1 to 25 of 552 Regulatory Compliance Jobs in the UK

and the US. As a UK-licensed Payment Institution (PI) and in the final stages of securing EU PI authorization, we are committed to ensuring a best-in-class regulatory compliance framework that supports our growth while meeting evolving regulatory expectations. We believe that the future of financial services will be delivered by customer-oriented tech companies … that embed financing in their customer journeys, and we are building the solutions that will power that future. The Role: The Regulatory Compliance Manager will be a key figure in ensuring YouLend maintains a robust regulatory compliance framework. Reporting directly to the Head of Regulatory Compliance this role will focus on enhancing compliance processes, monitoring regulatory risks, and ensuring adherence to FCA, EU, and global standards as we pursue additional regulatory authorisations. This role offers an exciting opportunity for an experienced compliance professional to play a pivotal role in helping to shape our regulatory compliance framework and support YouLend with future expansion plans. Regulatory Compliance More ❯

Regulatory Compliance Manager MCS Group is looking for a highly skilled Regulatory Compliance Manager to join a global leader in the FinTech industry. This is a new, full-time permanent opportunity based in-office in Belfast. The Company: This company is at the forefront of the financial trading sector, facilitating multi-billion dollar deals across their … many offices globally. They are an award-winning employer within financial services in Northern Ireland. The Rewards: As the successful Regulatory Compliance Manager, you will receive the following: Package of £55,000 - £65,000 Life assurance Optional private medical Huge opportunities for career progression/internal promotion The Role: As the successful Regulatory Compliance Manager, you … will play a key role in: Existing as senior POC for Belfast for transaction reporting queries across global ops and technology teams Development and implementation of compliance policies and procedures Advising on the interpretation of transaction reporting riles (across EMIR, MiFIR & more) Preparation and submission of compliance reports to senior management and regulatory authorities The Person: The More ❯

We have a great opportunity for an ambitious Regulatory Change Analyst to join the Ruleguard team! Take a look at the position overview, key responsibilities and the required skills and experience, plus the great benefits we offer, and see if the role is right for you! Location: Hybrid - Remote working/London Office Hours: Full-time Join a company … that is taking the RegTech industry by storm! Ruleguard is a SaaS application company serving the financial sector compliance market. As a leading firm within the innovative "RegTech" sector we delight in creating cutting-edge business software to make it as easy as possible for banks, brokers, and investment firms to comply with regulation. We are looking for a … Regulatory Change Analyst to support the Head of Risk & Compliance, who is responsible for our Thought Leadership Strategy and oversight of risk management at Ruleguard. This role is best suited to someone with prior experience, or a keen interest, in Horizon Scanning with excellent research skills. We're looking for an enthusiastic individual who is ready to take More ❯

Prod Compliance Sr. Associate EN, Global Solutions & Risk Compliance (GSRC) Job ID: ADCI - Maharashtra - D80 The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the … company from legal and regulatory risks. With a diverse global team spanning across India, China, Poland, Romania, Netherlands, Jordan, Philippines and Costa Rica, GSRC partners with its stakeholders to classify products and ensure regulatory and legal compliance for product listings. GSRC raises the bar on quality by implementing operational changes matching the everchanging regulatory space. The … processes. GSRC believes that innovation thrives on diversity, fostering an inclusive and equitable culture that empowers employees with opportunities for learning and development. Key job responsibilities As a Senior Compliance Associate, your responsibility is reviewing the latest product information as per Standard Operations Procedures (SOP) and cross-checking it against the relevant regulatory documentation. Using various Amazon-specific More ❯

Remote (Belgium); Ireland - Remote Guidewire is the platform P&C insurers trust to engage, innovate, and grow efficiently. We are seeking a visionary and hands-on Global Head of Compliance (GHC) to lead our global compliance strategy, ensuring alignment with complex regulatory environments and fostering trust with customers, regulators, and stakeholders. Role Overview The Global Head of … Compliance (GHC) will oversee all compliance-related activities at Guidewire. As a preeminent cloud services provider and the world leader in insurance software, our customers expect and require ongoing and proactive expertise and consultation on regulatory compliance for all matters related to our cloud service offerings, including in areas such as AI, data privacy, data residency … resilience transparency and security. This executive will ensure full adherence to international, federal, and local regulations while acting as a public and customer facing representative for compliance matters. The GHC will collaborate across legal, risk, operations, and customer-facing teams to embed a culture of ethical compliance throughout the enterprise. Job Description Key Responsibilities Serve as Guidewire's More ❯

