126 to 150 of 408 Regulatory Compliance Jobs

policies, standards, and best practices to ensure the accuracy, consistency, security, and privacy of data across the organization. Develop data quality metrics and monitor compliance with regulatory requirements. Data Architecture: Define and maintain the organization's data architecture, including data models, schemas, and taxonomies. Evaluate and select appropriate … a leadership role. Proven track record of developing and implementing data strategies that drive business growth and innovation. Deep understanding of data governance principles, regulatory compliance requirements, and industry best practices. Strong technical proficiency in data modeling, SQL, ETL tools, data visualization tools, and advanced analytics techniques (e.g. more »

Vice President Compliance Investment Banking London – Up to £100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the … Fixed Income and FX markets, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will … be responsible for providing timely and accurate advice to the trading floor, and train colleagues on compliance matters. The successful candidate will have: 5+ years’ regulatory compliance experience within an advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/ more »

As the Operational Launch Project Manager, you will oversee the entire launch process, from initial planning stages to post-launch evaluations, ensuring seamless and regulatory compliance and will be responsible for the delivery of physical product to the market according to operational and desired commercial timelines. This is … specialty products, defining project timelines, milestones, and deliverables to ensure timely product launches. Collaborate effectively with numerous internal local and global functions such as regulatory affairs, Artwork teams, quality assurance and supply chain as well as external partners like CDMOs to achieve objectives and ensure adequate product availability for … launch. Ensure compliance with regulatory & GMP/GDP requirements for generic & specialty drug launches in relevant markets. Establish key performance indicators (KPIs) to track launch performance and evaluate post launch success metrics. About You: At STADA we celebrate diversity as Uniqueness. Everyone is unique and we recognise our more »

in nearly 75 countries. For more information, please visit and on Twitter. Brief Description: The Director, Toxicology is accountable for managing the global nonclinical regulatory and investigative toxicology of assigned Jazz portfolio products, and likewise to support his/her reports overseeing those products. They will collaborate with their … members of the toxicology group, Early Development non-clinical scientists, and members of Jazz cross-functional matrix teams to support the overall global nonclinical regulatory strategy of Jazz programs, from research to registration and beyond. The Director, Toxicology, reports to the Head of Toxicology. Essential Functions The eligible candidate … finalizes toxicology (GLP and non-GLP) study designs and reports; drafts nonclinical sections for IND/CTA and NDA/BLA submissions and other regulatory documents (e.g., IB, DSUR, PSUR, etc.) to ensure regulatory compliance. Manages and monitors nonclinical studies (GLP and non-GLP) at external CROs per more »

controls, authentication mechanisms, and intrusion detection. Risk Assessment: perform risk assessments to evaluate the potential impact of cybersecurity threats and develop risk mitigation strategies. Regulatory Compliance: ensure compliance with relevant automotive cybersecurity standards, such as ISO/SAE 21434 and SAE J3061. Key Requirements: Bachelor's or more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and more »

Our client are leading the way in energy delivery and are currently looking for Cyber Security and Regulatory Compliance Managers who will ensure that our client is compliant with all relevant regulations. The successful candidate will manage the collation and submission of all relevant documentation to the authorities … to develop and manage a broad range of relationships across the ,clients business as well as with OT and IT teams, and with external regulatory bodies and industry peers. Due to the complexity of the environment and the frequently changing regulatory requirements, the ideal candidate will need to … be able to think both strategically, for long-term effective management of compliance, and tactically in order to deliver our input to OFGEM processes in a timely manner. Key Responsibilities: Ensure that the organisation complies with legal and regulatory requirements. Analyse changes in legislation or regulation and assesses more »

The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. This role involves actively monitoring, assessing, and managing compliance risks and reporting directly to … relevant authorities as required. This is a remote part-time (50% FTE) position . Key Responsibilities : Develop, implement, and maintain the AML/CTF compliance program in alignment with UK regulations. Serve as the primary point of contact for all matters related to AML/CTF within the organization. … Conduct regular and ad-hoc compliance audits and reviews to ensure adherence to laws, regulations, and internal policies. Provide training and guidance to staff on compliance procedures and the importance of regulatory compliance. Prepare and submit timely reports to the Financial Conduct Authority (FCA) and other regulatory more »

and play a pivotal role in ensuring the security and integrity of our systems and data. The ideal candidate will be responsible for leading compliance assessment and enforcement efforts, designing and implementing robust security architectures, managing threat detection and response activities, and overseeing identity and access management initiatives. Responsibilities … Conduct compliance assessments and enforce security policies and standards to ensure adherence to regulatory requirements and industry best practices. Design, implement, and maintain security architectures that protect our systems and data from cybersecurity threats and vulnerabilities. Lead threat detection and response efforts, including monitoring and analyzing security events … Security, or related field. Advanced degree or relevant certifications (e.g., CISSP, CISM, CEH) preferred. Proven experience as a Security Engineer, with a focus on compliance assessment, security architecture, threat detection and response, and identity and access management. Deep understanding of cybersecurity principles, methodologies, and technologies, with hands-on experience more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

RIA, First Citizens Asset Management RIA, SVB Wealth, LLC, Private Wealth Advisory Services, Institutional Advisory Services, and the Private Client Group. Ensures timely financial regulatory filings with all regulatory agencies. Manages external audit relationships with the Bank's public accounting agency, FINRA and the SEC. Directs accounting, budgeting … Dealer, the FCAM RIA and SVB Wealth, LLC RIA, including the company's income statement and balance sheet. Prepares, approves, and submits compliant financial regulatory reports to the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). Responds to inquiries from regulators regarding … the filings. Oversees the annual budget process and external audit. Financial Review - Develops and maintains systems that increase efficiencies, regulatory compliance, and accuracy in financial processes. Ensures correct receipt of commissions, revenue and expense accounting, preparation of incentive-based payroll, and revenue allocations to branches and affiliates. Business more »

minimum of 10 years relevant experience. Principle Duties & Accountabilities Inspection of all project tender documentation to identify risk, establish deliverables and to ensure bid compliance and construction compliance Carry out site visits and inspections as required The preparation of any necessary scope documents for surveys, investigations and preconstruction … regulatory compliance trackers Preparation of Tender design briefs for designers & subcontractors/suppliers Obtaining and budgetary management of tender design fee proposals and preparation of detailed design fee estimates Preparation of tender submissions, including document formulation and collation Tender design planning & programming Develop innovative design solutions to meet … design and the management of any required RFIs Review of designs on behalf of BCL, including interrogating drawings and other technical documentation to ensure compliance Leading the evaluation of value added options and participation in value engineering meetings at bid and construction stage Liaison with project tender staff to more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »