126 to 150 of 562 Regulatory Compliance Jobs in the UK

scalable, compliant, and robust functionality that enables customers to invest through products like ISAs, SIPPs, and other tax-advantaged accounts. You'll work closely with Product, Platform Engineering, and Compliance to align technology delivery with regulatory requirements and commercial objectives. In doing so, you'll support your team's growth, continuously improve engineering practices, and contribute to shaping … the broader investment platform strategy. Previous experience working with SIPPs or other tax wrappers would be highly advantageous, bringing domain insight that helps accelerate delivery and ensure regulatory alignment. The Tax Wrappers team plays a critical role in driving Assets Under Administration (AUA) on the Seccl platform by delivering market-leading tax wrapper functionality that attracts and retains customers. … goals with regular performance reviews, development plans, and recognition. Collaborate with product managers and engineering leaders to define priorities and align initiatives with broader platform and business goals, including regulatory compliance and AUA growth. Provide technical guidance and architectural oversight across tax wrapper systems, including account lifecycle management, transaction flows, and regulatory reporting logic. Lead the team More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

s in-house Legal team, overseeing Legal, Risk and Compliance. You will have the opportunity to make a real impact, ensuring the delivery of sound, commercially-focused legal and compliance advice across all areas of the business. What you will do: You will be part of the Leadership Team at Prolific, building strong relationships with our Exco, and supporting … Prolific's growth, whilst ensuring the business remains compliant and manages risk Legal & Compliance Strategy: Define and execute a forward-looking legal and compliance roadmap aligned with Prolific's growth objectives. Act as a strategic advisor to leadership and a key voice on the exec team, delivering proactive, commercially-focused legal and compliance guidance. Manager and Develop … Our Legal & Information Security Team: Lead and develop our internal Legal team of 4. Legal & Regulatory Compliance: Ensure Prolific stays ahead of continuously evolving regulations. Anticipate legal and regulatory shifts, advising the business on implications and action. Lead the development and maintenance of scalable compliance frameworks and policies. Data protection: Ensure Prolific remains compliant with data More ❯

global clients. In this pivotal role, you'll be instrumental in guiding our diverse customer base through the intricacies of global pay transparency across a multitude of reporting and regulatory jurisdictions. This includes enabling and advising clients on sophisticated pay equity analyses, precise pay data reporting, compelling regulatory narrative creation, and critical stakeholder communications. This role demands navigating … complex regulatory landscapes to ensure compliance with global pay transparency and reporting regulations. This role may require occasional travel within Europe and the United States. Responsibilities Advise and support global customers on key aspects of pay transparency compliance, including preparedness efforts for the EU Pay Transparency Directive. Advise Trusaic’s global clients on the nuanced aspects of … advisor relationships with clients, serving as a pay transparency subject matter expert. Lead consultative meetings with key client stakeholders, both virtually and in-person. Support the preparation of critical regulatory filings and pay transparency reporting submissions. Work in partnership with Trusaic’s software Implementation Managers. Collaborate with our Data Science and Product Development teams, providing insights and client feedback More ❯

CUBE are a global RegTech business defining and implementing the gold standard of regulatory intelligence for the financial services industry. We deliver our services through intuitive SaaS solutions, powered by AI, to simplify the complex and everchanging world of compliance for our clients. Why us? CUBE is a globally recognized brand at the forefront of Regulatory Technology. … professional development from day one. With over 700 CUBERs across 19 countries spanning EMEA, the Americas, and APAC, we operate as one team with a shared mission to transform regulatory compliance. Diversity, collaboration, and purpose are the heartbeat of our success. We were among the first to harness the power of AI in regulatory intelligence, and we continue … cutting-edge technology. At CUBE, You will work alongside some of the brightest minds in AI research and engineering in developing impactful solutions that are reshaping the world of regulatory compliance. Role mission: We are looking to augment our technology team as part of our increase growth, with an Engineering Leader who will take technical ownership for one of More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯

