501 to 525 of 977 Regulatory Compliance Jobs in England

Senior Compliance Officer ?" Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. Main Focus or role: To promote and manage the culture and practice of … regulatory compliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable standards. To ensure the effectiveness of AML Compliance function’s management and regulatory risk issues through the establishment and maintenance … of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so as to avoid any financial and reputational loss. To support the Head of Compliance in the management of compliance and regulatory risks, including liaison with the Regulator’s Financial More ❯

Chief Compliance Officer - MLRO Fidelity Digital Assets, Ltd. (m f x) London The Chief Compliance Officer and Money Laundering Reporting Officer (MLRO) for FDA Ltd. has a significant role in protecting the interests of the Fidelity organisation and its clients. The individual will oversee, develop, and implement programmes to support FDA Ltd's compliance with the FCA … rules. This includes creating, monitoring, and reviewing policies, procedures, and systems to ensure compliance and minimise risks. Additional responsibilities include identification and co-ordination of projects with internal and external partners, development, and delivery of compliance training, monitoring for regulatory changes and industry trends, and overall development of an effective compliance programme. As Head of AML …/CFT for FDA Ltd., responsibilities include development and implementation of an effective anti-money laundering and counter terrorist financing compliance program and acting as the MLRO. This individual reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for securing, trading, and supporting investments in digital assets. Fidelity Digital Assets is More ❯

Join Genedrive as a Senior Quality Assurance & Regulatory Affairs Specialist! Shape the future of global medical diagnostics while driving compliance excellence in a dynamic and innovative environment. QA/RA Specialist Manchester, M13 9XX Full-time, 12-month contract (Maternity Cover) £35,000 - £45,000 per annum Please Note: Applicants must be authorised to work in the UK … is a pioneering medical device company headquartered in Manchester, focused on developing innovative molecular diagnostic solutions that improve patient outcomes worldwide. Certified to ISO 13485:2016 and operating in compliance with BS EN ISO 14971 and IEC 62304, Genedrive is dedicated to meeting the highest standards in medical technology. With a strong collaborative culture and a mission to make … more accessible and efficient, Genedrive is leading advancements in point-of-care testing on a global scale. The Role Genedrive is seeking a knowledgeable and driven Senior Quality Assurance & Regulatory Affairs Specialist to join their QA/RA team on a 12-month maternity cover contract. Key Responsibilities: Lead and support continuous improvements within the Quality Management System (QMS More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

Sr. Associate, Global Solutions and Risk Compliance (GSRC) Job ID: ICP-Dalian branch - J15 The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the company from … legal and regulatory risks. With a diverse global team spanning across India, China, Poland, Romania, Netherlands, Jordan, Philippines and Costa Rica, GSRC partners with its stakeholders to classify products and ensure regulatory and legal compliance for product listings. GSRC raises the bar on quality by implementing operational changes matching the everchanging regulatory space. The team designs … processes. GSRC believes that innovation thrives on diversity, fostering an inclusive and equitable culture that empowers employees with opportunities for learning and development. Key job responsibilities As a Senior Compliance Associate, your responsibility is reviewing the latest product information as per Standard Operations Procedures (SOP) and cross-checking it against the relevant regulatory documentation. Using various Amazon-specific More ❯

Our client, an interesting London-based Commodities firm is seeking to hire a Power & Gas Regulatory Reporting Business Analyst. The business is going through a transformational change and is looking for an adaptable hire who is willing to roll up their sleeves as it is a very busy environment. The role can be aligned either as a contract or … permanent role! Role Scope: Perform business analysis for Regulatory Reporting as required by the firm in terms of software solutions and their subsequent implementation or change. Experience with regulatory reporting requirements for commodities trading including Physical Power and Gas. Project lifecycle covering business requirements analysis, functional specification of changes, testing as required and support of UAT. Data analysis … not limited to REMIT, MiFID2 & EMIR. Becoming familiar with, and conduct further analysis of, existing applications and processes in line with the requirements of the project assignment. Assist the Regulatory Reporting Manager with Project Documents and subject matter expertise. Responsibilities: Conduct business analysis on REMIT reporting requirements to ensure full regulatory compliance. Business Requirements elicitation, documentation and explanation More ❯

