1 to 25 of 373 Regulatory Compliance Jobs in the UK

Head of Regulatory Affairs page is loaded Head of Regulatory Affairslocations: London, United Kingdom: Kuala Lumpur, Malaysiaposted on: Posted 2 Days Agojob requisition id: 9We're the world's leading provider of secure financial messaging services, headquartered in Belgium. We are the way the world moves value - across borders, through cities and overseas. No other organisation can address … been more relevant. Swift now has a presence in 200+ countries and legal territories to serve a community of more than 12,000 banks and financial institutions.The Head of Regulatory Affairs will lead our consolidated regulatory affairs function within Legal & Compliance, bringing together critical areas such as data protection, financial sanctions, payments, and cybersecurity. While the data … protection and sanctions teams will continue to carry out operational responsibilities reflecting their transversal nature, they will report into the Head to ensure strategic alignment and a unified regulatory affairs approach. This senior leadership role provides proactive, strategic regulatory advice directly to the business, helping shape decision-making and anticipating regulatory impact. It works in close partnership More ❯

Pay rate: £26.44 – £36:00 per hour PAYE Location: London, hybrid Duration: 10 months Imagine shaping the future of regulatory compliance for a globally recognized leader in the digital services and platform industry. As a key partner to this innovative company, Aquent is seeking a visionary professional to drive critical compliance initiatives. This is an exceptional opportunity … to make a profound impact, ensuring our client's operations align with evolving global standards and safeguard user trust. You'll be at the forefront of navigating complex regulatory landscapes, directly influencing strategic decisions and the successful rollout of compliance solutions across diverse markets. About The Role In this pivotal role, you will be instrumental in supporting the … Director of Regulatory Compliance, transforming complex legal requirements into actionable project plans and ensuring seamless execution. You'll play a crucial part in bridging the gap between legal mandates and operational realities, working hand-in-hand with cross-functional teams to build and implement robust compliance frameworks. Your work will directly contribute to the integrity and resilience More ❯

of the most trusted, reliable, and transparent cryptocurrency derivatives platforms in the space. Responsibilities: Interpret and analyze global regulations affecting company operations, products, and services. Draft, amend, and implement regulatory policies and internal compliance guides. Monitor regulatory developments across jurisdictions and provide actionable insights to business teams and senior management. Conduct global regulatory surveys and assist … in preparing regulatory reports for internal and external stakeholders. Engage external legal counsel efficiently to clarify complex regulatory issues and advise on commercially viable solutions. Conduct risk assessments to identify compliance gaps and recommend mitigation strategies. Maintain and update regulatory trackers to reflect evolving legal requirements. Support internal training programs on regulatory compliance and … awareness. Requirements: Qualified lawyer called to the bar in SG, MY, UK, or HK. Minimum 4 years PQE in regulatory compliance, preferably in the crypto/web3 space across multiple jurisdictions. Strong analytical skills to interpret complex legal and regulatory texts. Proven experience in policy drafting, regulatory monitoring, and compliance audits. Excellent project management skills More ❯

Account Executive – Supplements Compliance & R&D Insights (SaaS) Company Overview For over twenty years, FoodChain ID has led the way in helping the global food and supplements industry navigate growing demands for transparency, safety, and innovation. We deliver trusted solutions in regulatory compliance, product development, and sustainability, empowering over 30,000 companies in more than 100 countries … to bring safe, transparent, and compliant products to market. Our services include regulatory compliance platforms, safety and sustainability certifications, and scientific insights for supplements R&D. With expertise spanning clean-label verification, organic and non-GMO certifications, and advanced product development insights, FoodChain ID is committed to safeguarding the integrity of the global food and supplements supply chain … one client, one product at a time. Summary We are seeking a motivated and results-driven Account Executive (AE) to expand our Supplements Compliance and R&D Insights SaaS portfolio in the UK market. This is a hunter role —focused on building pipeline, acquiring new customers, and driving revenue growth. You will sell subscription-based SaaS platforms and professional More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted 30+ Days Ago job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

