Creating and delivering face to face market abuse training … in a trading, monitoring or surveillance position at a financial services firm (brokerage is preferable). Strong knowledge of market abuse regulation and conduct regulatory requirements and being able to identify risks in relation to potential Market Abuse is essential. Good working knowledge of various products - equities, equity derivatives more »

head of compliance & MLRO Key Responsibilities include. documentation and staff interviews to ensure the firm is not exposed to risks the firm meets all regulatory requirements and or conduct risks reporting that is clear and conclusive of assurance activities and advise head of compliance on findings on monitoring activity … and manage a junior compliance monitoring Analyst the head of compliance with the implementation of compliance policies and regulator rules regulatory changes and ad hoc compliance changes The ideal candidate will have. experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment …/stockbroking business knowledge of AML/Audit process ability to interpret financial regulation and regulatory requirements as asses operational compliance with financial crime risk attention to detail ability to manage own workload with minimal supervision Please be advised there is no sponsorship available for this role. They are more »

assessments, audits, and compliance reviews to evaluate the effectiveness of security controls and identify areas for improvement. Stay abreast of emerging threats, vulnerabilities, and regulatory changes in the cybersecurity landscape, and proactively adapt security strategies and controls as needed. About you: Experience in working with third party vendors. Excellent … A collaborative cyber security professional, adept at working cross- functionally and an ability to influence and mentor team members. Proven track record of driving change and transformation within a business. Expertise in identifying and mitigating system vulnerabilities. E: j.bhard@locke-mccloud.com Locke & McCloud are the UK’s leading cyber more »

Permanent/Full time Hours : 8.30 am - 5.00 pm Benefits : Competitive If youre passionate about data protection and dedicated to supporting schools in meeting regulatory requirements, wed love to hear from you. This role can be either home or office-based with the expectation of travelling to schools when … regarding data management, usage, and protection. This multifaceted role encompasses both external client support and internal compliance. You will be responsible for advising on regulatory obligations, conducting assessments, delivering training, and managing policy libraries. Additionally, ensuring companywide GDPR compliance, collaborating with IT Teams to enhance security, and fostering strong … relationships across the company. This position requires adeptness in handling data breaches, supporting regulatory changes, and promoting data protection objectives through various channels. Our ideal candidate will be passionate about data protection, dedicated to delivering exceptional service and driven by a desire to make a positive impact in the more »

Requirements: Define and communicate quality requirements to suppliers and external providers. Document Control: Review all document control changes within Fixed Wing Aircraft Programmes requirements. Regulatory Compliance: Stay updated with regulatory changes and provide impact assessments. Human Factors Awareness: Prioritize human factors in team tasks to ensure safety and … and defence industry. Quality Assurance: Prior experience in quality assurance management. Auditing Skills: Certified as a Lead/Internal Auditor for AS9100/ISO9001. Regulatory Knowledge: Understanding of MAA Regulations and quality management techniques. Continuous Improvement: Proficiency in continuous improvement techniques and management. Join our client for this exciting more »

Recruitment are excited to be working with this HE located in Northwest England. The ideal candidate will operate and maintain the function, responsibility and regulatory requirement for all matters relating to Data Protection, Records Management and Freedom of Information across its national and international sphere of academic and business … awareness and understanding of information security matters. The post holder is required to ensure they are up to date with the latest knowledge and regulatory changes that are applicable to the role and responsibilities. A key aspect of the role is to contribute to ad-hoc programmes, projects and … all new systems implement privacy by design. Process Data Subject Access Requests accurately and respond to queries from Data Subjects in accordance with the regulatory timelines. Provide analysis of data for reporting purposes. Provide support and assist with the recording, review, analysis and resolution of Data Protection and information more »

you will work with Warehouse, Sales, Supply Chain, Planning, Operations & Customer Service teams within a manufacturing environment & will focus on ensuring the compliance of regulatory documentation relating to the transportation, supply chain and customs and excise activities of hazardous goods. This is a full-time Monday - Friday position, with … administrative work related to domestic and international shipments Customs Declarations, Excise Duties, Hazardous Goods Documentation and Dangerous Goods Declarations keeping up-to-date with regulatory changes, relating to shipping requirements Driving efficiency improvements The person: Qualified, with a minimum 5 years' experience in a similar role, preferably within a more »

to our clients. Key Responsibilities: Plan, coordinate, and execute the commissioning process for data center projects, ensuring compliance with industry standards, client requirements, and regulatory guidelines. Develop commissioning plans, procedures, and documentation in collaboration with project stakeholders, including engineers, architects, contractors, and clients. Conduct thorough inspections and functional testing … to facilitate the smooth transition from commissioning to operational phase, including training and handover procedures. Stay informed about emerging technologies, industry best practices, and regulatory changes related to data center commissioning. more »