Our client, an interesting London-based Commodities firm is seeking to hire a Power & Gas Regulatory Reporting Business Analyst. The business is going through a transformational change and is looking for an adaptable hire who is willing to roll up their sleeves as it is a very busy environment. The role can be aligned either as a contract or … permanent role! Role Scope: Perform business analysis for Regulatory Reporting as required by the firm in terms of software solutions and their subsequent implementation or change. Experience with regulatory reporting requirements for commodities trading including Physical Power and Gas. Project lifecycle covering business requirements analysis, functional specification of changes, testing as required and support of UAT. Data analysis … not limited to REMIT, MiFID2 & EMIR. Becoming familiar with, and conduct further analysis of, existing applications and processes in line with the requirements of the project assignment. Assist the Regulatory Reporting Manager with Project Documents and subject matter expertise. Responsibilities: Conduct business analysis on REMIT reporting requirements to ensure full regulatory compliance. Business Requirements elicitation, documentation and explanation More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role Mission The Regulatory Research Analyst is responsible for maintaining accurate, reliable, and up-to-date information related to issuing authorities, laws, and regulations across assigned jurisdictions. More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role Mission The Regulatory Research Analyst is responsible for maintaining accurate, reliable, and up-to-date information related to issuing authorities, laws, and regulations across assigned jurisdictions. More ❯

and subscription billing for digital commerce. We're on a mission to connect businesses and consumers through secure, inclusive, and scalable payment solutions-and we're looking for a Compliance Officer to help us stay ahead of evolving regulations while maintaining operational integrity. Tasks Lead and maintain our regulatory compliance program Research new and existing laws affecting … the business; implement required policy updates Advise senior leadership on risk and compliance strategy Draft, review, and maintain compliance policies and procedures Liaise with regulators and support license applications (where applicable) Prepare compliance and risk reports for internal stakeholders Track audits, risk assessments, and remediation actions Strengthen internal controls and continuously improve compliance processes Requirements 3+ … years in compliance within fintech, payments, or financial services Exposure to 2nd level of defence Strong grasp of UK financial regulations Experience drafting policies and dealing directly with regulators (a big plus!) Relevant certifications (ICA, ACAMS, etc.) preferred Bachelor's degree in Law, Finance, or Business Detail-oriented, analytical, and confident communicator Able to work independently while collaborating across More ❯

streams. As part of this initiative, we are seeking a highly skilled Institutional Legal Counsel based in the UK to support our institutional business and oversee key legal and regulatory aspects. This role will play a crucial role in securing and maintaining our FCA brokerage license , structuring institutional deals , and ensuring full compliance with regulatory requirements. Key … Responsibilities: FCA Brokerage License Management - Lead the process of acquiring or applying for an FCA brokerage license, ensuring full regulatory compliance. Institutional Contract Negotiation - Handle the structuring and negotiation of complex agreements with institutional clients (hedge funds, prime brokers, institutional counterparties). Product Governance - Ensure the full regulatory compliance and legal structuring of new products, such as … DMA futures , including program documentation, contract frameworks, and risk mitigation. Collaboration with AML & MLRO Teams - Work closely with internal compliance teams to oversee regulatory obligations related to AML, risk assessment, and reporting. FCA Communication & Regulatory Oversight - Monitor and coordinate all interactions with the Financial Conduct Authority (FCA) , including regulatory updates and compliance submissions. Marketing Compliance More ❯

