126 to 150 of 233 MiFID Jobs in London

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

and maintain a proportionate and robust compliance framework aligned with business activity, FCA expectations, and best practice. Ensure compliance with the FCA Conduct Rules, SYSC 6.1.23R, and all applicable MiFID obligations. Oversee the firm’s regulatory permissions and ensure they are appropriately mapped to current and future operations. Maintain responsibility for ensuring all personal data is processed in accordance with … Requirements: Previous FCA approved SMF16 experience is essential. Extensive experience in regulatory compliance within financial services preferably within banking, retail finance, or digital platforms. Deep understanding of FCA rules, MiFID, EMIR, PSD2, SYSC, and conduct frameworks. Proven ability to build and maintain a comprehensive second-line control environment. Strong leadership skills, with a track record of developing high-performing compliance More ❯

be at the forefront of transformative projects. Your primary focus will be on: * Regulatory Analysis: Dive deep into regulatory requirements and ensure our processes align with mandates such as MIFID II, EMIR, CFTC, and SFTR. * Data Analysis: utilise data-driven insights to support decision-making and identify opportunities for improvement. * Technical Analysis: Collaborate with technology teams to define and build More ❯

as banks, asset managers, or exchanges. Proven experience supporting long sales cycles and navigating enterprise procurement processes. Familiarity with industry standards and frameworks such as ISO 27001, SOC 2, MiFID II, GDPR, or cloud governance in regulated industries. Excellent communication and presentation skills, with the ability to simplify complex concepts for technical and non-technical stakeholders. Ability to translate business More ❯

enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Involved in helping develop compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Involved in business development efforts, including prospecting, proposal More ❯

enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Involved in helping develop compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Involved in business development efforts, including prospecting, proposal More ❯

enhance client operating models, identifying gaps and implementing improvements aligned with regulatory and operational best practices. Involved in helping develop compliance frameworks in response to evolving regulatory requirements, including MiFID and other key financial regulations. Serve as a trusted advisor to stakeholders, communicating with clarity and influence to support strategic decision-making. Involved in business development efforts, including prospecting, proposal More ❯

know more about our Consulting services click here Consulting - Delta Capita Regulatory Consultant (Hybrid PM/BA) with knowledge of various regulatory regimes such as Transaction Reporting - EMIR/MIFID/MAS/ASIC/HKMA CSDR/T+1 - Various factors impacting settlement efficiency DORA/Operational Resilience/Critical Third Party Regime Consumer Duty/Consumer Complaints … would be great if you had: Previous consulting experience Experience in Capital Management, Operations, Middle Office, Operational Risk, Liquidity Management is beneficial. Regulatory exposure in any of the following: MiFID II/MiFIR, Basel, IBOR, FRTB, CRD & CRR, SFTR, Operational Resilience would be beneficial. How We Work: Delta Capita is an equal opportunity employer. We positively encourage applications from suitably More ❯

Ability to work flexible hours including on-call and shift support Bilingual: Fluent in both Japanese and English (Business level or higher) Experience with financial regulations and reporting (e.g., MiFID II, EMIR, SFTR, BoE, JFSA) Strong knowledge of Windows OS and SQL Server operations Calm and flexible approach to handling urgent or high-pressure situations **Visa sponsorship may be considered More ❯

obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure. Key Responsibilities Run the Bank (BAU): Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC. Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR. Work closely with … regulatory developments and proactively prepare for changes. Key Requirements 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment. Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc. Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO. Proven track record in both BAU More ❯

obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure. Key Responsibilities Run the Bank (BAU): Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC. Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR. Work closely with … regulatory developments and proactively prepare for changes. Key Requirements 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment. Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc. Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO. Proven track record in both BAU More ❯

obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure. Key Responsibilities Run the Bank (BAU): Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC. Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR. Work closely with … regulatory developments and proactively prepare for changes. Key Requirements 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment. Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc. Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO. Proven track record in both BAU More ❯

obligations while contributing to the enhancement of reporting frameworks, controls, and regulatory infrastructure. Key Responsibilities Run the Bank (BAU): Ensure timely and accurate transaction reporting across global regimes including MiFID II, EMIR, SFTR, CFTC, SEC, and ASIC. Monitor daily reporting activity and manage exceptions, breaks, and rejections across platforms such as UnaVista, DTCC, TRAX, and REGIS-TR. Work closely with … regulatory developments and proactively prepare for changes. Key Requirements 5+ years' experience in regulatory transaction reporting within an investment banking or financial services environment. Solid understanding of major regulations: MiFID II, EMIR, SFTR, Dodd-Frank, etc. Hands-on experience with reporting platforms such as UnaVista, DTCC, TRAX, REGIS-TR, and reconciliation tools like DUCO. Proven track record in both BAU More ❯

our centralized data team and asset managers. The position will be based in our office in Frankfurt. Job responsibilities: Represent and explain data workflows, processes, and methodologies (ESG, SFDR, MIFID, and other regulatory requirements, Morningstar sustainability rating) to asset managers and clients. Take ownership of acquiring and onboarding new data sets to enhance analytics quality. Partner with product, sales, and More ❯