The Role: We are seeking a Business Resilience & Regulatory Specialist to play a key role in ensuring compliance with the Digital Operational Resilience Act (DORA) and supporting the transition to business-as-usual (BAU) processes . This role is strategically critical in strengthening our operational resilience, ensuring regulatory compliance, and mitigating potential operational disruptions. The successful … candidate will have a strong regulatory background and be pivotal in meeting program delivery requirements while coordinating with various stakeholders. Experience in managing key stakeholder relationships and a solid technical understanding are essential. Responsibilities: Regulatory Compliance & Framework Development: Support the implementation of a comprehensive business resilience framework aligned with DORA and other regulatory requirements (e.g., NIST … ISO 22301, ISO 27001). Develop training materials, policies, controls, and risk assessment methodologies to ensure adherence to regulatory standards. Support key pillars of the DORA program, including ICT Risk Management, Digital Resilience Testing, and Third-Party Risk Management (TPRM). Stakeholder Coordination & Engagement: Design and execute DORA related workshops to support the successful delivery of the DORA programme. More ❯

became THG Labs. Capabilities include: In-house market knowledge & trends End-to-end service from idea generation through to manufacturing and launch Technical, commercial and production expertise About The Regulatory Compliance Team Based within the Beauty division of the business, The Regulatory Compliance Team is responsible for reviewing and assessing current and new cosmetic regulations globally … including horizon scanning to make sure our clients have the latest information. The team are responsible for checking and tracking the compliance to these regulations of all the ingredients, materials and formulations sourced and manufactured by THG Labs. As well as managing and monitoring various certifications including audits, as well as processing and managing complaints and testing of products. … Why be a Regulatory Technologist at THG Beauty? Reporting to the Regulatory Manager, the Regulatory Technologist is responsible for managing, monitoring and updating Product Information Files for the brands they have been allocated. Supporting these brands with their requests for registrations, as well as ad-hoc requirements - being their point of contact. Develop knowledge and understanding of More ❯

monitor, control, communicate, and share information with confidence in complex environments and in the most demanding situations. What will you be doing? Reporting to the Director Engineering & Technology the Compliance Officer role will lead regulatory compliance across the organisation, partnering with engineering and manufacturing teams from concept through to production to ensure requirements are built into every … stage of product development. The role will also work closely with stakeholders across international markets to ensure alignment with global regulatory standards. In addition, the Compliance Officer will act as the key liaison with external regulators and certification bodies, supporting ongoing compliance and securing necessary product approvals. Key Responsibilities: Identify relevant compliance regulations and standards by … country and region Develop and manage compliance plans for new and existing products Oversee the full compliance and regulatory approval process Coordinate global product testing with external test houses and secure certifications Support pre-compliance testing during product design Ensure accurate product marking, labelling, and user documentation Work with procurement to confirm supplier compliance (e.g. More ❯

Head of Institutional Compliance page is loaded Head of Institutional Compliance Apply locations Cannon Street, London time type Full time posted on Posted Yesterday job requisition id R_14793 Job Title Head of Institutional Compliance Job Description So, who are we? Hello, we're IG Group. We are an FTSE250 FinTech company who run mobile, web and … functional teams and are laser-focused on increasing the number of active clients we serve to drive sustainable growth. Your role in the Team's Success The Head of Compliance for IG's i nstitutional b usiness is responsible for designing, implementing, and overseeing the comprehensive compliance program across all institutional client segment s . This senior leadership … role will ensure regulatory compliance while supporting business objectives , managing regulatory relationships, and fostering a culture of compliance throughout the institutional business division. What you'll do Working with cross-functional teams to develop and implement policies, procedures and controls to ensure regulatory compliance across multiple jurisdictions and financial products , including physical and synthetic More ❯

matters when you are part of the BAND. We celebrate differences and encourage BANDmates to be their authentic selves. What We Are Looking For: We are looking for a Regulatory Counsel to come and join our Global Regulatory Team, based in London as we continue with exciting projects, facilitating communications worldwide. As a Regulatory Counsel, you are … responsible for ensuring legal and regulatory compliance in the countries of the coverage under your responsibility and the topics assigned to you. You will provide daily legal and regulatory advice with regards to Bandwidth products and operational processes, advising different business units and actively following up on any legal and regulatory changes that may impact the … business. You will propose actions to be taken in order to ensure compliance of Bandwidth products with the applicable laws in countries of coverage. You will negotiate different types of service agreements with suppliers and follow up on key regulatory topics globally. You will provide support with regards to any legal or regulatory research, analysis or project More ❯