Role needed for niche tour operator (ACCA or SIMA qualified) As Head of Finance, you will be responsible for leading the finance and IT functions, ensuring robust financial management, regulatory compliance, and operational efficiency. The role involves overseeing financial reporting, budgeting, and internal controls while ensuring the IT infrastructure supports business needs. Additionally, you will manage and develop … improve efficiency. Provide financial insight and recommendations to the Managing Director and Board to support business strategy and profitability. Oversee the preparation of statutory accounts and financial reports, ensuring compliance with UK regulatory bodies (e.g., CAA, ABTA, HMRC). Ensure financial statements comply with UK Generally Accepted Accounting Principles (UK GAAP) and reporting deadlines. Manage relationships with external … auditors and accountants ( UK, France and Austria ) to ensure compliance with tax regulations and statutory requirements in each country. Communicate audit findings and financial risks to the Managing Director and Board, recommending cost-saving measures and operational efficiencies. Prepare and present monthly management accounts, including variance analysis, key financial performance indicators (KPIs), and profitability reports. Analyse financial performance across More ❯

enhancing our Quality Management System (QMS). You will play a key leadership role in driving Quality Improvement initiatives, building and leading a team of Quality Engineers, ensuring effective regulatory compliance and risk management. Lead the QMS team, focusing on investigation simplification, robust root cause analysis, and effective CAPAs. Deliver training on investigation techniques, root cause analysis, and … and the generation of key quality metrics. Facilitate and lead forums such as the Quality Review Board, CAPA team, change control team, and participate in the Quality Committee. Ensure compliance with current regulatory requirements (e.g., MHRA, HTA, FDA). Support and deputise for the Head of Quality when required. Regularly report on QMS performance and risk-based deficiencies. … quality systems are in place for document control, investigations, and change control. Recruit, coach, and motivate Quality staff to maintain high performance and capability. Represent RoslinCT at customer audits, regulatory inspections, and industry events. About You You will have extensive experience of leading Quality Improvement initiatives. Competence in investigation, root cause analysis, and risk management strategies. A deep understanding More ❯

Trafalgar Talent is recruiting on behalf of a confidential global client in the fintech space. As they scale internationally, they are seeking a Head of Payments & Payments Compliance to lead their payments, fraud, and compliance functions. This is a pivotal leadership role with global impact, driving both strategy and execution in a fast-paced, regulated environment. Key Responsibilities … operations and payment compliance. Manage and mentor high-performing teams across payments, fraud, and compliance. Collaborate with leadership across Finance, Risk, Product, and Engineering. Drive process innovation, scalability, and regulatory readiness. Compliance & Regulation Ensure compliance with card schemes, PCI DSS, government, and global financial regulations. Oversee dispute handling, compliance protocols, and internal audit frameworks. Monitor regulatory … performance. Research and implement regionally appropriate alternative payment methods. Lead the roadmap for payment innovation and customer experience improvements. About You 5+ years of senior experience in global payments, compliance, or fraud risk. Strong knowledge of payment networks, card schemes, and regulatory compliance. Proven leadership experience with scaling high-performing teams. Skilled in working with payment gateways, orchestration More ❯

a dynamic and innovative team dedicated to enhancing the interiors of our fleet. Our team works closely with various departments, including hotel operations, marine and technical operations, and environmental compliance, to ensure the successful execution of enhancement projects to create even more magical experiences for our guests. We are committed to maintaining the highest standards of quality, safety, and … work and technical specification for Interior Enhancement projects. Provide appropriate documentation, including technical specification for approved scope delivery Produce Technical product specifications as required, consult with external bodies for Regulatory compliance and Industry best practice Evaluate vendor proposals, providing detailed breakdowns and recommendations to Senior Leadership Conduct research into new ideas, products and upcoming regulatory changes to … ensure continued compliance Responsible for ensuring all relevant documentation is updated and included within project and maintenance management system (AMOS) Liaise with key operational partners, including hotel operations, Marine & Technical Operations, ADA and Environmental compliance for DryDockinterior work planning Partner with Shipyard, Walt Disney Imagineering (WDI), Contracted Vendors, and external Regulatory bodies as required (LR- RO- WDI More ❯

