part of Dyninno group of companies which provides products and services in the travel, finance, entertainment, and technology sectors in 50+ countries. As a RegulatoryCompliance Manager specialising in UK Financial Services within the Payments sector, you will play a pivotal role in ensuring adherence to regulatory requirements governing payment services. You will navigate complex regulatory landscapes, interpret regulations, and implement strategies to ensure compliance while supporting business objectives. Location : London, United Kingdom. Work from the office 4 days per week. Work from home 1 day per week. Key Responsibilities: 1. Regulatory Analysis … and Interpretation: Stay updated with relevant UK financial services regulations, directives, and guidelines pertaining to payment services. Analyse regulatory changes and assess their impact on payment operations and compliance frameworks. 2. Compliance Framework Development: Develop and maintain robust compliance policies, procedures, and controls specific to payment more »
Regulatory/Product Stewardship Advisor c£30-50k +Bonus Benefits South East ABJ6649a Permanent As Regulatory/Product Stewardship Advisor (and a high-level science graduate) you will join a Product Stewardship & Regulatory and Compliance team for a global organisation.The product stewardship team is about … and final disposal. As Product Stewardship Advisor with a background in chemicals you will be experienced in understanding chemical regulations and translating them into compliance systems and assessing their implications on operations and product supply As product Stewardship advisor you will has primary responsibility for monitoring and maintaining chemical … regulatorycompliance mainly in the EMEA region. Open to a Hybrid Worker Key Responsibilities Accountability for maintaining chemical regulatorycompliance in the EMEA countries as allocated Responsibility for completing regulatory notification & reporting requirements in designated countries (e.g. nanomaterials, EU PIC, WGK nominations, EU REACH, emerging more »
Compliance Officer (FTC) Gatehouse Bank plc FTC – 6 months London – Milton Keynes – Wilmslow Role purpose This is a 6-month FTC to support the Head of Compliance in ensuring that the Bank adheres to its regulatorycompliance responsibilities by providing appropriate compliance oversight over the … Bank’s operational environment. This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams form part of the Bank’s second line of defence (2LOD). … Key responsibilities Compliance Framework/Strategy: • Provide input and recommendations to the Head of Compliance, or Compliance Manager in relation to the compliance strategy, compliance framework and monitoring plan for the Bank, including in relation to key risks and future potential challenges. • Collation and validation more »
Job Description Senior Compliance Officer - Banking Our Client is a small retail bank based in Central London. They are looking to recruit a Senior Compliance Officer with at least 5-8 years of experience of relevant banking/AML compliance in established bank/financial institutions. Main … Focus or role: To promote and manage the culture and practice of regulatorycompliance and ethical standards in the conduct of Anti-Money Laundering Compliance functions throughout the Bank London Branch, and to ensure AML Compliance function is in compliance with those requirements and applicable … standards. To ensure the effectiveness of AML Compliance function's management and regulatory risk issues through the establishment and maintenance of appropriate and effective framework and procedures, compliance and regulatory risks are anticipated, identified, escalated and reported to Head of Compliance, mitigated and managed so more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Overview: The IT Regulatory Officer will serve as the primary interface with regulators and regulatory relations. Manage exams, coordinate regulatory communications, and provide consultative services. Engage with stakeholders amongst senior leadership team. Assists in preparing materials for regulatory interactions. Responsible for all regulatory interactions across … IT, including direct engagement with executives and regulators. Consulted as the subject matter expert in regulatory interactions and communications. In addition, provide assessment and oversight of regulatorycompliance within IT. This position will be 3 days in the office and 2 days remote, in Raleigh, NC Responsibilities … Lead Regulatory Exams: Responsible for managing all aspects of exams performed by primary regulators, in consultation with Regulatory Relations and the IT senior leadership team. Provides direction, oversight, and management to all aspects of regulatory exams, reviews, and continuous monitoring activities, ensuring complex internal information from multiple more »
Compliance Analyst (Insurance) £40,000 - £60,000 Overall Objective of Role: To provide proactive and professional regulatorycompliance assistance and support across the business. Main Responsibilities: Ongoing regulatorycompliance support, reporting and coordination: · Provide ongoing advice and support on regulatory matters to the Group … Risk & Compliance Director, Group Compliance Manager and the other Compliance Officers in the Group as required. · Support the Group Risk & Compliance Director on regulatory returns and other reporting for the entities in the Group where he/she is the appointed Compliance Officer. · Provide … support, as required, to other Compliance Officers in the Group on regulatory returns and other reporting. · Provide licencing, KYC and sanctions guidance and advice to the Group’s businesses and departments. · Support the Group Risk & Compliance Director and Group Compliance Manager in the maintenance and administration more »
As the Head of Regulatory Affairs for the United Kingdom and Ireland, you will be responsible for leading and managing all regulatory activities to ensure compliance with applicable laws, regulations, and guidelines governing our organization's products and operations within these regions. This role requires a deep … understanding of regulatory requirements in both the UK and Ireland, excellent leadership skills, and the ability to collaborate effectively across departments and with regulatory agencies in both countries. Key Responsibilities: Regulatory Strategy Development: Develop and implement regulatory strategies aligned with business objectives for products in the … UK and Ireland markets. Stay informed about changes in regulatory requirements and proactively adjust strategies as needed. RegulatoryCompliance: Ensure that all products, processes, and activities comply with relevant UK and Irish regulations, standards, and guidelines. Monitor regulatory developments and assess their impact on the organization. more »
role of Senior In-House Lawyer – Regulation & Conduct offers a fantastic opportunity to work within a dynamic and collaborative environment, providing expert guidance on regulatory matters and fostering a culture of compliance excellence. Key Responsibilities for the Senior In-House Lawyer – Regulation & Conduct: Stay abreast of regulatory … affecting the legal landscape, providing timely advice and guidance to internal stakeholders. Assist in the development and implementation of policies and procedures to ensure compliance with relevant laws, regulations, and ethical standards. Conduct thorough risk assessments to identify potential regulatory and compliance risks, developing strategies to mitigate … such risks effectively. Develop and deliver training programs to educate employees on legal and regulatory requirements, promoting a strong culture of compliance awareness throughout the organisation. Lead internal investigations into compliance-related issues, collaborating with relevant stakeholders to implement appropriate remedial actions and preventive measures. Represent the more »
Job Description Compliance Officer - Bank Our Client is looking to recruit a Compliance Officer with at least 3 years experience of working within Compliance from the banking industry. To promote and manage the culture and practice of regulatorycompliance and ethical standards conduct across London … Bank Branch To ensure the effectiveness of the Financial Crime Prevention framework with particular emphasis on AML/CTF and Sanctions Compliance To be a SME for regulatorycompliance and Financial crime matters to the London Bank Branch staff To support the Head of Compliance in … the management of compliance and regulatory risks, including liaison with the Regulator's Financial Intelligence Authority and any other regulatory and law enforcement bodies. Responsibilities Perform on going transaction monitoring, on higher risk rated clients at an agreed frequency, as and when required To escalate suspicious or more »
We are excited to be looking for a Product Compliance Specialist to join SEON’s legal and compliance team to help us create a fraud-free world by researching regulatorycompliance requirements and supporting SEON’s internal product teams in developing new and innovative products and … services. As a Product Compliance Specialist, you will work as part of the Legal and Compliance team while working collaboratively with other teams across SEON, such as Engineering, Product Management, Sales, Marketing and our external legal ecosystem. This is an exciting opportunity to join a mission-led startup … s products and planned features, including but not limited to AML/CTF, iGaming, ID Verification and Biometric data processing; Leverage your technical and regulatory acumen to integrate compliance into our processes and regulations; Stay updated on industry-relevant regulatory changes and keep in touch with external more »
The Role Head of Compliance – West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a “Head of Compliance.” The role sits on the Trading Floor and supports the FX Sales and Trading teams. The role reports into their … Chief Compliance Officer and will manage a small team of Compliance Analysts. The company are a global FX trading institution, trading Spot/Forward FX, FX Options, as well as bespoke FX Structured Products on behalf of behalf of global Corporate Institutional clients that need FX solutions. The … working culture, invest a lot of money into technology and automation. Our client is looking for someone who has a strong all round “Generalist Compliance” experience, but with particular leaning towards “RegulatoryCompliance”, so for example all Regulatory experience working in a MiFID firm and Payment more »
Are you passionate about navigating the intricate landscape of regulatorycompliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to … broader business on the interpretation and application of UK regulations such as PSRs, EMRs, MLRs, FCA Handbook, EBA Guidelines, etc. Foster a culture of "compliance by design" to facilitate understanding and action within the first-line teams. Refine and Implement Compliance Assurance Approach Own Compliance Assurance Plan … Take ownership of the annual compliance assurance plan, utilizing a risk-based approach to determine scope, priority, frequency, and nature of assurance activities in collaboration with internal stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement, and propose corrective actions to enhance compliancemore »
