51 to 75 of 100 MiFID Jobs in the UK

collateral, clearing, and post-trade operations — front-to-back breadth is highly desired. Understanding of regulatory frameworks impacting technology: FRTB, Basel IV, Dodd-Frank, MiFID II, EMIR. Proven ability to model and analyse end-to-end business processes, identify systemic issues, and articulate pragmatic solutions. Experience contributing to or leading ...

Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness). Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits ...

take considerable responsibility and the bonus that goes with that. My client is based in London, other cities considered. Regulatory Reporting, Business Analyst, Implementation, MIFID ...

responsibility and the bonus that goes with that. My client is based in Frankfurt and London, other cities considered. Regulatory Reporting, Business Analyst, Implementation, MIFID ...

take considerable responsibility and the bonus that goes with that.My client is based in London or FrankfurtSQL Development, SSRS, Regulatory Reporting, Business Analyst, Implementation, MIFID ...

role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category Staff giving information about investment products, investment services or ancillary services. What We Would Like From You Excellent problem solving, organisational and analytical ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

actionable specifications. You will collaborate with traders, quants, risk managers, and IT to analyze processes, design trading and risk systems, and ensure regulatory compliance (MiFID II, EMIR). #J-18808-Ljbffr ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

take considerable responsibility and the bonus that goes with that.This is a Near Reading Junction 12 on the M4.SQL, Implementation, Reporting, Business Analyst, Implementation, MIFID ...

ASIC reporting obligations, shaping regulatory compliance in a dynamic financial services environment. The team focuses on change management for EMIR, ASIC, SFTR, FMIA and MiFID II regimes as the business evolves, ensuring timely, accurate submissions and robust controls across multiple regimes. #J-18808-Ljbffr ...

Demonstrated experience covering hedge funds, asset managers, proprietary trading firms, brokers, and banks. Strong knowledge of European exchanges and equity derivatives markets. Understanding of MiFID II and relevant UK/EU regulatory frameworks. Strong negotiation, presentation, and stakeholder management skills. Experience managing complex sales pipelines and using CRM systems. Fluent ...

background within Wealth Management, Private Banking or Insurance in the German or Swiss markets. Working knowledge of relevant financial regulation such as BaFin, FINMA, MiFID II and GDPR. Pay & Benefits Base salary in the region of £100,000–£120,000 per year, plus a commission plan tied to performance. Benefits ...

cloud-native architectures, server-side development, and database design. Developing a strong understanding of Transaction Cost Analysis (TCA) and the key benchmarks required for MiFID II/MiFIR.Maintaining and enhancing core applications while influencing and shaping technology and architectural decisions. Taking full ownership of tasks and seeing them through ...

Bank of America in Chester seeks a Regulatory Reporting Operations Senior Professional to oversee highly complex regulatory reporting across EMIR, UKEMIR, CFTC, MIFID/MIFIR, SFTR. You will manage projects, coordinate data teams, and act as SME across multiple stakeholders in an Enhanced Quality Assurance function. The role requires advanced ...

processes.Explain to clients how Broadridge technology achieves straight through real-time processing, exception management and regulatory compliance (e.g. T+1 settlement, fails prediction, CSDR penalties, MiFID/SFTR reporting, digital asset settlement readiness)Work with internal and external stakeholders to build business case narratives that quantify operational and financial benefits including ...

platform, private bank, or fintech serving this space, including how a portfolio accounting calculation works and what a suitability report must contain under MiFID II, COBS and PRIIPs. Core Banking — hands-on knowledge from inside a bank, a cloud-native core banking platform, or a fintech built ...

/unified vision, supportable across all parts of the Firm.You will undertake refactoring and extend existing legacy applications from a ‘continuous improvement’ perspective.The projects:MIFID II/Customer data delivery (aka Global Data Cache)Trade Surveillance system implementation and development.Integration of merged business settlement processing systems.Integration to industry standard third ...

document business and functional requirements.Translate business needs into technology solutions.Produce process flows, use cases, functional specifications and data mappings.Support regulatory reporting initiatives across MiFID II, EMIR, SFTR and other reporting regimes.Perform data analysis and investigate reporting issues using SQL.Support solution design, testing (SIT/UAT) and implementation activities.Identify opportunities … gathering and stakeholder management skills.SQL and data analysis experience.Knowledge of Agile/Scrum methodologies.Experience supporting SIT and UAT.Strong communication and problem-solving skills.DesirableKnowledge of MiFID II, EMIR, SFTR or transaction reporting.Understanding of Capital Markets products and trade lifecycle processes.Experience within Investment Banking or Financial Markets technology environments.Inclusion and Belonging ...

design improved future-state processes (to-be), identifying opportunities for automation and efficiency Support regulatory and compliance-driven change initiatives (e.g. MiFID II, SM&CR, Consumer Duty) within the Avaloq environment Facilitate workshops, stakeholder interviews, and requirement walkthroughs Produce clear documentation and presentations for both technical and non-technical audiences … communication skills, with the ability to engage both business and technical audiences Familiarity with regulatory frameworks affecting UK wealth and private banking (FCA regulations, MiFID II, Consumer Duty) Proficiency with requirements/documentation tools (e.g. JIRA, Confluence, Visio, MS Office) Bachelor's degree in Business, Finance, Computer Science, or related ...

ensure reporting is accurate, timely, and compliant across multiple jurisdictions.This role requires hands-on experience with one or more major regulatory regimes, including EMIR, MiFID II, MMSR, SMMD, ASIC, MAS, CFTC, and Canadian regulatory reporting.Responsibilities: Act as Product Owner for regulatory reporting solutions delivered through Broadridge platforms.Own and manage … Proven experience as a Product Owner, Business Analyst, or Regulatory Reporting Lead within financial services.Strong knowledge of one or more regulatory regimes, including EMIR, MiFID II/MiFIR, MMSR, SMMD, ASIC, MAS, CFTC, or Canadian regulatory reporting.Solid understanding of the trade lifecycle, derivatives, securities, and transaction reporting.Experience working with trade ...

seeking an experienced Compliance Advisory professional for a hybrid role in London. You will advise on regulatory requirements for algorithmic trading, focusing on RTS6, MiFID II governance, and relationship management with the front office. The role requires strong written and spoken English and the legal right to work in ...

Reporting Delivery Practice Lead Banking London BCBS 239, Basel III, MiFID II, FRTB This is a new and exclusive opportunity for a Reporting Delivery Practice Lead to join this investment Banking business as they grow their data reporting delivery team in London city Role requirements Job Title: Reporting Delivery Practice ...

experience Deep knowledge of Electronic Trading and/or risk management frameworks, automated and Algorithmic Trading including DEA. Deep knowledge of relevant regulation including MiFID, MAR and Senior Managers Regime, or equivalent. Background in conduct risk management, Audit, Compliance or related consulting roles. Experience in working with auditors, regulators ...

apply): Wealth & Asset Management — experience from inside a private bank, wealth platform, asset manager, or fintech serving this space, with regulatory depth across MiFID II, COBS, PRIIPs and suitability frameworks. Core Banking — experience from inside a bank, a cloud‐native core banking platform, or a fintech built ...