1 to 25 of 531 Regulatory Compliance Jobs in the South East

What's the role Reporting to the Head of Compliance Strategy and Delivery, the Senior Analyst Compliance Strategy & Delivery is a member of the Strategy & Delivery team within T&S Compliance. The T&S Compliance Strategy & Delivery team is responsible for: Developing, implementing and regularly reviewing T … S Compliance LOD2 strategies, goals and priorities (including the T&S Compliance data and technology strategy and its supporting IT roadmap, the T&S Compliance communications strategy and related annual plan, and Compliance Leadership Team governance) to align with T&S business strategy and developments within … T&S Compliance, and to ensure T&S' regulated businesses are able to meet their regulatory obligations. Financial planning and reporting across T&S Compliance. Delivering all LOD2 projects and strategic initiatives to enhance to the overall T&S Compliance Framework, including projects to: continually review and More ❯

institutions solve complex payment needs in every major economy. As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. OVERALL PURPOSE The CCO will be a key strategic business partner, playing a pivotal … role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our … partners. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. The successful candidate will balance high-level oversight with hands More ❯

institutions solve complex payment needs in every major economy. As we continue to scale our global business, we are looking for an experienced Chief Compliance Officer (CCO) to join our leadership team in the UK. OVERALL PURPOSE The CCO will be a key strategic business partner, playing a pivotal … role in shaping PingPong’s growth strategy while maintaining the highest compliance standards. At PingPong, we believe that Compliance is not just about regulatory adherence but a core pillar of our business that enables sustainable growth and allows us to build trust and deep relationships with our … partners. This role requires requires both a deep understanding of compliance frameworks and strong commercial instincts, ensuring compliance is embedded into our operations and driving a compliance-first culture that enhances our ability to innovate and scale. The successful candidate will balance high-level oversight with hands More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

commerce merchants, and international businesses. As part of the PanPay Group, our mission is to build a modern, cross-border financial platform grounded in regulatory integrity and operational transparency. The UK team plays a key role in our governance, financial oversight, and strategic development. ⸻ Position Overview We are seeking … proactive and detail-oriented Financial Manager to lead the financial operations of our UK entity. This role will be instrumental in ensuring financial accuracy, regulatory compliance, and operational efficiency during our growth phase. The ideal candidate will possess a solid accounting background, working knowledge of EMI regulatory … payment approvals. • Prepare monthly management accounts, internal financial reports, and performance dashboards. • Support the budgeting and forecasting process in coordination with Group Finance. FCA Regulatory Compliance • Ensure the timely and accurate submission of FCA regulatory reports (e.g. REP018, REP017). • Monitor safeguarding practices, conduct daily and periodic More ❯

industry and internal standards compliance. This role requires a strategic approach to ensuring that LevertonHELM operations meet customer expectations and legal requirements. Key Tasks Regulatory Compliance: Ensure LevertonHELM complies with all applicable local and international regulatory requirements. Monitor regulatory changes and lead efforts to align internal … processes and documentation accordingly. Prepare and manage submissions, certifications, and responses for audits and certifications. Act as liaison between regulatory authorities, external auditors, and internal stakeholders, managing audit schedules and outcomes. Maintain the SHEQ (IMS)systems in accordance with 9001, 14001, 45001 & 50001 Training & Development: Design and deliver training … programs to educate employees about SHEQ and compliance standards. Provide guidance and mentorship to employees on best practices for ensuring compliance and maintaining SHEQ standards. Foster a culture of SHEQ compliance by instilling a strong understanding of regulatory requirements across all departments. Documentation & Reporting: Oversee the More ❯

Lead Business Analyst, Market Risk - Investment Banking - London (Murex, Market Risk Models, Advanced Analytics, Machine Learning, Regulatory Compliance, Data Integrity, Stakeholder Management) A global financial markets and commodities bank is seeking a Lead Market Risk Business Analyst to join their dynamic Risk Technology division. With a unique international … across asset classes. You’ll lead business analysis for critical technology initiatives, collaborate with cross-functional teams, drive model and system enhancements, and ensure compliance with global regulatory frameworks. This is a chance to shape the future of market risk at an organisation committed to innovation, integrity, and … have at least 7 years' experience in market risk management with strong business analysis and IT delivery credentials. Familiarity with Murex, advanced analytics, and regulatory frameworks is essential. Exposure to machine learning, data governance, and stakeholder engagement across business and IT is highly valued. Key responsibilities include requirements gathering More ❯