performance by regularly tracking metrics such as user engagement, retention, and conversion rates to measure product success. Market Research and Competitive Analysis: Stay up-to-date with industry trends, regulatory changes, and emerging technologies to identify new opportunities for product development and enhancement. Training and Support: Assist in the development of user manuals, training materials, and provide training and … or OMS implementations. Strong knowledge of Order Management Systems (OMS) and related trading workflows. Familiarity with front-to-back office workflows, including electronic trading of multi-asset financial instruments, regulatory compliance, and investment operations (for financial services roles). Experience with FIX messaging infrastructure and its application in trading environments (for financial services roles). Knowledge of product More ❯

solutions to overcome them. Risk Management: Strong risk management skills are essential for identifying and mitigating risks associated with digital transformation, such as cybersecurity threats, data privacy concerns, and regulatory compliance issues. Vendor Management: Proficiency in managing relationships with external vendors and partners, including contract negotiations, performance monitoring, and ensuring alignment with organizational goals, is important for successful More ❯

solutions to overcome them. Risk Management: Strong risk management skills are essential for identifying and mitigating risks associated with digital transformation, such as cybersecurity threats, data privacy concerns, and regulatory compliance issues. Vendor Management: Proficiency in managing relationships with external vendors and partners, including contract negotiations, performance monitoring, and ensuring alignment with organizational goals, is important for successful More ❯

Procurement is a key member of the Finance team, reporting to the Director of Finance. As we scale, the procurement function becomes critical to managing our vendor ecosystem, maintaining regulatory compliance, and delivering value-added services. Role Summary We are seeking a strategic and operationally focused Associate Director, Procurement with deep MSP industry experience to lead our procurement … operations, budgeting, risk management, and support the launch of value-added procurement offerings. The ideal candidate will bring a proven track record of scaling procurement in a high-growth, compliance-oriented technology environment. Key Responsibilities Strategic Leadership Design and execute a company-wide procurement strategy aligned with MSP operations. Build and lead the development of scalable procurement policies, procedures … and compliance frameworks. Build and manage a cross-functional procurement team (including vendor and sourcing specialists). Vendor & Partnership Management Manage complex vendor relationships across hardware, software, cloud, security, and telecom. Oversee vendor compliance with SLA, SOC 2, and other applicable frameworks. Maintain partnership requirements (e.g., Microsoft, Dell, Cisco), including certifications and revenue thresholds. Procurement Operations Oversee all More ❯

We are working with a market-leading technology company to recruit a skilled Quality Manager to take full ownership of its compliance, auditing, and quality assurance functions across a busy and high-integrity repair and production facility. The company supports some of the most recognisable global brands with cutting-edge solutions and services, and quality is central to their … continued success. The Role As Quality Manager, youll report directly to the Site Manager and act as the nominated post holder for key industry approvals. Youll ensure robust compliance with quality standards (EN9100, EN9110, ISO9001, ISO14001, ISO45001), maintain and develop management systems, and lead both internal and external audits. You will also be responsible for: Acting as liaison with … certification and industry regulatory bodies. Managing compliance monitoring systems, audits, corrective actions, and continuous improvement initiatives. Leading safety and risk management efforts, including internal occurrence investigations and safety training. Supporting quality inspection activities and contributing to production improvement plans. This is a key leadership role where your expertise will directly influence site performance, regulatory compliance, and More ❯

key role in optimising operational and financial performance across the company's DRC operations. The successful candidate will be responsible for tracking, analysing, and improving business processes, ensuring efficiency, compliance, and alignment with the company's strategic objectives. The role requires a proactive, data-driven, and analytical approach to drive performance improvement across various business functions. Key Responsibilities : Performance … commercial teams to support data-driven decisions. Process Optimization - Conduct performance reviews and recommend operational efficiency improvements. Strategic Planning Support - Provide insights based on performance data and industry trends. Compliance & Risk Management - Ensure adherence to corporate policies and regulatory requirements. Business Growth & Sustainability - Identify risks and opportunities for long-term success. Continuous Improvement - Lead initiatives to implement best … and business strategy. Effective communication and negotiation skills. Adaptability to fast-paced, high-growth environments. Proven ability to manage multiple priorities and execute strategic initiatives. High ethical standards and regulatory compliance awareness. Opportunity to contribute to bridging the digital divide in high-growth African markets. Access to professional development, leadership training, and a supportive, inclusive workplace. Commitment to More ❯

