151 to 175 of 408 Regulatory Compliance Jobs

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update … policies To implement any findings of internal and external auditors and to incorporate any necessary updates to procedures; To assist in the resolution of compliance problems following appropriate internal processes; To oversee initial customer due diligence based on bank systems of record To ensure customer files are up-to more »

scenarios, and sensitivity analyses to assess potential impacts on the trading desk and overall financial stability. Development and maintenance of the VaR model. 5. Regulatory Compliance: Stay abreast of regulatory requirements and industry best practices related to market risk management, ensuring compliance with relevant regulations and … and develop a team of risk professionals. - Excellent analytical skills, with proficiency in quantitative analysis, statistical modelling, and risk assessment techniques. - Solid understanding of regulatory requirements related to market risk management (e.g., Basel III, FRTB). - Advanced proficiency in programming languages such as Python. - Exceptional communication skills, with the more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … emerging markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure … that the Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for more »

of users globally, including the world's largest freight forwarders. We are dedicated to delivering efficiency, transparency, and confidence through our Governance, Risk, and Compliance (GRC) framework. The Opportunity: We are in search of an experienced Governance, Risk, and Compliance (GRC) Consultant to join our dynamic team. As … security questionnaires. Qualifications and Desired Experience: 3-5 years of hands-on experience in GRC, with a focus on acquisition integration. Strong knowledge of regulatory compliance requirements, risk management frameworks, and industry best practices. Familiarity with ISO 27001, NIST, SOC industry frameworks and standards, GDPR, and privacy frameworks. more »

the design and implementation of key security controls. Deliver related communications, training, and awareness. Partnering with teams across technology and the business to ensure compliance requirements are understood. Coordinating engagements with internal and external auditors. Support third-party assessments including due diligence activity, compliance questionnaires, vendor assurance, and … RFPs. Developing and maintaining ISMS. Maintaining processes and documentation to support compliance in a manner that can be evidenced in relation to industry and regulatory drivers such as ISO27001 and SOC2 and driving appropriate improvements. Conducting assurance testing on control effectiveness and providing recommendations. Monitoring and reporting on … compliance gaps. Essential Experience Experience in Operational/Non-financial Risk, preferably in the financial service or technology space. Knowledge of security, industry, and regulatory compliance frameworks and drivers such as NIST, ISO, SOC2, GDPR. The ability to identify, analyse and propose risk mitigating actions risks in more »

Information Systems Security Manager (ISSM) and provide cybersecurity support to the TF2200 program. Primary Responsibilities: The ISSO's primary duties will consist of: Meeting regulatory and non-regulatory compliance requirements for systems supported on the TF2200 contract. Management and enforcement of information security policies, conducting security and … information and maintain security controls for TF2200 systems in order to reduce risk. Support IA continuous monitoring tasks (auditing, security patching, scanning) to ensure compliance with security policies and procedures. Respond to and perform IT troubleshooting of TF2200 systems as required. Assist with maintaining the security posture of TF2200 more »

Information Systems Security Manager (ISSM) and provide cybersecurity support to the TF2200 program. Primary Responsibilities: The ISSO's primary duties will consist of: Meeting regulatory and non-regulatory compliance requirements for systems supported on the TF2200 contract. Management and enforcement of information security policies, conducting security and … information and maintain security controls for TF2200 systems in order to reduce risk. Support IA continuous monitoring tasks (auditing, security patching, scanning) to ensure compliance with security policies and procedures. Respond to and perform IT troubleshooting of TF2200 systems as required. Assist with maintaining the security posture of TF2200 more »

Information Systems Security Manager (ISSM) and provide cybersecurity support to the TF2200 program. Primary Responsibilities: The ISSO's primary duties will consist of: Meeting regulatory and non-regulatory compliance requirements for systems supported on the TF2200 contract. Management and enforcement of information security policies, conducting security and … information and maintain security controls for TF2200 systems in order to reduce risk. Support IA continuous monitoring tasks (auditing, security patching, scanning) to ensure compliance with security policies and procedures. Respond to and perform IT troubleshooting of TF2200 systems as required. Assist with maintaining the security posture of TF2200 more »

looking for a Quality Systems Engineer to provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). The successful applicant will: Implement and monitor established policies and procedures to … ensure compliance with necessary regulatory bodies in the areas of: Corrective and Preventive Action (CAPA), Complaint, Post Market Surveillance and Non-conformance Report (NCR). Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the … relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part 820) and local quality standards. Provide effective solutions/advice to design and manufacturing teams on established procedures to ensure products are designed and more »