based stablecoin infrastructure company building next-generation payment solutions that bridge traditional banking and blockchain technology. Its platform enables seamless stablecoin payments, currency exchanges, and crypto integration with full regulatory compliance, leveraging institutional-grade custodial wallets and multi-chain security. Our Client empowers businesses to tokenize real-world assets and operate across diverse financial ecosystems. Licensed for virtual … regions such as the Africa, UAE, Northern America and ASEAN. Job Description Define and Drive Stablecoin Product Strategy Develop and own the stablecoin product roadmap aligned with market needs, regulatory requirements, and business objectives, ensuring competitive positioning in the evolving Web3 ecosystem. Regulatory Compliance and Risk Management Lead efforts to interpret and implement requirements from the HKMA … stablecoin consultation paper and other relevant regulations, embedding robust risk and compliance frameworks into product design and operations. Stakeholder Engagement with HKMA and Regulators Serve as the primary liaison with HKMA and other regulatory bodies, maintaining ongoing communication to ensure product compliance and anticipate regulatory changes. Cross-Functional Leadership Collaborate closely with engineering, legal, compliance More ❯

We facilitate millions of secure transactions globally, ensuring a frictionless experience for our customers while safeguarding against fraud and regulatory risk. As our growth accelerates, the integrity of our payment systems and adherence to global compliance standards are more important than ever. We're seeking a Head of Payments and Payments Compliance to own and drive our … global payments and compliance function. Youll lead strategy and execution across payment infrastructure, fraud prevention, and regulatory compliance, ensuring our systems are secure, efficient, and well-positioned for scalability. This is a leadership role where youll work cross-functionally and mentor a high-performance team. Key Responsibilities Leadership & Strategy ? Provide strategic leadership for the payments and payment … compliance functions, aligning team efforts with overall business goals. ? Lead, manage, and mentor the Payments and Payments Compliance team and related payments personnel, fostering a high-performance culture. ? Drive continuous improvement across payment operations, compliance frameworks, and fraud prevention practices. ? Represent the payments and compliance domain in cross-functional leadership discussions and planning sessions. Compliance More ❯

Drive implementation of complex regulatory requirements. Support user acceptance testing of upcoming REMIT II regulatory changes. About Our Client The hiring organisation is a large organisation within the oil and gas sector. It is known for its focus on innovation and implementing cutting-edge technology solutions to ensure compliance and operational efficiency. Job Description This temporary role … as an Interim Regulatory Business Analyst in the oil and gas industry involves supporting regulatory compliance projects with a strong focus on technology. The position, based in London, requires an analytical mindset and familiarity with regulatory frameworks. The successful Regulatory Business Analyst will: Analyse and interpret regulatory requirements, ensuring alignment with business processes. Collaborate … with cross-functional teams to implement compliance solutions. Document and communicate regulatory changes and their impact on operations. Assist in the design and delivery of technical solutions to meet regulatory standards. Support stakeholders by providing insights and recommendations on regulatory matters. Support user acceptance testing of upcoming REMIT II regulatory changes. Support the implementation of More ❯

Spotify seeks an outstanding, highly-motivated attorney to serve as Legal Counsel, Regulatory. As Regulatory Counsel, you'll help form Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. You will partner with and provide guidance to our business teams on global, ground breaking regulatory issues … in an exciting, fast-paced environment! Locations London Brussels Job type Permanent What You'll Do Refine and execute Spotify's regulatory compliance, response and proactive legal engagement strategy, with a particular focus on the UK and Europe. Collaborate with subject matter experts across the legal team to support Spotify's approach to global regulations, including those concerning … consumer protection, privacy and data protection, content, intellectual property, AI, and other legal areas relevant to digital products and online services. Establish and maintain all regulatory legal documentation, such as regulatory filings, responses to inquiries, and advocacy materials. Monitor new and updated regulations and anticipate enforcement risk. Maintain a proficient understanding of international legal and policy developments that More ❯

Job Description, Quality Compliance Executive, ISO 9001, 14001, 22301, 27001, PCI-DSS Are you passionate about quality systems, compliance, and risk management? Our client, a market leader in their sector, is seeking a dynamic Quality Compliance Executive to support the continuous improvement of operational processes and ensure full regulatory and certification compliance across the business. … Key Responsibilities, Quality Compliance Executive Policies, Processes & Procedures Support the implementation of business strategies that align with compliance and certification frameworks. Establish and maintain the Compliance & Regulatory Calendar, ensuring departmental alignment and awareness. Ensure policies, procedures, and processes are clear, performance-oriented, and fully documented. Lead the coordination and documentation of internal audits on key processes. … PCI-DSS). Liaise with external certification bodies, coordinate annual audit calendars, and prepare internal teams accordingly. Maintain and manage Group-wide Risk Registers, escalating compliance risks as needed. Facilitate audit readiness by ensuring consistent communication and preparedness across the business. Person Profile, Quality Compliance Executive Demonstrated experience in managing ISO or related certifications. Strong background in process More ❯