high-quality deliverables, on time within budget . Technical Expertise: Act as a key advisor in discussing complex regulations with clients, including UK Corporate Reform, US Sarbanes-Oxley (SOX) compliance, Global Internal Audit Standards and other industry-specific regulatory compliance requirements. Quality and Risk Management: Ensure compliance with EY's quality and risk management processes across … core process and controls solutions (e.g. internal audit, SOX and internal controls) in consulting, government or industry. Extensive experience in process mapping, walkthroughs, risk analysis (strategic, financial, operational and compliance) and control identification and design assessment. The ability to act as a trusted advisor to clients on risk and control issues, such as controls remediation or Enterprise Risk Management. … ambiguous situations, adaptable and inclusive, with strong self-awareness and the ability to work effectively across diverse teams. Up to date with industry trends, emerging risks, and the UK regulatory landscape. Adaptability and the ability to work effectively across diverse teams. Other desirable skills and experience: Professional experience, skills and knowledge in the following areas is desirable but not More ❯

introduce AI agents to support internal users, and create self-healing, self-service tools that minimize Service Desk load. You will also play a critical role in IT governance, compliance, and operational excellence -especially as we prepare for increased regulatory scrutiny and business scale. As a lean team, we work smart. You'll need to be comfortable working … service portals, virtual agents , and automated workflows to reduce Service Desk load. Drive the adoption of modern DevOps practices and tools to support rapid, high-quality delivery. Governance, Risk & Compliance Define and uphold IT governance and regulatory compliance standards (FSA, EBA, DORA, PCI-DSS, ISO 27001). Implement robust risk management and documentation processes to ensure audit … readiness at all times. Work closely with compliance and security teams to proactively address gaps. Agility & Scale Operate in a fast-moving environment, managing diverse systems and quickly shifting context across projects. Support over 420 business applications of varying size and complexity, prioritizing based on business impact. Effectively delegate to partners and vendors to ensure timely delivery and avoid More ❯

will help us continuously analyse and improve our security systems, ensuring that our products and services are not only secure by design but also comply with internal and external regulatory requirements. Other responsibilities include: Security Analysis and Improvement: Continuously analyse our security systems for potential improvements, ensuring that our defences remain at the forefront of cybersecurity practices. Vulnerability Management … Design: Collaborate with development teams to ensure that web and mobile front-ends, as well as microservice architectures, are designed with robust security measures in mind. Risk Management and Compliance: Assist teams in ensuring that products and services are secure by design, align with the organisation's risk appetite, and comply with all relevant group standards, policies, and regulatory requirements. Cybersecurity Collaboration: Work closely with stakeholders across the organisation to align security measures with our overarching cybersecurity strategy and protect the bank's technology infrastructure. Regulatory Compliance: Support teams in meeting compliance requirements for internal audits and external regulators, safeguarding against potential fines and reputational damage. To be successful in this role you should have More ❯

a first point of contact for navigating complex regulations, including UK Corporate Reform, US Sarbanes-Oxley (SOX), Global Internal Audit Standards, and other industry-specific requirements; guiding clients on regulatory impacts on internal controls and reporting obligations. Client Relationship Management: Build and maintain strong relationships with clients, understanding their needs and creating tailored solutions. Process & Controls Leadership: Lead confidently … and promote a positive team culture. Solution Development: Develop new solutions and enhance existing offerings related to risk and control strategies, policies, and governance. Quality and Risk Management: Demonstrate compliance with quality and risk management principles, with a proven track record. Business Acumen: Understand the broader business context, including financial, operational, compliance, and strategic aspects. Learning and Development … Promote continuous learning and professional growth within the team, serving as a role model. Collaboration: Work cross-functionally with internal and client teams across risk, IT, compliance, finance, and security to drive integrated solutions. Team Mentorship: Mentor and develop Risk professionals, supporting their growth and fostering a positive environment. Industry Knowledge: Stay informed about industry trends, regulatory changes More ❯