Regulatory Categories SMCR Category This role is identified as a certified role and is therefore subject to the relevant Senior Manager and Certification Regime Rules set by the FCA. MiFID II Category Staff giving information about investment products, investment services or ancillary services. What we would like from you: Excellent problem solving, organisational and analytical skills. Process driven sales practitioner. More ❯

and business objectives, as established by the Board Skills required: Must have at least 10 years' experience in financial services law with extensive experience of FCA rules, FSMA and MIFID; knowledge of EMIR, SFTR and GDPR highly desirable Exposure to and experience with Dutch/EU law and regulators advantageous Experience in dealing with institutional trading counterparties, ranging in a More ❯

assets Advanced degree in Law, Business, Finance, or related field Professional compliance certification preferred (CAMS, CCEP, or equivalent) Thorough knowledge of regulations affecting institutional clients (BSA/AML, OFAC, MiFID II, etc.) Experience developing compliance programs for complex institutional products and services and interfacing with regulators Proven leadership skills and ability to influence across organisational boundaries The Perks Your growth More ❯

a bias for action and the ability to adapt approach and working style as needed. Good understanding of Business Change support activities would be advantageous. Knowledge of CASS, GDPR, MiFID is desirable but not essential. Relevant certifications: BCS Advanced International Diploma in Business Analysis. What you'll get in return: Join a company that cares about work-life balance. Great More ❯

dynamic, growing regulatory reporting function. In this role, you'll play a pivotal part in leading major change projects across their Gas and Power business, covering EMIR Refit and MiFID II. This is a deeply technical position, with the majority of your focus dedicated to regulatory transformation efforts. Working closely with cross-functional teams, you'll help to build robust … solutions in order to deliver accurate, compliant reporting systems. Experience required Hands-on experience with regulatory reporting (e.g. EMIR, MiFID or similar frameworks) Exposure working in Gas and Power trading environments Strong background C# .NET development Familiarity with end-to-end transaction reporting processes (UTIs, eligibility checks, report submissions) To be able to build and maintain Oracle SQL/C# More ❯

development Relational databases Experience working in an Agile environment Linux/Unix Desirable skills for you as the Python Developer: Experience of Regulatory reporting associated with Trading such as MiFID II or EMIR Experience building real-time applications based on a messaging paradigm Experience building large-scale data processing pipelines (for e.g. using Apache Spark, etc) Experience building Highly Available More ❯

experience working as a Business Analyst on regulatory change within the commodities sector. Experience doing impact analysis, business requirements, and process mapping for REMIT/REMIT II. Experience implementing MiFID/MiFIR transaction reporting into an organization. Excellent stakeholder management and communication skills. What you need to do now If you're interested in this role, click 'apply now' to More ❯

event-driven, micro-service, API-first platforms at enterprise scale. Governance leadership: ARB/TDA chair, C-suite stakeholder management. Delivered regulated production cut-overs (SOC, FCA/PRA, MiFID II). Finbourne LUSID implementation or strong willingness to ramp quickly. Exposure to multi-asset & alternatives (futures, swaps, private credit). Data-mesh, policy-as-code, and zero-trust security More ❯

event-driven, micro-service, API-first platforms at enterprise scale. Governance leadership: ARB/TDA chair, C-suite stakeholder management. Delivered regulated production cut-overs (SOC, FCA/PRA, MiFID II). Finbourne LUSID implementation or strong willingness to ramp quickly. Exposure to multi-asset & alternatives (futures, swaps, private credit). Data-mesh, policy-as-code, and zero-trust security More ❯

Location: London Salary: £70,000 - 75,000 per annum Email: Ref: db3485 We are seeking candidates with experience in Transaction/Trade Reporting, including: Take Over and Mergers Reporting MiFID Transaction Reporting Shareholder Reporting Issuer Holding Requests Short Selling Reporting Knowledge of regulations such as MiFID, EMIR, AIFMD, and the Transparency Directive The role involves implementing transaction reporting procedures in More ❯