Lead Business Analyst, Market Risk - Investment Banking - London (Murex, Market Risk Models, Advanced Analytics, Machine Learning, Regulatory Compliance, Data Integrity, Stakeholder Management) A global financial markets and commodities bank is seeking a Lead Market Risk Business Analyst to join their dynamic Risk Technology division. With a unique international … across asset classes. You’ll lead business analysis for critical technology initiatives, collaborate with cross-functional teams, drive model and system enhancements, and ensure compliance with global regulatory frameworks. This is a chance to shape the future of market risk at an organisation committed to innovation, integrity, and … have at least 7 years' experience in market risk management with strong business analysis and IT delivery credentials. Familiarity with Murex, advanced analytics, and regulatory frameworks is essential. Exposure to machine learning, data governance, and stakeholder engagement across business and IT is highly valued. Key responsibilities include requirements gathering More ❯

Adaptable Job purpose This role has been created for the purpose of supporting the General Counsel in the development and implementation of nexfibre’s regulatory and compliance strategy and activities. Operating within a small team, this individual will work across a variety of areas and will have significant … as well as regular engagement with Ofcom, DSIT, BDUK and industry trade associations. In the short term this role will help develop the relevant compliance and security policies for nexfibre and will be instrumental in ensuring the maintenance and management of these policies going forward. In this role you … business teams as well as with external collaborators and advisers. Act as a key member of the nexfibre business, staying up to date with regulatory and compliance developments and trends and the fostering of excellence and best practice. Serve as a trusted partner, and provide strategic, actionable guidance More ❯

Adaptable Job purpose This role has been created for the purpose of supporting the General Counsel in the development and implementation of nexfibre’s regulatory and compliance strategy and activities. Operating within a small team, this individual will work across a variety of areas and will have significant … as well as regular engagement with Ofcom, DSIT, BDUK and industry trade associations. In the short term this role will help develop the relevant compliance and security policies for nexfibre and will be instrumental in ensuring the maintenance and management of these policies going forward. In this role you … business teams as well as with external collaborators and advisers. Act as a key member of the nexfibre business, staying up to date with regulatory and compliance developments and trends and the fostering of excellence and best practice. Serve as a trusted partner, and provide strategic, actionable guidance More ❯

technology investments that supports scalability, cost-efficiency, and long-term alignment with business goals. Ensure that agreed best practices, governance standards, and legal and regulatory compliance requirements across the technology ecosystem are followed, collaborating with compliance and risk management teams as needed. Work with security, governance and … product teams to implement security best practices and ensure regulatory compliance within applications. Document all application architecture design and analysis work. Ensure technology and delivery approaches are aligned between delivery teams and with the overall IT and Architecture strategies. Represent BDO UK, Stream and IT interests when working … and Azure PaaS resources. Proficiency in integration tools and technologies (eg, APIs, ESBs, iPaaS) and familiarity with cloud and hybrid architectures. Knowledge of security, compliance, and data governance best practices in an enterprise setting. Demonstrated ability in technology partner management practices including the ability to lead vendors/partners More ❯

technology investments that supports scalability, cost-efficiency, and long-term alignment with business goals. Ensure that agreed best practices, governance standards, and legal and regulatory compliance requirements across the technology ecosystem are followed, collaborating with compliance and risk management teams as needed. Work with security, governance and … product teams to implement security best practices and ensure regulatory compliance within applications. Document all application architecture design and analysis work. Ensure technology and delivery approaches are aligned between delivery teams and with the overall IT and Architecture strategies. Represent BDO UK, Stream and IT interests when working … and Azure PaaS resources. Proficiency in integration tools and technologies (eg, APIs, ESBs, iPaaS) and familiarity with cloud and hybrid architectures. Knowledge of security, compliance, and data governance best practices in an enterprise setting. Demonstrated ability in technology partner management practices including the ability to lead vendors/partners More ❯

Our client, an interesting London-based Commodities firm is seeking to hire a Power & Gas Regulatory Reporting Business Analyst. The business is going through a transformational change and is looking for an adaptable hire who is willing to roll up their sleeves as it is a very busy environment. … The role can be aligned either as a contract or permanent role! Role Scope: Perform business analysis for Regulatory Reporting as required by the firm in terms of software solutions and their subsequent implementation or change. Experience with regulatory reporting requirements for commodities trading including Physical Power and … EMIR. Becoming familiar with, and conduct further analysis of, existing applications and processes in line with the requirements of the project assignment. Assist the Regulatory Reporting Manager with Project Documents and subject matter expertise. Responsibilities: Conduct business analysis on REMIT reporting requirements to ensure full regulatory compliance. Business More ❯