Sr. Associate, Global Solutions and Risk Compliance (GSRC) Job ID: ICP-Dalian branch - J15 The Global Solutions and Risk Compliance (GSRC) organization is a component of Amazon's operations, dedicated to ensuring the compliance of its products and services worldwide. GSRC's core mission is to keep customers, partners, and associates safe while protecting the company from … legal and regulatory risks. With a diverse global team spanning across India, China, Poland, Romania, Netherlands, Jordan, Philippines and Costa Rica, GSRC partners with its stakeholders to classify products and ensure regulatory and legal compliance for product listings. GSRC raises the bar on quality by implementing operational changes matching the everchanging regulatory space. The team designs … processes. GSRC believes that innovation thrives on diversity, fostering an inclusive and equitable culture that empowers employees with opportunities for learning and development. Key job responsibilities As a Senior Compliance Associate, your responsibility is reviewing the latest product information as per Standard Operations Procedures (SOP) and cross-checking it against the relevant regulatory documentation. Using various Amazon-specific More ❯

growth. Our success is your success. Couldn't find the right position? About Raisin About Raisin Bank About Raisin US About Raisin UK Team At Raisin UK, our Risk & Compliance team is at the forefront of responsible innovation in the fintech space. As part of our second line of defence, we help ensure our savings platform operates safely, meets … regulatory requirements, and upholds the trust of our partners and customers. We work closely with UK leadership while staying aligned with our global compliance framework-giving you both strategic exposure and real impact. You'll be joining a small, hands-on team where your contributions will be seen and valued. From shaping risk frameworks to staying ahead of … regulatory change, we collaborate across all parts of the business to support our growth and maintain our integrity. Tech Stack Your Responsibilities As Risk & Compliance Associate , you'll play a central role in managing Raisin UK's risk landscape and supporting our compliance monitoring. You'll help ensure our processes remain strong, scalable, and aligned with FCA More ❯

Business Analyst Lead -GRC Location: Manchester, Birmingham and London Job Type: Contract Job Summary: The GRC Lead & Business Analyst is responsible for managing the organization's Governance, Risk, and Compliance (GRC) framework while also performing business analysis to enhance risk management, regulatory compliance, and operational efficiency. This role involves assessing risks, ensuring compliance, conducting audits, analyzing … business processes, and driving GRC-related projects. The GRC Lead Cum BA will work closely with IT, legal, finance, and business units to enforce policies, ensure compliance, and implement best practices for governance, risk, and assurance. Key Responsibilities: 1. Governance, Risk & Compliance (GRC) Management Develop, implement, and maintain GRC policies, frameworks, and procedures aligned with industry standards and … regulatory requirements (ISO 27001, NIST, SOC 2, GDPR, HIPAA, PCI DSS). Conduct workshops to gather requirements for risk assessments and security reviews, ensuring risk mitigation strategies are in place. Maintain a risk register and track risk management initiatives. Lead third-party/vendor risk assessments requirement gathering, ensuring supplier security and compliance. Collaborate with leadership to align GRC More ❯

of the fastest-growing tech companies, bringing together early-stage engineers, product builders, and business athletes from companies like Stripe, Airbnb, and Shopify. We're tackling deep technical and regulatory challenges to make connectivity truly seamless. If you're driven by curiosity, creativity, and the chance to shape the future of telecom, we'd love to hear from you. … The Role As our Compliance Operations Manager , you'll be the operational backbone of our compliance program. This role is perfect for someone who thrives at the intersection of detail and scale-who understands how to abstract complexity and operationalize regulatory requirements into robust, automated workflows without slowing down innovation. You'll work cross-functionally with Business … and Product to ensure we stay compliant while moving fast. This is a hands-on role with real scope: you'll design processes, build systems, and help define how compliance works at Gigs as we expand globally. What You'll Do Build and scale our compliance operations infrastructure - Own and streamline core compliance workflows that support market More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time. Why Join KPMG as Investment Oversight Manager? Our Risk and Regulatory practice provides advisory services to assist leading organisations in the Wealth and Asset Management (“WAM”) sector. KPMG has a proven track record of helping clients in this area, and … we have significant growth plans in this sector given the opportunities arising from a substantive regulatory agenda, an evolving and increasingly complex risk management environment, and a need to transform risk and compliance capability. The Risk and Regulatory team possess a variety of core assurance and advisory skills and have considerable industry knowledge and specialist expertise of More ❯