Join our dynamic team at a global leader in eyecare and embark on an enriching apprenticeship in Legal, Compliance, and Employee Relations. Gain experience navigating the complexities of legal frameworks, ensuring regulatory compliance, and fostering positive employee relationships in a vibrant and supportive environment. Role Compliance … Procedures in line with UK and Irish regulation. Monitoring business activities in line with internal Standard Operating Procedures. Involvement in commercial/Legal and compliance discussions and providing input together with Senior Legal Counsel and Compliance Manager. Live monitoring of Surgical Vision and Vision Care events to see … process from cross functional planning to implementation. Legal Remit: Review and/or drafting of agreements and templates. Drafting of company paperwork to ensure compliance with companies house. Employee relations remit: Document preparation: assisting in the preparation of various documents, such as meeting agendas, minutes, drafting policies or procedures. more »

and assess their potential impact on business operations. Evaluate new tools and methodologies to drive innovation and competitive advantage in the retail space. Ensure Compliance and Security : Establish and enforce security protocols, regulatory compliance standards, and data privacy policies to protect sensitive retail information and ensure compliance more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial … manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the … monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory compliance activities, such as updating policies and procedures. Proven experience in team management. Strong more »

enhancements. Performance Monitoring: Monitor key performance indicators (KPIs), gather feedback from users, and analyze market trends to identify opportunities for product improvement and optimization. Regulatory Compliance: Ensure that self-banking services comply with relevant regulatory requirements and industry standards, working closely with legal and compliance teams more »

housing and neighbourhood management service. You will be part of a team designed to better support our customers and colleagues, to help us ensure regulatory compliance and continuous improvement in the standard of customer service and housing management across the organisation. The Role: Lead and manage your team … arrears, void loss, ASB resolution, and customer satisfaction Develop and facilitate team adherence to policies and procedures that deliver value for money and ensure compliance with best practice, regulatory and statutory requirements Lead on tenancy matters, providing the Housing Team and other teams in the organisation with expert … tenures Experience of line management/leadership An ability to place the customer front and centre of service delivery while operating within legislative and regulatory requirements Knowledge of the legislative and regulatory framework underpinning the social housing sector We will support you to continue your leadership and management more »

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and … implement and embed the companywide Risk Management Framework. Responsibilities: Develop the risk and compliance function, as well as lead the company’s regulatory strategy in line with commercial strategy and product development roadmap. Act as regulatory strategic advisor to members of the Executive Board and Senior Management … expansion. Develop and embed a robust risk management framework to support sustainable growth of the business. Develop, manage and implement policies and procedures for regulatory compliance. Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance matters. Ensure all new products are developed more »

on a PERMANENET basis by CareerWise Recruitment for our Belfast-based multinational Medical Device Company. Are you ready to lead a dynamic team of regulatory and quality professionals towards excellence in ensuring market access, product quality and compliance for life-saving medical devices? In this exciting role, the … Senior Manager Regulatory Affairs and Quality Assurance will oversee the HeartSine AED product portfolio (Class III medical device). THE ROLE: Leadership: Lead and inspire a team of regulatory and quality professionals, comprising 2 managers and 3 individual contributors, towards the achievement of business strategies for the HeartSine … AED product portfolio. Regulatory Compliance: Monitor evolving regulations, ensuring adherence to governmental and internal standards while driving implementation strategies. Strategic Planning: Develop organizational strategies and metrics to enhance regulatory and quality processes, ensuring device conformity and post-market obligations. Cross-Functional Collaboration: Collaborate with various departments to more »

developing and enhancing coverage and testing capabilities so that we can continue to meet and exceed client and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank … challenges that will be faced by industry participants in handling evolving requirements. Ability to bridge across technology and business facing teams to translate complex regulatory texts into actionable system functionalities (e.g the development of testing rules). Use your detailed knowledge of Transaction reporting to forge internal partnerships at … Technology-, Client Relationship- and Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for external more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

practices comply with regulations and fostering strong stakeholder and supplier relationships. Join a dynamic telecommunications companyin driving vendor governance initiatives,enhancing operational excellence and regulatory compliance! Responsibilities: Establish and enforce best practice processes for vendor due diligence and governance, aligning with regulations like OFCOM and the Telecommunications Security … Act. Coordinate vendor security, data protection, compliance, and risk assessments to maintain company standards and regulatory compliance. Assist in implementing the Gatekeeper on-boarding portal for efficient vendor and contract management. Improve vendor governance processes for better supplier management efficiency. Review and optimize the supplier base to enhance … operational efficiency and cost-effectiveness. Collaborate cross-functionally with procurement, legal, compliance, and IT teams to ensure alignment with company objectives. Provide regular reports and updates to senior management on vendor governance activities and compliance status. Contribute to developing a high-performing procurement team, promoting a culture of more »

drive profitability and competitiveness. This role requires a strong understanding of actuarial principles, advanced analytical skills, and proven leadership capabilities. Pricing Strategy Data Strategy Regulatory Compliance Experience & Skills: Bachelor's degree in Actuarial Science, Mathematics, Statistics, or a related field. Master's degree or actuarial credentials (FCAS, ACAS … Excellent communication, presentation, and stakeholder management skills Proven leadership experience, with the ability to inspire and motivate a team to achieve results Knowledge of regulatory requirements and compliance considerations in insurance pricing Experience with machine learning and predictive modelling techniques is a plus more »

To provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). • Implement and monitor established policies and procedures to ensure compliance with necessary regulatory bodies in the … Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part … Provide reports to management to enable them to monitor system performance. • Review and authorise documentation and processes in the Quality Management System to ensure compliance with established quality procedures and applicable regulations and alignment with other related documentation. • Identify and collaborate in the implementation of changes to the Quality more »

and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions … to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery of the privacy aspects of the Regulatory Compliance Management program. Skills/Experience Required Demonstrable privacy background more »