101 to 125 of 408 Regulatory Compliance Jobs

by insurtech veterans with deep experience in SaaS and digital claims and are venture-backed by Bain Capital and Altai Ventures. The Head of Compliance will play a critical role in ensuring the company's adherence to regulatory requirements, industry best practices, and ethical standards in the UK. … They will be responsible for developing and implementing comprehensive compliance programs and initiatives to mitigate risks and safeguard our operations. They are looking for someone who can: Maintain robust claims and corporate compliance programs relevant to a UK TPA Maintain corporate insurance licenses; respond to regulatory inquiries … and coordinate response efforts to audits Support continuing education credits and renewals Stay abreast of industry-wide compliance initiatives, regulations, and regulatory developments, and analyze their impact Draft, review, and update policies, procedures, and training materials Assist in conducting reviews of compliance policies and procedures to ensure more »

Completions & Well Services (DCWS) and Geology & Geophysics (G&G) teams, handling their day-to-day data management needs. Plus, you'll assist in maintaining regulatory compliance by developing and executing NSTA-related procedures. With your attention to detail, you'll ensure document deliverables meet standards, maintain internal registers … support to Geology & Geophysics (G&G) and Drilling, Completions & Well Services (DCWS) Departments re day-to-day subsurface data management queries and requests Support regulatory compliance by assisting in the development and execution of all procedures and specifications relating to NSTA compliance for subsurface data Support the more »

legal-commercial negotiations: draft and negotiate agreements in relation to our business lines (OTC, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralised finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

Protection leads a cybersecurity team accountable for ensuring delivery of organizational goals and is responsible for defining, implementing, and enhancing the Digital Risk and Compliance strategy and programs, which include regulatory compliance, IT risk management, third party and supply-chain cyber risk management, and data protection. The … senior manager provides strategy, direction and support to team members and peers to ensure compliance targets and business strategies are executed and delivered in accordance with compliance and regulatory requirements, the company's risk appetite, emerging privacy legislation, and evolving business practices. The senior manager builds and … maintains ongoing relationships with Digital Technology, Cybersecurity, and business partners to identify, evaluate, and implement appropriate solutions to meet cybersecurity and compliance objectives. Define and implement Digital Risk and Compliance roadmaps and breakthroughs to support cybersecurity initiatives that are aligned to United's enterprise goals and strategic plans more »

escalation for RFLPS customers, RFL group, hospital site executive teams, NHS England, CQC and HSE for all matters relating to operational estate & facilities performance, regulatory compliance, and audit to inform, evidence and assure. Be accountable for driving delivery of agreed operational performance and compliance standards set out … technically sound Estates and Facilities service is delivered in line with the agreed partnering agreements and SLAs, while considering the wider health, safety, legal, regulatory and compliance implications on the customers, its patients, employees and the public is given. Provide the Managing Director and the RFLPS Board of … the NHS hospital and community sites (including PFI and Decontamination services) on behalf of our customers and key stakeholders to ensure legislative and HTM compliance, safe environments for delivery of effective care and successful delivery of agreed SLAs and the Strategic Partnering Agreement with RFL Group. Work as an more »

an esteemed Board of Directors in London. This pivotal role requires a seasoned professional with extensive expertise in risk & audit, as well as governance & compliance within the financial services sector. The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA/FCA … Director - Key Responsibilities: - Provide strategic guidance and oversight on risk & audit matters, ensuring robust risk management practices and effective internal controls - Advise on governance & compliance frameworks, ensuring alignment with regulatory requirements and industry standards - Participate actively in Board meetings, committees, and discussions, offering valuable insights and perspectives to … support informed decision-making - Collaborate closely with executive leadership to assess and mitigate risks, enhance corporate governance, and strengthen compliance procedures - Stay abreast of regulatory developments, emerging risks, and industry trends, providing proactive guidance on potential implications for the bank Non-Executive Director - You: - Extensive experience at the more »

The role of the QA Compliance Officer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory more »

London Salary: £80,000 - £110,000 per annum Schedule: Monday to Friday Job Description: Company Secretary will play a pivotal role in ensuring legal compliance, corporate governance, and regulatory adherence within the financial services sector. The ideal candidate will possess a deep understanding of legal and regulatory … all relevant laws, FCA regulations, and industry standards governing the financial services sector. Oversee corporate governance matters, including board meetings, annual general meetings, and compliance with corporate governance codes and best practices. Manage all company secretarial responsibilities, such as maintaining statutory registers, filing annual returns, and ensuring timely submission … of regulatory documents. Draft, review, and negotiate contracts and agreements with clients, vendors, and stakeholders to ensure legal compliance and mitigate risks. Identify legal risks and develop strategies to mitigate them, including the implementation of compliance policies and procedures. Act as the primary contact for regulatory more »

day duties include but are not limited to: Contract Management: Drafting, reviewing, and negotiating contracts with clients, candidates, and other stakeholders to ensure legal compliance and minimise risks. Regulatory Compliance: Staying up to date with labour laws, regulations, and industry standards in the UK, Europe, USA, and … line with clients’ policies. Sharing with the contractor, 3rd parties, and Finance for payments. Internal Business Partnering: Providing weekly reports to the business on compliance, utilisation, others book, finisher, and terms updates. Data Protection and Privacy: Ensuring compliance with data protection laws such as GDPR in Europe and … invoices, allocating payments, and reconciling monthly. Candidate Screening: Overseeing background checks and screening processes to ensure candidates meet legal requirements and client expectations. Immigration Compliance: Working with our 3rd parties to ensure that placements involving foreign candidates comply with immigration and work authorisation requirements in each country. Contractual Disputes more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK … Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding more »

Reading area office (hybrid, 1 day in the office initially then as and when needed) Do you have 3+ years' experience in a commercial compliance or information security role? Have you been part of maintenance of ISO27001 policies and procedures? Are you a collaborative person that enjoys making a … suite level stakeholders and teams to build and maintain all ISO27001 processes and policies. Once this has been submitted, you will build and support compliance and security initiatives for the business. Responsibilities include: Information Security Officer Support the build and maintenance of ISO27001 policies and procedures and other corporate … compliance and information security procedures Support and advise on the identification and management of regulatory compliance risks across the business Help to embed an effective risk and compliance culture across the company Conduct risk identification and impact assessments and coordinate internal reviews and audits Work with more »

motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible for monitoring trading activities, ensuring compliance with regulatory requirements, and detecting any suspicious or fraudulent behaviour within their trading operations. Responsibilities: Conduct real-time monitoring of trading activities to … potential market abuse, insider trading, and other illicit activities. Analyze trading patterns, volumes, and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and … management teams to address any issues or concerns related to trade surveillance. Generate reports on suspicious activities or potential breaches for internal stakeholders and regulatory authorities as required. Utilize surveillance software and data analytics tools to enhance surveillance capabilities and improve efficiency. Participate in the development and implementation of more »

civil flying programmes, training and major aircraft upgrades. Reporting into the Fleet Engineering Quality & Safety Assurance Manager, you will work as part of the Compliance team and will support the implementation and management of all aspects relating to Quality and Safety Management Systems and Airworthiness Review functions in the … Fleet Engineering Department, including the CAA and MAA Part 145 and Part CAMO requirements. The role includes conducting Airworthiness Reviews, supporting the maintenance of regulatory approvals, active participation in quality oversight, audits, engineer authorisations, risk assessments, hazard analysis and supporting improvement action. This will include interfacing with other focal … will be a hybrid working role- 2 days per week in the office and 3 days per week from home. Main Responsibilities: To hold regulatory accountability for the performance of Airworthiness Reviews across the fleet of aircraft. In conjunction with audits and engineers authorisations, operate in a mode of more »

Coopman Search and Selection are delighted to partner with a market leading Alternative Fund who are looking to hire Head of Compliance, reporting into the COO. This business has an entrepreneurial mindset within a high energy environment, with expertise across the business, which allows them to give individuals a … great platform to grow. As the Head of Compliance, you will be responsible for the regulatory and financial crime compliance, whilst also being responsible for the ongoing development & enhancement of the compliance & risk framework for the business. You will have the ability to influence & manage stakeholder … at all levels including board level whilst also assuming the SMF16/17 roles. Key Responsibilities Responsible for the day-day running of the compliance programme Ensuring the business has effective systems, procedures & controls Maintenance of compliance policy & procedures Ensuring all reporting and notification requirements are met Maintaining more »

trends, developments, and best practices in ERP systems and related technologies. Willingness to pursue relevant certifications and training programs to enhance skills and knowledge. Regulatory Compliance and Security: Knowledge of regulatory requirements and compliance standards relevant to the organisation's industry, ensuring ERP system configurations adhere more »

