76 to 100 of 408 Regulatory Compliance Jobs

across different offices and locations, collaborate seamlessly to deliver end-to-end software solutions on-time and within budget, all while upholding our stringent compliance and regulatory standards. Your responsibilities include meticulously planning and executing projects, monitoring compliance with relevant regulations, facilitating communication between teams, managing risks … project scope, goals, and deliverables. Detailed project schedules with resource allocation. Project progress and ensure that projects are executed on-time and within budget. Regulatory Compliance: Up to date with industry-specific regulations and compliance requirements. Closely with legal and compliance teams to ensure projects adhere … to relevant regulations. Compliance and audits throughout the project lifecycle. Cross-functional Collaboration: Collaborate with project teams across different offices and locations. As a bridge between teams to ensure effective communication and alignment. A culture of collaboration and shared accountability. Risk Management: Potential project risks and develop mitigation plans. more »

Planning: Develop and execute comprehensive Global clinical development plans for Oncology in the context of BTC and GEA, including study design, protocol development, and regulatory strategy for all geographies. Cross-functional Collaboration: Collaborate closely with cross-functional teams, including clinical pharmacology, translational medicine, clinical operations, medical affairs, regulatory affairs, and commercial, to ensure seamless execution of clinical development programs. Regulatory Compliance: Ensure compliance with regulatory requirements and guidelines, working closely with regulatory affairs to facilitate timely submissions and approvals. Clinical Trial Oversight: Oversee the execution of clinical trials, monitoring study progress, data more »

Environmental Health and Safety (EHS) Advisor plays a crucial role in ensuring the safety and well-being of employees, protection of the environment, and compliance with relevant regulations and standards within the organisation. This position involves a combination of risk assessment, regulatory compliance, training, and incident management. … PRINCIPLE DUTIES AND RESPONSIBILITIES (ESSENTIAL FUNCTIONS) Regulatory Compliance: Stay abreast of local, national, and international regulations pertaining to environmental health and safety, ensuring continued certification to International Standard ISO14001 and ISO 50001. Interpret regulations and ensure organisational compliance through policy development, implementation, and monitoring in line HS … waste management strategies to minimise environmental impact and promote sustainability initiatives within the organisation, including waste reduction, recycling programs, and proper disposal practices in compliance with local requirements. Maintain contact with the external bodies such as the Health and Safety Executive (HSE), Scottish Environment Protection Agency (SEPA), safety and more »

Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Advisory Manager. Responsibilities: Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. Maintain Regulatory development log and provide business impact assessments and … regulatory updates in a timely manner. Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration. Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks. Develop and implement compliance training programs to educate employees on relevant laws, regulations, and internal policies. Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements. Collaborate with internal stakeholders, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance. Investigate and respond more »

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework. Key Responsibilities: Develop and maintain Compliance Policies & Procedures Ensure FCA & SEC regulatory compliance requirements are adhered too Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-money laundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and more »

Position: Head of Compliance - Trade Finance House Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play a pivotal role in ensuring that … our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the compliance function within a … dynamic and fast-paced environment. Key Responsibilities: Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and implement controls to mitigate identified more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

as liaison between laboratory personnel and upper management. Coordinates vendor/laboratory activities. Develops QA/QC policies as appropriate for various processes. Ensures regulatory compliance of laboratory procedures and processes for CAP, CLIA, and State agencies. Duties & Responsibilities: Maintains adequate scheduling and coordination of workflow for assigned … of personal protective equipment for laboratory personnel Develops and follows continuing education program for Clinical Laboratory employees as required by CAP and State clinical regulatory guidelines Ensures all workflow processes are completed within acceptable time frames Ensures CAP/State regulatory compliance is met for all applicable … areas Prepares for and participates in CAP/State regulatory inspection, provides required documents and responses to investigators' requested items Responsible for the maintenance and organization of all documentation generated by the laboratory Prepare new SOPs; review and update existing SOPs Education and Experience: Education: B.S. degree in Medical more »

Resolving Billing Discrepancies: Investigate, review, and resolve billing and invoicing discrepancies swiftly by proactively communicating with customers and suppliers to maintain strong business relationships Compliance & Regulatory Adherence: Comply with industry and supplier standards and specifications regarding regulatory compliance, as and when required Process Improvement & Automation: Analyse more »

that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London. This role will primarily focus on supporting activities related to capital markets and public company … U.S. securities laws, particularly those related to public capital markets, transactions, and ongoing obligations of listed companies Be part of a team that handles regulatory compliance of public capital market activities, including securities offerings and ongoing reporting requirements to the Securities and Exchange Commission (SEC). Offer technical … and industry expertise in public company advisory, emphasising regulatory compliance, disclosure, and managing litigation risks. Assist in corporate governance matters Ideal Candidate: Senior qualified lawyer with at least 6 years experience in U.S. securities laws, public market regulation, and corporate governance. US qualified lawyer (Preferable New York Bar more »

