101 to 125 of 148 Regulatory Change Jobs in England

a DUA Analyst, you will play a pivotal role in managing our Delegated Underwriting Authority relationships. You will be responsible for ensuring compliance with regulatory requirements, monitoring performance, and driving operational efficiency within the delegated underwriting programs. This role offers an exciting opportunity to work at the forefront of … underwriting operations and contribute to the success of the syndicate. Key Responsibilities: Review and assess delegated underwriting agreements to ensure alignment with regulatory guidelines and syndicate standards. Monitor and evaluate the performance of coverholders and third-party administrators. Conduct regular audits and compliance checks to maintain quality and integrity … generate reports to track performance metrics and identify areas for improvement. Participate in industry forums and engage with market participants to stay abreast of regulatory changes and best practices in DUA management. Qualifications and Skills: Bachelor's degree in Insurance, Risk Management, or related field. Proven experience in delegated more »

Regulatory Reporting Manager City of London Company: Our client is a leading Insurance company in the industry. Role & Responsibilities: * Manage and oversee regulatory reporting activities * Ensure compliance with Solvency II requirements * Regulatory & Tax Returns, including US TRIA and NAIC. * Liaise with regulators on reporting matters * Analyze financial … data and prepare reports * Provide guidance on regulatory changes Key Skills: * Experience in Solvency II Reporting * Must have prior insurance experience, in a non-life capacity. * Strong regulatory knowledge (NAIC, SFCR, RSR) * Excellent analytical and problem-solving skills * Ability to work well under pressure * Attention to detail and more »

London. Role Overview: The VP Trade Surveillance Compliance Officer will play a pivotal role in ensuring our firm adheres to the highest standards of regulatory compliance. This senior position requires a deep understanding of trade surveillance, market abuse regulations, and extensive product knowledge in FX, Credit, or Rates. The … patterns and behaviours across FX, Credit, or Rates. Compliance Monitoring: Conduct thorough investigations into suspicious trading activities and report findings to senior management and regulatory authorities as required. Regulatory Adherence: Ensure compliance with all relevant regulations, including MAR (Market Abuse Regulation) and MiFID II. Stay abreast of regulatory … Identify and assess compliance risks associated with trading activities. Develop and implement effective strategies to mitigate these risks, ensuring the firm's adherence to regulatory requirements. Stakeholder Collaboration: Work closely with traders, compliance teams, and senior management to foster a culture of compliance and integrity. Provide expert guidance and more »

the implementation and maintenance of IT systems and processes in accordance with GMP regulations and guidelines. You will play a pivotal role in ensuring regulatory compliance, managing deviations and CAPAs, and leading validation activities for IT systems and software applications. Additionally, you will provide technical support, collaborate with other … implementation and maintenance of IT systems and processes in accordance with GMP regulations and guidelines. * Facilitate the effective management of deviations and CAPAs, ensuring regulatory compliance and continuous improvement. Additionally, you will play a pivotal role in overseeing change management processes, by assessing impacts, communicating changes, and adeptly … managing stakeholder expectations. * Develop and maintain IT quality procedures, policies, and documentation to ensure compliance with regulatory requirements. * Support audits and inspections related to IT quality and regulatory compliance. * Monitor and audit IT systems and data processes to ensure compliance with regulatory requirements. * Lead validation activities for more »

Peaple Talent have partnered with a large professional services organisation based in Swindon who are recruiting a Change Lead with experience of working with regulatory change. You will lead strategic change across our client’s organisation, ensuring customer centric end to end thinking across all business areas … key stakeholders, all impacted people and subject matter experts on a day-to-day basis. The role holder will have an excellent aptitude towards change, be innovative and flexible with a strong desire to create new and improved processes which are designed around creating an excellent customer experience whilst … being highly efficient thus supporting the teams in achieving their targets. The role holder, a change professional who has experience of shaping and leading new ways of working within an organisation, will be responsible for leading initiatives from identification of a business problem through to root cause analysis and more »

Officer (SMF16). To develop and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support and challenge to the business, and managing regulatory, venue … Management Manage the delivery of an annual Compliance Risk Assessment exercise. Produce and deliver a risk-based Annual Compliance Plan. Review and challenge the regulatory and conduct aspects of the Risk and Control Self Assessments (RCSA) performed by the first line. Ensure that any risk mitigation actions are performed … the Operational Risk function. Policies and Procedures Manage the creation and delivery of a Compliance Policy Framework that is designed to address all material regulatory and conduct risks. Provide input into and assist with the drafting of relevant Compliance policies and procedures. Support the Compliance team to ensure all more »

Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refining the compliance … framework, focusing on team management, regulatory analysis, and process implementation at the company's headquarters and operational levels. About the Role: Compliance Knowledge: Proficiency in gambling regulations across multiple jurisdictions; with the ability to interpret and apply them practically within the company’s context while considering commercial objectives. Process … Management: Skills in monitoring, assessing, and improving compliance processes. Gambling Industry Expertise: Ability to critically evaluate regulatory frameworks, perform impact analysis at both local and group levels, and provide constructive advice to the business. Strategic Transaction Support: Excellence in supporting strategic transactions, including M&A, finance, and key strategic more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

managing our 1st line of defence Technology risk framework and strategy. The role will involve the identification, assessment, monitoring, and reporting of operational and change related Technology risks, as well as ensuring the effective implementation and operation of controls. Working as part of the Technology Strategy, Planning & Risk Governance … part of a virtual, global Technology Risk Governance team and will lead a team of Technology Risk Analysts. Your stakeholders will include Technology, Business Change Delivery, Risk, Compliance and Audit functions across our regions in LATAM, UK, Europe & APAC. In this role, you will support the Insurance and Reinsurance … appropriate technology risk framework and control libraries and identify opportunities to continuously improve our control environment. Actively manage post incident reviews, root cause analysis, regulatory notifications, and drive process improvements to address any systemic issues. Develop and deliver risk reporting metrics and scorecards for senior stakeholders and to escalate more »

Senior C&R Analyst is responsible for supporting the business comply with the requirements of all applicable anti money laundering (AML) legislation and other regulatory requirements and Travelex’s internal standards. The Senior C&R Analyst will report to and work closely with the Money Laundering Reporting Officer (MLRO … extensively analyse data to establish instances and sources of attempted money laundering. Monitoring of compliance within applicable regulations and analyse the impact of any regulatory changes. Receive escalations regarding high value and higher risk customers such as politically exposed persons (PEPs), play a key role in the decision making more »

Manage and oversee day-to-day financial operations, including financial reporting and cashflow management. Prepare monthly, quarterly, and annual financial statements in accordance with regulatory standards and internal policies. Lead treasury and cash flow management activities, ensuring optimal liquidity and financial stability. Collaborate with internal stakeholders to develop and … monitor financial plans and budgets, providing insights to support decision-making. Liaise with external auditors, tax advisors, and regulatory authorities to ensure compliance with financial regulations and reporting requirements. Drive process improvements and efficiency initiatives within the finance function to enhance productivity and scalability. Provide strategic financial guidance and … support to senior management and other departments as needed. Stay updated on industry trends, best practices, and regulatory changes relevant to finance and accounting. Qualifications and Skills: ACA qualified with relevant post-qualification experience, preferably gained in an in-house finance role. Strong technical knowledge of accounting principles and more »

Analysis and Opportunity Identification: Conduct market research and analysis to identify emerging trends, competitive landscape, and new partnership opportunities Stay informed about industry developments, regulatory changes, and market dynamics that may impact partnership strategies Proactively identify and capitalize on opportunities to leverage partnerships to gain a competitive advantage Metrics … Global employee recognition scheme which gives us the opportunity to recognize success. Chance to get involved in shaping our culture and affecting real positive change by joining one of our Employee Resource Groups (ERGs). A creative and engaging company culture right across the business. If you find yourself more »

and innovative insurance products. * Monitoring the performance of existing products and recommending adjustments to pricing and coverage as needed. * Staying current with industry trends, regulatory changes, and emerging methodologies to ensure best practices are consistently applied. * Preparing clear and concise reports for management and other stakeholders, outlining pricing recommendations … the ability to effectively collaborate with cross-functional teams. * Proven ability to manage multiple projects and priorities in a fast-paced environment. * Knowledge of regulatory requirements and industry standards related to insurance pricing more »

with in-depth knowledge of the cryptocurrency industry. This role involves conducting detailed research and analysis of market trends, financial data, blockchain projects, and regulatory changes to produce industry reports, thought leadership content, and investment recommendations. Responsibilities: Market Analysis: Regularly analyze the cryptocurrency market using diverse data sources (internal … as liaise with external research partners including media, consulting firms, and academia. Stay Informed: Keep up-to-date with the latest developments, technologies, and regulatory changes in the cryptocurrency and blockchain industry. Qualifications: Work Experience: Minimum of 4+ years of experience in financial analysis, research writing, or a related more »

along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking … and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and … Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more »

along with furnishing architectural guidance and management services to facilitate seamless alignment with strategic objectives, compliance with policies, and adherence to standards throughout the change planning and execution processes. Introduction and maintenance of design governance principles and standards, tailored to evolving business demands and policies. We are currently embarking … and broader Insurance sector. Key Responsibilities: London Insurance Market Expertise: Demonstrating a comprehensive understanding of the London Insurance Market, encompassing its distinctive practices, processes, regulatory landscape, and key stakeholders. Business Architecture Development: Proficiently capturing, documenting, and maintaining business architecture artifacts, discerning and analyzing business needs, processes, and capabilities, and … Designing end-to-end solutions that address business requirements, leveraging existing and new systems and technologies, and assessing options to integrate business and technology change and embedding the change into the business operating model. Collaborating with business stakeholders, Architecture and Engineering team members, and other relevant functions to more »