and processes and will ensure industry and internal standards compliance. This role requires a strategic approach to ensuring that LevertonHELM operations meet customer expectations and legal requirements. Key Tasks Regulatory Compliance: Ensure LevertonHELM complies with all applicable local and international regulatory requirements. Monitor regulatory changes and lead efforts to align internal processes and documentation accordingly. Prepare … and manage submissions, certifications, and responses for audits and certifications. Act as liaison between regulatory authorities, external auditors, and internal stakeholders, managing audit schedules and outcomes. Maintain the SHEQ (IMS)systems in accordance with 9001, 14001, 45001 & 50001 Training & Development: Design and deliver training programs to educate employees about SHEQ and compliance standards. Provide guidance and mentorship to … employees on best practices for ensuring compliance and maintaining SHEQ standards. Foster a culture of SHEQ compliance by instilling a strong understanding of regulatory requirements across all departments. Documentation & Reporting: Oversee the creation, maintenance, and review of all SHEQ-related documentation, including policy, procedures, and reports. Prepare detailed reports for the Senior Management team on SHEQ audit More ❯

Go-To-Market Specialist, Amazon Ads Job ID: Amazon Online UK Limited - D17 At Amazon Advertising, we're at the forefront of innovation in privacy-first advertising solutions and regulatory-compliant identity frameworks. We're seeking a Principal GTM Lead to join our Product Sales Specialist (PSS) organization focused on Addressability and Privacy. This role is crucial in navigating … regulations while maximizing advertising effectiveness. You'll bridge the crucial gap between market needs and product development, ensuring our customers understand how our solutions meet both business objectives and regulatory requirements across global markets. Key Job Responsibilities Drive the global Addressability and Privacy sales strategy by serving as the primary liaison between Product organizations and global sales teams, with … particular emphasis on EU privacy compliance and data protection requirements. Develop and implement comprehensive GTM strategies that address varied regulatory requirements across regions. Partner with other GTM teams to create and maintain sales enablement frameworks that help teams articulate our privacy-first approach and regulatory compliance measures to customers and stakeholders. Lead privacy-centric solution development More ❯

EMI) license and to spearhead our business development initiatives targeting clients who trade foreign exchange (FX) globally. The ideal candidate will have a proven track record in sales leadership, regulatory compliance, and business development within the financial services industry. Key Responsibilities: Strategic Leadership: Develop and execute the company's strategic vision and business development plan, ensuring alignment with … regulatory requirements and market opportunities. Regulatory Compliance:Lead the application process for the FCA API license, ensuring all regulatory requirements are met and maintained. Business Development:Identify and pursue new business opportunities, partnerships, and markets to drive growth and revenue. Operational Management:Oversee daily operations, ensuring efficiency, scalability, and the highest standards of customer service. Financial … financial services firm that holds an API or EMI license. Strong business development & sales track record of driving growth and profitability. In-depth knowledge of the fintech landscape, including regulatory requirements and market trends. Demonstrated success in leading FCA regulatory applications. Excellent leadership, communication, and interpersonal skills. Ability to think strategically and execute effectively in a fast-paced More ❯

responsible for managing the end-to-end onboarding process, working closely with cross-functional teams to optimise workflows and enhance client satisfaction. Your leadership will ensure the department meets regulatory requirements, maintains high service standards, and continuously improves processes to support business growth. Key Responsibilities of the role will include: Leadership & Team Management: Lead, mentor, and develop a team … fostering a high-performance culture and ensuring effective line management. Process Optimisation: Design, implement, and enhance onboarding workflows to improve efficiency, reduce onboarding time, and enhance the client experience. Regulatory Compliance: Ensure all client onboarding activities adhere to relevant regulatory requirements, including KYC, AML, and other compliance mandates. Stakeholder Collaboration: Work closely with Sales, Compliance … diligence and operational integrity. The successful candidate will have: Proven experience in a leadership role within client onboarding, preferably in the payments or fintech industry. Strong understanding of global regulatory requirements relating to KYC, KYB and AML. Exceptional leadership and people management skills, with a track record of developing high-performing teams. Experience in process improvement, workflow automation, and More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role mission: As CUBE's Senior Legal Counsel, you will lead on all customer SaaS negotiations, negotiating complex, international, Financial Services SaaS agreements. This is an exciting opportunity More ❯