reporting and consultation. The position's primary role is to identify affected cultural resources in and around project sites, and assist agencies in completing regulatory compliance and identifying and implementing measures to avoid or minimize adverse effects. Plans, conducts, and oversees archaeological and architectural Class I-III assessments … subject matter input for cultural resource concerns. Assists private, municipal, state, federal, and Tribal clients in meeting federal, state, Tribal, and local cultural resource compliance requirements as they apply to specific projects. Prepares and tailors cultural resource investigations, reports, and related services for regulatory compliance and provides … expert guidance for consultation with the State Historic Preservation Officer (SHPO) and Tribal Historic Preservation Office (THPO). Ensures compliance with the National Historic Preservation Act (NHPA) and related federal, state, and local laws and regulations relating to preserving cultural and historic sites on projects assigned, to include expertise more »

in establishing and maintaining robust governance frameworks and processes. Your expertise and experience will shape strategies to effectively manage cyber security risks and ensure compliance with regulatory requirements and industry standards. You'll collaborate closely with cross-functional teams, proposing future organisational structures that optimize cyber security governance … and streamline operations. Key Responsibilities: Governance Framework Development: Design, implement, and enhance governance frameworks tailored to our clients' needs, incorporating industry best practices and regulatory guidelines. Policy and Procedure Management: Develop and maintain clear, consistent policies, procedures, and guidelines for cyber security governance. Regulatory Compliance: Stay updated … on relevant regulations and standards, ensuring compliance with GDPR, ISO 27001, NIST, and other requirements. Internal Controls Oversight: Establish and monitor internal controls to safeguard data and assets, conducting regular reviews and audits. Stakeholder Engagement: Serve as a liaison, offering guidance and support to internal teams, external partners, and more »

Adhering to Zeta Services training requirements as requested You will be assisting the Divisional Heads of Dept in ensuring that the division commercial and compliance goals and objectives are achieved through the efficient/Cost effective utilisation of labour resource, ensuring alignment with operational strategic goals You will ensure … value candidates with diverse skill sets and will carefully consider all applicants. Introducing our organisation: Logic Fire & Security is proud to be part of Compliance Group , a leading organisation widely recognised for its commitment to providing unparalleled safety and regulatory compliance services. With specialised divisions focusing on … electrical, fire, and water services, we excel as an integrated provider. Trusted as compliance partners, we collaborate with clients in sectors such as Education, Health, Care Homes, Public Sector, Local Authority, Industry, Pharmaceutical, Hospitality, Leisure, Food & Beverage, Retail, and Media, to ensure risk reduction, safety improvement, and regulatory more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

to 35,000 plus benefits (mentioned below) Role Overview Rapidly growing insurance company is seeking a Quality Assurance Officer to join the Risk and Compliance team. In this role, you'll be responsible for conducting quality assurance audits across several departments to ensure compliance with underwriting guidelines, licensing … requirements, and internal policies. You will also take the lead in identifying areas for improvement to ensure the company maintains top-notch regulatory compliance and service quality. Responsibilities Perform Quality Assurance Audits in the Underwriting Services Department to ensure compliance with underwriting guidelines and licensing authorities. Conduct … audits in other departments to assess service quality and adherence to internal processes. Review audit results to confirm compliance with regulatory standards. Collaborate with business units to identify and implement corrective measures where necessary. Ensure ongoing compliance with all regulatory requirements. Requirements Previous experience in the more »

Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and … the wider EU. Ensuring that the business meets and adheres to all regulatory requirements, including but not limited to consumer rights and data protection, impacting the UK & EU. The function is managed by an experienced team working with a phenomenally positive culture. Key Accountabilities/Responsibilities: abreast of relevant … regulations and industry standards, applicable to the retail environment. scanning for future changes in regulations and assess any emerging risk. commercially sound risk based regulatory compliance support and advice to internal stakeholders, relating to (including but not limited to): the Green Claims Directive; Consumer Protection Laws and Regulations more »

including managing electronic approval systems and ensuring timely reviews. Version Control: Implementing a robust version control and maintaining accurate versions of documents to ensure compliance with regulatory standards and facilitating updates as required. Quality Compliance: Ensuring documents meet quality standards, regulatory requirements, industry standards and Good … the development and implementation of training programs related to document control processes. Audit Support: Preparing and providing documentation for internal and external audits, ensuring compliance, and addressing audit findings. Electronic Document Management Systems (EDMS): Proficiency in utilizing EDMS for efficient document control and management. Like SAP, Veeva (VQD), COMOS..etc. … document-related processes and changes within the organization. Continuous Improvement: Identifying opportunities for process improvement within the document control system to enhance efficiency and compliance and adherence to best practices. Maintaining the integrity of documentation, ensuring that processes adhere to quality standards and regulatory guidelines. Requirements: High School more »