Security Management Systems (CSMS) aligned with the ISA 62443-2-1 standard customised for client-specific industrial automation and control system requirements. clients through compliance with regulatory standards such as the NIS Regulations, ensuring all activities adhere to relevant laws, regulations, and industry guidelines. comprehensive security assessments, including … Operating Models, supporting clients in establishing a clear security mandate and governance framework for strategic security transformation. as the Subject Matter Expert (SME) for regulatory compliance, liaising with UK competent authorities such as OFGEM (gas and electricity), OFWAT (water), HSE (oil and gas operations), ONR (nuclear), and ORR … Clear experience of implementing the ISA/IEC 62443 suite of standards, especially ISA-62443-2-1 and ANSI/ISA-62443-3-3 Compliance: Advanced knowledge in guiding clients through the maze of regulatory standards, such as the NIS Regulations, with a solid foundation knowledge in relevant more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal … systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements more »

offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and guidelines. … Provide advice to staff on compliance issues which arise on a day-to-day basis. To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm. Carry out quality assurance monitoring of First-Line review activities Check Compliance with … and when required. Assist to respond to requests for documentation and other requirements contained in court orders. Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO. Assist in reviewing Conduct of Business Regulatory Compliance activities as more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech & Payment … industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those outlined … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business more »

encourage you to apply for this exciting opportunity. Key Responsibilities Transaction Management: Oversee transaction monitoring, reporting, reconciliations, investments and exits to ensure accuracy and compliance with regulatory standards. Process Optimization: Identify inefficiencies within payment and transaction processes and implement strategic solutions to streamline operations and enhance efficiency. Procedure … best practices. Client Onboarding Support: Assist in the onboarding process for new clients, providing guidance and support as needed to ensure a seamless experience. Regulatory Compliance: Stay abreast of FCA payment regulations and industry developments, ensuring adherence to compliance standards at all times. Data Analysis: Utilize intermediate … to perform complex data analysis, generate insights, and make data-driven recommendations for process improvement. Cross-Functional Collaboration: Collaborate closely with internal teams, including Compliance, Finance, and Sales, to facilitate smooth operations and address client needs effectively. Any Other Business: Ad hoc and supporting role where required to ensure more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute comprehensive … compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … subject matter expert for the first line, offering guidance and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare more »

the landscape of financial services. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. We believe in not just meeting but exceeding industry standards to ensure the trust and safety of our clients and their customers. The … Role: We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. This critical role will be responsible for leading our global risk management and compliance efforts, ensuring that our operations are secure, compliant, and resilient against the rapidly evolving regulatory landscape of … candidate will have a deep understanding of financial regulations, a strategic mindset, and the leadership skills to build and maintain a robust risk and compliance framework. Responsibilities: Risk Management Leadership : Develop and implement a comprehensive global risk management strategy that aligns with our business objectives and growth plans. Regulatory more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … offers varied, interesting and challenging work within a collegiate environment, then look no further. We are keen to see applications from Conduct Risk/Compliance professionals who have a minimum of 8 years working in compliance for an insurer or insurance intermediary. This is a Business Partnering/… including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing more »

semiconductor suppliers, ensuring they meet industry standards and our specific requirements. Quality Standards: Define and communicate quality standards, specifications, and expectations to suppliers. Ensure compliance with industry standards such as ISO/TS 16949 and specific semiconductor manufacturing quality requirements. Audits and Assessments: Conduct regular on-site and remote … audits of suppliers to assess compliance with quality management systems, process controls, and technical specifications. Continuous Improvement: Drive continuous improvement initiatives with suppliers to enhance manufacturing processes, reduce defects, and improve overall product quality. Problem Resolution: Investigate and resolve quality issues promptly, utilizing root cause analysis and corrective action … and maintain key performance indicators (KPIs) to monitor and report on the performance of all suppliers. Implement appropriate metrics to drive accountability and improvement. Regulatory Compliance: Stay informed about relevant industry regulations and standards related to semiconductor manufacturing. Ensure supplier compliance with regulatory requirements. To be more »

Quality Assurance in South London! Location: South London Salary: £30,000 - £33,000 per annum Are you passionate about ensuring quality and compliance in the workplace? Do you have experience in auditing and a positive attitude? We are currently seeking a dedicated Quality Assurance Auditor to join our team … in South London for large food manufacturer. In this role, you will play a key part in maintaining our high standards and ensuring regulatory compliance through effective auditing practices. Key Responsibilities: Conduct thorough audits of our processes, procedures, and documentation to assess compliance with regulatory standards … guidance and support to staff on quality assurance processes and procedures. Assist with the development and maintenance of quality management systems to ensure ongoing compliance with relevant regulations. Qualifications and Experience: Previous experience in a quality assurance role, with a focus on auditing. Knowledge of quality management systems and more »