tools and data-driven platforms, the company supports ESG reporting, supply chain transparency, and ethical business practices across industries and regions. Its mission is to help organisations navigate complex regulatory landscapes and drive measurable, sustainable impact. Job Description The Legal Director's responsibilities will include: Mergers & Acquisitions (M&A) Lead legal due diligence for acquisitions and strategic investments Structure … negotiate, and execute cross-border M&A transactions Support smooth integration and assess legal risks in restructurings and blockchain-related deals Ensure compliance with international legal frameworks and sustainability-driven regulations Commercial Contracts & Business Operations Draft, negotiate, and manage a wide range of commercial agreements, including vendor, partnership, software licensing, and blockchain-related contracts Oversee day-to-day operational … contracts, from NDAs to facilities agreements Conduct legal risk assessments and ensure contractual compliance Advise on digital asset transactions within evolving regulatory landscapes Corporate Governance & Regulatory Compliance Support the CFO in maintaining robust governance frameworks across jurisdictions Manage corporate filings, shareholder agreements, board resolutions, and legal documentation Provide legal guidance on ESG regulations, data privacy, and More ❯

technically strong Senior IT Business Analyst to join a dynamic team focused on exchange-traded derivatives. You'll bridge the gap between business needs and technical delivery across trading, compliance, and regulatory initiatives. This is a great opportunity to work at the intersection of commodities, capital markets, and trading technology. Key Responsibilities Gather and translate complex business requirements … subject matter expert across trading systems. Analyse trade lifecycles (RFQ, order, execution) to drive system improvements. Troubleshoot issues and work closely with developers, QA, and support teams. Contribute to regulatory compliance, particularly MiFID II and RTS6. Support third-party system integrations (e.g., EMS/OMS platforms). Required Skills & Experience Background in commodity trading, capital markets, or investment More ❯

technically strong Senior IT Business Analyst to join a dynamic team focused on exchange-traded derivatives. You'll bridge the gap between business needs and technical delivery across trading, compliance, and regulatory initiatives. This is a great opportunity to work at the intersection of commodities, capital markets, and trading technology. Key Responsibilities Gather and translate complex business requirements … subject matter expert across trading systems. Analyse trade lifecycles (RFQ, order, execution) to drive system improvements. Troubleshoot issues and work closely with developers, QA, and support teams. Contribute to regulatory compliance, particularly MiFID II and RTS6. Support third-party system integrations (e.g., EMS/OMS platforms). Required Skills & Experience Background in commodity trading, capital markets, or investment More ❯

technically strong Senior IT Business Analyst to join a dynamic team focused on exchange-traded derivatives. You'll bridge the gap between business needs and technical delivery across trading, compliance, and regulatory initiatives. This is a great opportunity to work at the intersection of commodities, capital markets, and trading technology. Key Responsibilities Gather and translate complex business requirements … subject matter expert across trading systems. Analyse trade lifecycles (RFQ, order, execution) to drive system improvements. Troubleshoot issues and work closely with developers, QA, and support teams. Contribute to regulatory compliance, particularly MiFID II and RTS6. Support third-party system integrations (e.g., EMS/OMS platforms). Required Skills & Experience Background in commodity trading, capital markets, or investment More ❯

About the team As Stripe continues to develop innovative products that serve businesses of all sizes around the world, risk will increase in complexity and scale. The Onboarding and Compliance Strategy organization protects and advances Stripe's business, brand, and mission by building and deploying industry-leading policies and programs that instill user, regulator, and partner trust in Stripe … while enabling business growth. What you'll do As a member of Onboarding and Compliance Strategy team, you will have a deep understanding of Stripe's onboarding and compliance policies, systems, and controls, which include areas such as Know Your Customer (KYC), Know Your Business (KYB), and Financial Crimes/Anti-Money Laundering (AML). You will design … achieve Stripe's goals relating to user compliance. You will provide expert guidance to regional representatives across Policy, Product, Engineering, and Operations teams in navigating complex areas to ensure compliance with regulatory and partner requirements while minimizing user friction. We are looking for someone who is passionate about navigating ambiguity, enabling business growth while balancing risk, and is More ❯