expertise. KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is. By encompassing a wide range of disciplines across a breadth of areas … organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time. Why Join KPMG as Investment Oversight Manager? Our Risk and Regulatory practice provides advisory services to assist leading organisations in the Wealth and Asset Management (“WAM”) sector. KPMG has a proven track record of helping clients in this area, and … we have significant growth plans in this sector given the opportunities arising from a substantive regulatory agenda, an evolving and increasingly complex risk management environment, and a need to transform risk and compliance capability. The Risk and Regulatory team possess a variety of core assurance and advisory skills and have considerable industry knowledge and specialist expertise of More ❯

Role As Regulatory Legal Counsel (UK & EU), you will report to the Director of Regulatory Affairs and do a broad range of work, including new product launches, expansion into new markets and ongoing regulatory compliance. You'll work closely with all business functions to advise them in their decision making, lead and assist on projects, work on … negotiating and drafting agreements and communicate about legal issues with other lawyers and non-lawyers, balancing business and legal perspectives. Responsibilities Lead on the legal and regulatory aspects of new product launches, existing product development and expansion into new markets (including licensing applications if needed) Work cross-functionally with the product, compliance, finance and infosec teams to tackle … day to day regulatory challenges and ensure ongoing regulatory compliance Collaborate with and support the rest of the legal team to identify, evaluate and discuss risks and develop creative solutions to bridge business priorities in a changing regulatory landscape Collaborate with internal and external stakeholders to develop actionable solutions with respect to regulatory or licensing More ❯

member of our Recruitment and Onboarding team for more information. Your Role As a Data & Records Governance Manager, you will play a critical role in ensuring the effective management, compliance, and oversight of our data governance framework. Leading a team of specialists, you will collaborate with business-aligned Owners and Champions to uphold policies and best practices, driving efficiencies … and ensuring regulatory compliance, including GDPR. If you have a passion for data integrity, process improvement, and stakeholder engagement, this is your opportunity to make a meaningful impact. What You'll Be Doing Governance Frameworks & Compliance - Develop, implement, and oversee data governance and records management policies to ensure compliance with regulatory standards. Records & Retention Management … Collaborate across departments to enforce governance frameworks and provide training to ensure best practices are followed. Monitoring & Reporting - Track data practices and deliver insights to support continuous improvements and compliance reporting. Change & Process Improvement - Lead initiatives to enhance data governance, reduce paper files, and drive efficiency in records management. Legal & Supplier Management - Support legal hold processes, oversee relationships with More ❯

maintaining policies, procedures, and strategies to ensure operational resilience, minimize risk, and safeguard critical processes in the event of disruptions. This role requires a deep understanding of financial services, regulatory compliance, and risk management principles. This role is based in our Singapore or Hong Kong office. Responsibilities: Business Continuity & Disaster Recovery Planning Develop, implement, and maintain the organization … Recovery Plan (DRP) to ensure preparedness for potential disruptions. Conduct Business Impact Analyses (BIA) to identify key business processes, critical assets, and dependencies. Collaborate with IT, Operations, Risk, and Compliance teams to design and test disaster recovery solutions. Ensure BC/DR plans align with regulatory requirements (such as DORA, ISO 22301, and other relevant compliance frameworks … simulations, to evaluate the effectiveness of continuity plans. Provide training and awareness programs for employees to reinforce business continuity best practices. Maintain thorough documentation of test results, improvements, and compliance adherence. Continuously improve BCM strategies based on evolving fintech risks, regulations, and best practices. Regulatory Compliance & Reporting Ensure compliance with relevant financial regulations and industry standards More ❯

Engineer , you will play a key role in supporting the development of our client’s market-leading radio communication products. You will be responsible for understanding and applying relevant regulatory standards for product approval across European and North American markets. Your role will involve designing and implementing effective test strategies to ensure both regulatory compliance and internal … will help prioritise and schedule testing activities. Key Responsibilities: Proven experience in managing product approvals and obtaining conformance certifications Support planning and effort estimation for all activities related to regulatory compliance and certification Stay up to date with relevant type approval standards, including RF, EMC, SAR, Safety, and Environmental regulations Maintain detailed and organised records of testing procedures … and outcomes to build a comprehensive test history archive Interpret and apply new or evolving approval standards and regulatory requirements to ensure ongoing product compliance Key Skills: Manage the process of obtaining external certifications, either directly or through accredited test laboratories, for FCC, IC, and EU market access Ensure compliance with key regulatory frameworks including the More ❯