the future of American Express. Associate, Technology Risk & Control facilitates the identification, assessment, and mitigation of technology risks by conducting thorough risk evaluations, developing risk management strategies, and ensuring compliance with industry standards and regulatory requirements. Ensures that technology teams are meeting the requirements set forth in the Technology Resilience policies and standards. Assists in reporting to various … teams are adhering to the organization's Resilience related policies and standards. Communicates and reports on successes and gaps Prepares reports and documentation to support risk management activities and compliance efforts, for internal stakeholders and leaders Conducts risk assessments to determine the residual risk within the organization's technology environments, ensuring all areas are evaluated for non-compliance … product and the business to align technology initiatives with business objectives Minimum Qualifications: Bachelor's Degree in Computer Science, Information Systems, Cybersecurity, and/or comparable experience Knowledge of regulatory compliance and security standards (e.g., ISO, NIST, FFIEC Handbooks, GDPR) Foundational knowledge of global technology standards and applicable regulations Foundational knowledge of technology control domains such as Disaster More ❯

Senior Manager to join a fast-paced consulting team supporting major initiatives across the Capital Markets sector. This role involves delivering large-scale change programmes focused on digital transformation, regulatory compliance, risk and controls enhancement, and end-to-end technology delivery. You'll play a key leadership role on complex engagements for top-tier financial institutions, leveraging proven … markets operations Translate complex business challenges into practical solutions, operating models, and implementation plans Oversee initiatives across: Cost optimisation and simplification Digital and process transformation Technology enablement and automation Regulatory gap analysis, impact assessments, and implementation Risk transformation and control enhancement Manage the full project lifecycle and guide junior team members Contribute to internal development and business growth initiatives … with process optimisation and automation (e.g. Lean, process mining) Familiarity with tools like Alteryx, PowerBI, Tableau, Celonis Understanding of emerging tech such as GenAI, workflow tools, and analytics Risk & Regulatory Change: Strong understanding of the UK and EU regulatory environment Exposure to non-financial risk frameworks (operational, conduct, controls) Experience working on major regulatory programmes (e.g. MIFID More ❯

solutions to overcome them. · Risk Management: Strong risk management skills are essential for identifying and mitigating risks associated with digital transformation, such as cybersecurity threats, data privacy concerns, and regulatory compliance issues. Vendor Management: Proficiency in managing relationships with external vendors and partners, including contract negotiations, performance monitoring, and ensuring alignment with organizational goals, is important for successful More ❯

health or care settings. Experience in planning and delivering data migration, data validation, and archiving activities for large digital programmes. Strong knowledge of NHS data standards, information governance, and regulatory compliance (e.g. UK GDPR, Caldicott Principles). Experience coordinating data quality remediation activities and managing data-related risks. Knowledge of statutory and mandatory reporting requirements within the NHS. More ❯

a Non-Invasive Prenatal Testing within a ISO15189, CQC accredited lab. You will use your expertise as a clinical scientist to lead the delivery of NIPT service laboratory ensuring compliance with quality and regulatory requirements. You will lead the development of new clinical services, leading the implementation and validation of new tests, ensuring the delivery of high quality … reproductive health. Conduct all activities in accordance with ISO 15189 and CQC requirements, following our quality management services and promoting a continuous improvement mindset. Maintain patient data integrity and regulatory compliance for all projects and documentation, adhering to GDPR, GCLP and HTA regulations. Identify and address non-conformities, deviations, and risks associated with laboratory activities. Develop study plans …/protocols, SOPs, and technical documents, ensuring compliance and approval. Stand up new clinical services in accordance with the ISO15189 standards ensuring they assays are robust, verified/validated and offer our service customers state of the art molecular testing. Lead internal meetings, audits, and communication with senior management to ensure transparency and alignment. Liaise with the Quality Department More ❯