engineer to reach their full potential through coaching, mentoring and professional development training. The Software Certification Engineer will lead the software certification efforts for certification planning as well as regulatory compliance oversight for assigned projects and products for all of Aviation Systems. Our Systems business comprises a wide cross section of aviation products which includes power generation, power … military customers worldwide and are leading the way in hybrid-electric aircraft technologies and open platform solutions. In this role, you will utilize your experience and expertise to achieve regulatory compliant solutions for products and systems. You'll be a recognized expert within this specialized field, able to develop and execute objectives for self and others, using coaching and … mentoring to do so. Job Description Roles and Responsibilities Lead programs in determining product certification strategy and certification basis Lead compliance planning and determination of means of compliance Support/contribution to creation of cohesive project plans Review of development artifacts, where applicable Perform certification audit pre-assessments both of internal projects and external suppliers Audit project/ More ❯

As a trustee and full board member, you will be responsible for: Ensuring TCT is carrying out its purpose for public benefit, maximising its reach and impact; Ensuring compliance with TCT's governing document, charity law and all other relevant regulations; Ensuring the board acts in the charity's best interests, exercising reasonable care and skill in its decision … the board fulfil the full range of its statutory and oversight responsibilities. This includes oversight of operational and financial performance, risk management, governance (corporate, clinical and educational), quality and regulatory compliance and in providing assurance on these matters to the board; Coaching and mentoring senior leadership or providing subject matter expertise on specific topics/challenges; Participating and … planning and reporting, ideally in the charity or statutory sector; Development of integrated business performance management and impact reporting Strategy development and execution; Transformational change; External Audit; Legal and regulatory compliance; Digital and Cyber/Information Security; Resilience & Business Continuity; Personal attributes Lived experience or proximate exposure to brain injury and neurodisability. A well-developed, continuous improvement mindset. More ❯

and phone. THE ROLE : As an Customer Support Advisor – Safer Gambling & AML , you will play a key role in providing outstanding support to our UK-based customers while ensuring regulatory compliance. This hybrid role combines customer relationship management with AML/CTF and safer gambling due diligence tasks. You will collaborate across departments to identify risks, support vulnerable players … and maintain trust through discreet and professional service. This is an exciting opportunity for someone passionate about compliance and customer experience within the iGaming industry. Duties and Responsibilities: Customer Support & Relationship Management Act as the main point of contact for UK customers, delivering personalized, high-quality support via phone and email. Build strong, long-term relationships with customers, fostering … loyalty and satisfaction. Tailor customer interactions based on individual behaviours, preferences, and engagement history. Maintain discretion and professionalism in all communications. Compliance & Safer Gambling (AML/CTF & SG) Conduct due diligence checks on new and existing customers to ensure compliance with AML/CTF and LCCP regulations. Review and assess player behaviours for markers of gambling harm or More ❯

and phone. THE ROLE : As an Customer Support Advisor – Safer Gambling & AML , you will play a key role in providing outstanding support to our UK-based customers while ensuring regulatory compliance. This hybrid role combines customer relationship management with AML/CTF and safer gambling due diligence tasks. You will collaborate across departments to identify risks, support vulnerable players … and maintain trust through discreet and professional service. This is an exciting opportunity for someone passionate about compliance and customer experience within the iGaming industry. Duties and Responsibilities: Customer Support & Relationship Management Act as the main point of contact for UK customers, delivering personalized, high-quality support via phone and email. Build strong, long-term relationships with customers, fostering … loyalty and satisfaction. Tailor customer interactions based on individual behaviours, preferences, and engagement history. Maintain discretion and professionalism in all communications. Compliance & Safer Gambling (AML/CTF & SG) Conduct due diligence checks on new and existing customers to ensure compliance with AML/CTF and LCCP regulations. Review and assess player behaviours for markers of gambling harm or More ❯