nationalities, creating a sense of belonging for all. At Q, we're looking for people who share that vision. People like you. The opportunity. Quantexa is seeking an experienced Compliance Project Manager on a 12-month fixed-term contract to support the ongoing development and enhancement of our compliance framework. As the business continues to grow and evolve … so too does the complexity and scope of our compliance obligations. This role is critical in ensuring that we proactively address these challenges and maintain a robust, effective compliance posture. The successful candidate will be instrumental in managing and coordinating key compliance initiatives, helping Quantexa meet immediate priorities arising from recent investor engagements and strategic objectives. This … position sits within the Chief Operating Officer (COO) function and offers a unique opportunity to work at the intersection of compliance, governance, and operational excellence. As part of the COO team, you will play a pivotal role in driving the delivery of multiple, concurrent compliance workstreams. The role is designed as an interim solution to provide structure and More ❯

based stablecoin infrastructure company building next-generation payment solutions that bridge traditional banking and blockchain technology. Its platform enables seamless stablecoin payments, currency exchanges, and crypto integration with full regulatory compliance, leveraging institutional-grade custodial wallets and multi-chain security. Our Client empowers businesses to tokenize real-world assets and operate across diverse financial ecosystems. Licensed for virtual … growth regions such as Africa, UAE, Northern America, and ASEAN. Job Description Define and Drive Stablecoin Product Strategy: Develop and own the stablecoin product roadmap aligned with market needs, regulatory requirements, and business objectives, ensuring competitive positioning in the evolving Web3 ecosystem. Regulatory Compliance and Risk Management: Lead efforts to interpret and implement requirements from the HKMA … stablecoin consultation paper and other relevant regulations, embedding robust risk and compliance frameworks into product design and operations. Stakeholder Engagement with HKMA and Regulators: Serve as the primary liaison with HKMA and other regulatory bodies, maintaining ongoing communication to ensure product compliance and anticipate regulatory changes. Cross-Functional Leadership: Collaborate closely with engineering, legal, compliance More ❯

You can find out more about this in ourCompliance Manager - Ventures UK & Unitas page is loaded Compliance Manager - Ventures UK & Unitaslocations: Londontime type: Full timeposted on: Posted Todayjob requisition id: JR-The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique … turn big ideas into bold, industry-changing realities.For our business, for clients, and for youCompliance Officer - Depository and Custody ComplianceReporting directly to the UK Head of Depositary and Custody Compliance, you will help drive the compliance function, develop and implement a risk-based compliance management framework, assist with the management of compliance risk and oversee all … regulatory compliance matters across the Depository and Custody businesses within the Apex UK Group of Companies. Key Responsibilities Assist the UK Head of Depositary and Custody Compliance to: develop and implement the risk based compliance framework; develop and implement the risk based compliance monitoring programme; prepare and present reports on compliance and regulatory More ❯

strategy and execution of technology initiatives supporting all internal corporate functions of an asset management firm. This role ensures that enterprise applications and systems for departments like Finance, HR, Compliance, and Legal are robust, integrated, and aligned with business goals. By providing modern, efficient solutions, the Head of Corporate Technology enhances operational efficiency and compliance, recognizing that asset … managers increasingly rely on emerging technologies to improve internal controls and reduce risk. This individual must blend strong engineering expertise with deep knowledge of corporate business processes and regulatory requirements to drive innovation across Accounting & Treasury, FP&A, Tax & Share Schemes, Procurement, HR, Payroll, Compliance, Enterprise Risk, Legal, and Internal Audit functions. Key Responsibilities Strategic Technology Leadership: Develop … and execute a comprehensive technology roadmap for corporate functions, aligning IT initiatives with the firm's strategic objectives and compliance needs. Ensure that internal systems (ERP, HRIS, finance, etc.) evolve to meet changing regulatory and reporting requirements in asset management. Oversight of Corporate Systems: Lead the implementation and maintenance of enterprise applications for Accounting & Treasury, FP&A, Tax More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