Our client, an interesting London-based Commodities firm is seeking to hire a Power & Gas Regulatory Reporting Business Analyst. The business is going through a transformational change and is looking for an adaptable hire who is willing to roll up their sleeves as it is a very busy environment. … The role can be aligned either as a contract or permanent role! Role Scope: Perform business analysis for Regulatory Reporting as required by the firm in terms of software solutions and their subsequent implementation or change. Experience with regulatory reporting requirements for commodities trading including Physical Power and … EMIR. Becoming familiar with, and conduct further analysis of, existing applications and processes in line with the requirements of the project assignment. Assist the Regulatory Reporting Manager with Project Documents and subject matter expertise. Responsibilities: Conduct business analysis on REMIT reporting requirements to ensure full regulatory compliance. Business More ❯

with external counsels and other Tencent attorneys based around the world, including in mainland China, Hong Kong, Singapore, EU, and the US, to provide compliance and regulatory analysis and advice for international business initiatives. Identify potential legal issues and risks, compliance gaps and help business teams navigate … through legal and regulatory compliance to devise creative solutions for business teams to mitigate risks. Develop, implement and monitor our internal compliance policies, knowledge management, and processes to address compliance issues and provide actionable solutions, ensuring alignment with international regulatory standards. Develop online training materials … and conduct training to educate business stakeholders and product teams on evolving laws, regulations and compliance standards. Advise management on implications of legal and regulatory updates. Qualifications You have five or more years of experience working in a law firm or in-house legal department, in the areas More ❯

with external counsels and other Tencent attorneys based around the world, including in mainland China, Hong Kong, Singapore, EU, and the US, to provide compliance and regulatory analysis and advice for international business initiatives. Identify potential legal issues and risks, compliance gaps and help business teams navigate … through legal and regulatory compliance to devise creative solutions for business teams to mitigate risks. Develop, implement and monitor our internal compliance policies, knowledge management, and processes to address compliance issues and provide actionable solutions, ensuring alignment with international regulatory standards. Develop online training materials … and conduct training to educate business stakeholders and product teams on evolving laws, regulations and compliance standards. Advise management on implications of legal and regulatory updates. Qualifications You have five or more years of experience working in a law firm or in-house legal department, in the areas More ❯

servicing investments, and supporting wealth management services for institutional and high-net-worth clients. As part of ongoing efforts to strengthen their cybersecurity and regulatory posture, they are launching a project focused on third-party application risk remediation. The project is part of a broader regulatory compliance … owners, vendor managers and third-party providers Gather and document information related to Single Sign-On (SSO), vendor processes for MFA exceptions, password policy compliance and user access review and certification procedures. Work closely with Cyber Risk SMEs to assess the feasibility of implementing required controls or compensatory measures … report on ongoing remediation activities Skills, experience, qualifications and knowledge required: Experience as a Business Analyst, ideally in a cybersecurity, third-party risk, or regulatory compliance setting Strong stakeholder management skills – able to lead meetings and follow up effectively Highly organized with excellent documentation and reporting capabilities Comfortable More ❯

servicing investments, and supporting wealth management services for institutional and high-net-worth clients. As part of ongoing efforts to strengthen their cybersecurity and regulatory posture, they are launching a project focused on third-party application risk remediation. The project is part of a broader regulatory compliance … owners, vendor managers and third-party providers Gather and document information related to Single Sign-On (SSO), vendor processes for MFA exceptions, password policy compliance and user access review and certification procedures. Work closely with Cyber Risk SMEs to assess the feasibility of implementing required controls or compensatory measures … report on ongoing remediation activities Skills, experience, qualifications and knowledge required: Experience as a Business Analyst, ideally in a cybersecurity, third-party risk, or regulatory compliance setting Strong stakeholder management skills – able to lead meetings and follow up effectively Highly organized with excellent documentation and reporting capabilities Comfortable More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯

as needed. This role focuses on complaints related to motor and property insurance claims, ensuring fair treatment of customers, and safeguarding the company from regulatory, financial, and reputational risks. Required Experience Proven experience in handling complaints, preferably in the insurance industry Familiarity with regulatory requirements and compliance … claim details to gather all necessary information. Internal Liaison: Liaise with internal departments, such as claims adjusters/leaders, product developers, Quality Assurance, and Compliance teams, to gather additional information and resolve complaints effectively. Thorough Investigation: Conduct thorough investigations into complaints, including reviewing claim files, policy documents, correspondence, and … Communication: Communicate with customers and relevant parties involved in the claim to understand their concerns fully and provide updates on the complaint resolution process. Regulatory Compliance: Work closely with the claims team to ensure that all complaints are addressed promptly and in compliance with regulatory requirements. More ❯