Business Services-Banking division, working with leading banking and financial services clients in the UK and Ireland. This role focuses on Financial Crime transformation programmes, ensuring delivery squads support regulatory obligations, risk-based controls, and client digital modernization goals Job Summary The Product Owner-Financial Crime (KYC & AML) is accountable for defining the product vision, roadmap, and backlog across … financial crime compliance domains. The scope spans customer lifecycle management (KYC, CDD/EDD, onboarding, periodic reviews) and AML activities (transaction monitoring, sanctions screening, suspicious activity reporting, case management). The PO partners with compliance SMEs, architects, and delivery leads to translate requirements into actionable features and user stories, ensuring alignment with client governance frameworks, data quality expectations … and global regulatory standards. Key Responsibilities Strategy Own the product journey and roadmap for Financial Crime (KYC & AML) across the lifecycle. Align backlog priorities with client compliance strategy and regulatory frameworks (FATF, Wolfsberg, EU AMLD6, UK MLR, POCA, SAMLA). Ensure delivery outcomes enable risk-based compliance while supporting digital onboarding and monitoring. Business Work with More ❯

About the Role We are seeking an experienced Compliance & Legal Officer to support our organisation’s commitment to maintaining the highest standards of legal, regulatory, and ethical compliance across our European operations. The successful candidate will take a lead role in developing, implementing, and maintaining compliance frameworks, with a particular focus on EU regulations , GDPR , and … ranging from Modern Slavery and Anti-Bribery statements to Cybersecurity and Data Protection policies. Experience within the security or CCTV technology sector is desirable, but not essential. Key Responsibilities Regulatory Compliance Monitor and interpret relevant EU and national legislation , including GDPR, NIS2, and related data protection and cybersecurity laws. Ensure ongoing organisational compliance with applicable labour laws … and safety regulations , and corporate governance standards . Liaise with external regulators, auditors, and legal advisors as required. Policy Development & Implementation Draft, review, and maintain a comprehensive suite of compliance policies and procedures , including: Data Protection and Privacy Policies Cybersecurity Policies Anti-Slavery and Human Trafficking Statements Code of Conduct and Ethics Policies Health and Safety documentation Deliver employee More ❯

Head of Data and Analytics, this role will be responsible for ensuring that ViiV's data assets are managed as a strategic enterprise resource to support business objectives, maintain regulatory compliance, and enable data-driven decision-making. The individual will lead cross-functional governance initiatives, collaborate with global stakeholders, and ensure that data governance is embedded into ViiV … s culture and operations.This is a highly visible role that will require strong leadership, stakeholder management, and the ability to bridge the gap between business, technology, and compliance teams.Data governance is a relatively new capability and strategic focus for ViiV as part of our ambition to develop a data and tech enabled powerhouse. The director will have the opportunity … Key Responsibilities: Strategic Leadership & Vision: Define and lead the implementation of a comprehensive data governance strategy aligned with ViiV's business priorities, including patient-centric innovation, commercial excellence, and regulatory compliance. Serve as a thought leader and trusted advisor on data governance, ensuring alignment with ViiV's broader data and analytics strategy. Influence senior leadership to prioritize data governance More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

Lead financial strategy at London's most innovative regulatory technology company, where your expertise will drive PE value creation and shape the future of trade reporting solutions. Working at the intersection of finance and cutting-edge technology, this PE-backed RegTech specialist is transforming how financial institutions navigate complex regulatory landscapes. With sophisticated trade reporting platforms and a … business operates in one of the most challenging and lucrative sectors within financial technology. Backed by private equity investment, they've established themselves as leaders in trade reporting and regulatory compliance solutions, serving major financial institutions across Europe. Their platforms handle billions in transaction reporting, making regulatory compliance seamless for clients whilst generating substantial recurring revenue … decisions, from M&A opportunities to product development investments. Here's what you'll be doing: Develop sophisticated financial models that capture the complexity of RegTech revenue streams and regulatory capital requirements Present strategic insights to PE stakeholders and board members, translating complex financial data into actionable business intelligence Lead comprehensive budgeting and forecasting processes that align with aggressive More ❯

systems to the new platform. In this role you will define and lead a comprehensive data migration strategy tailored to reinsurance, ensuring alignment with business goals, IT architecture, and compliance requirements. The role requires expertise in data migration, stakeholder management, and regulatory compliance, with a focus on reinsurance operations. Key Responsibilities: Define Data Migration Strategy and Planning … Lead the development of a comprehensive data migration strategy for project, including scope, approach, governance, tools, timelines, and success criteria. Ensure alignment with business objectives, IT architecture, and compliance requirements. Develop detailed migration plans that align with project timelines. Coordinate ETL processes, data cleansing, and transformation activities with internal IT, business and external vendors. Document Business Data Requirements and … systems and define mapping logic to the target platform, ensuring accurate data migration within the defined scope. Create detailed documentation of migration rules, data lineage, and system changes. Ensure Regulatory Compliance Ensure compliance with data governance, privacy, and security standards. Communication Engage closely with key business stakeholders, the Project Manager, Programme Manager, vendors, and Group Data to More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯

About the Role We are seeking a seasoned General Counsel/Head of Legal to lead the global legal and compliance function for a rapidly growing technology company operating in regulated industries. This is a senior leadership role responsible for building and managing the legal strategy, ensuring compliance across multiple jurisdictions, and acting as a trusted advisor to … the executive team and Board of Directors. The ideal candidate will bring strong experience in SaaS, RegTech, FinTech, cybersecurity, or compliance-driven industries , and a proven ability to navigate complex regulatory landscapes across Americas, EMEA, and APAC . This role requires a mix of strategic thinking, hands-on legal expertise, and commercial acumen , with the ability to proactively … identify risks and enable business growth at scale. Key Responsibilities Legal Strategy & Governance Develop and implement the company's global legal and compliance strategy aligned with business growth objectives. Advise the Board and executive leadership on legal, regulatory, and governance matters. Ensure strong corporate governance frameworks and policies across global entities. Commercial & Contract Management Lead negotiations for enterprise More ❯

financial organisation based near St Paul's in London. Your new role Seeking an experienced Enterprise Solution Architect to join a newly established team within the Governance, Risk, and Compliance (GRC) function of a leading financial organisation. This newly created department is focused on building out the organisation's GRC capabilities, identifying gaps, and designing a robust architectural roadmap … to support long-term strategic goals. In this role, you will play a key part in shaping the future of GRC architecture, leveraging your deep expertise in regulatory compliance and risk from an architectural perspective. You will be responsible for developing frameworks that span multiple regulations, ensuring the organisation remains agile and compliant in a rapidly evolving regulatory … operated as an Enterprise Architect across the AWS cloud platform and possess a high-level understanding of data platforms and their integration into enterprise systems. A solid grasp of regulatory controls, policies, and procedures is essential, as you will be supporting the organisation's architectural roadmap with frameworks that ensure compliance and mitigate risk. This is a unique More ❯

financial services domain experience to drive enterprise-wide productivity. We’re using the latest in AI to automate and innovate, empowering financial service businesses to achieve exceptional productivity and compliance outcomes. Role Overview As a Forward Solutions Engineer/Principal Solutions Consultant at Aveni, you will be a key technical leader in pre-sales, solution design, and customer engagement. … to define, architect, demonstrate, and deliver AI-powered solutions tailored to banks, wealth managers, insurance firms, and other financial services clients. Your mission is to translate complex business and regulatory needs into scalable, robust, compliant solutions that underscore Aveni’s value proposition. You will often be “forward deployed”, meaning you’ll engage closely with strategic clients, acting as subject … From this background you bring: Rigorous client-facing experience: doing discovery, scoping, workshops, POCs, RFPs, not just writing proposals, but engaging deeply with clients at multiple levels (operations, risk, compliance, executives). Structured, analytical problem solving: you break down fuzzy business problems, diagnose root causes, map them to technical and regulatory constraints, and propose robust, scalable solutions. High More ❯

solutions to solve complex challenges across our banking, financial services, and fintech operations. You will be instrumental in driving revenue growth, optimizing risk management, enhancing customer experiences, and ensuring regulatory compliance on a global scale. Key Responsibilities End-to-End Model Development: Lead the entire ML lifecyclefrom problem framing, data exploration, and feature engineering to model training, validation … technical excellence. MLOps & Productionisation: Work with ML Engineers and DevOps teams to build robust, scalable, and automated MLOps pipelines for continuous integration and delivery (CI/CD) of models. Regulatory Compliance & Governance: Ensure all models are developed in line with internal Model Risk Management policies and external regulatory requirements (e.g., SR 11-7, GDPR, PSD2). Document More ❯