compliance standards, with a focus on incorporating these aspects into the creation of customer, supplier, and product terms. Possesses a strong grasp of fundamental regulatory and contractual concepts such as contract formation, indemnification, liability frameworks, and consequential loss. Demonstrates exceptional problem-solving abilities and meticulous attention to detail. Familiarity … with Data Protection laws and regulations. Experience in foreign exchange, multicurrency products, and understanding of IP/IT and related regulatory frameworks is advantageous. Good understanding of key contractual principles (e.g., contract formation, indemnities, consequential loss, liability regimes and outsourcing) Good understanding of corporate/commercial issues Working knowledge … of relevant UK financial services Awareness of payment systems, retail banking and consumer finance Awareness and/or working knowledge of the UK regulatory ecosystem (nice-to have) Responsibilities: Crafting and bargaining agreements encompassing a diverse range of contracts involving customers, partners, and suppliers. This includes overseeing similar tasks more »

research sources. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to meet all regulatory, legal, bank and audit requirements. Execute and review negative media alerts from client screening and escalate where necessary. Understand sanctions risks and AML requirements … risk counterparties, or where a red flag has been raised. Maintain detailed records on counterparties for second-level review, and internal audit/external regulatory inspection. Liaise with counterparties, Front Office, Credit, Legal and Operations as necessary as part of the KYC process. Support process documentation exercise for all … future regulatory changes and process improvements within the scope of KYC/AML. Prepare management information on number of counterparties screened, timeliness of screening, red flag rates, approval, and rejection rates for Head of Compliance. Continuously develop knowledge of Sanctions and AML related regulations. SKILLS AND EXPERIENCE: Proven experience more »

profiling and analysis activities to identify data quality issues, root causes, and remediation strategies. Support data governance controls and mechanisms to ensure compliance with regulatory requirements such as GDPR, CCPA, and other data privacy regulations. Participate in data stewardship activities, including data ownership assignments, data issue resolution, and data … access controls. Stay abreast of industry trends, emerging technologies, and regulatory changes related to data governance and data operations, and provide recommendations for adaptation and enhancement of existing practices. Qualifications: Bachelor's degree in Computer Science, Information Systems, or related field; advanced degree or professional certification in data management … quality, metadata management, and data stewardship. Familiarity with data operations processes, tools, and technologies, including data profiling, data cleansing, and data integration. Knowledge of regulatory requirements such as GDPR, CCPA, and other data privacy regulations, and experience in implementing data governance controls to ensure compliance. Excellent communication and collaboration more »

SOPs) are kept up to date. Ensure timely and accurate processing of invoices, payments, receipts, and payroll transactions in compliance with company policies and regulatory requirements. Review and reconcile financial data, including bank statements, general ledger accounts, and supplier/customer accounts, to identify discrepancies and resolve issues promptly. … to-day financial operations within the Company, ensuring the smooth functioning of all transactional processes. PURPOSE OF THE JOB: Completion of various National Stats Regulatory compliance with FCA and ISO. Collaborate with cross-functional teams, including finance, accounting, procurement, and operations, to support business objectives and drive process improvements. … Stay updated on industry trends, best practices, and regulatory changes affecting transactional finance activities, and ensure compliance with relevant standards and regulations. Coach, mentor, and develop team members, providing guidance, feedback, and training to enhance their skills and performance. Coordinate with external auditors during the audit process. Key Attributes more »

Overview: The Assistant Grid Connections Engineer will play a key role in supporting the development and implementation of grid connection projects, ensuring compliance with regulatory standards and industry best practices. This position offers an excellent opportunity for a dedicated individual to gain hands-on experience in the renewable energy … for renewable energy installations. Conduct site assessments and feasibility studies to evaluate grid connection options and requirements. Collaborate with internal teams, external stakeholders, and regulatory authorities to obtain necessary permits and approvals. Support the preparation of technical specifications, drawings, and documentation for grid connection applications. Assist in coordinating grid … systems. Provide technical support and assistance to project managers, engineers, and other team members as needed. Stay informed about industry trends, emerging technologies, and regulatory changes related to grid connections. Adhere to safety protocols, quality standards, and project timelines to ensure successful project delivery. Qualifications: Bachelor's degree in more »

and nurture strong relationships with key stakeholders, including financial institutions, private equity firms, asset managers, and other industry players. Stay abreast of industry trends, regulatory changes, and emerging opportunities to proactively advise clients on potential investments and partnerships. Requirements: A minimum of 10 years of relevant experience in mergers … A deals, demonstrating strong financial acumen and analytical skills. Deep knowledge of the wealth management industry, including an understanding of trends, key players, and regulatory considerations. Strong leadership qualities, with the ability to inspire and guide cross-functional teams to achieve exceptional results. Excellent communication and negotiation skills, enabling more »

negotiations with clients, vendors, and subcontractors to secure favorable terms and conditions. Develop and maintain strong relationships with key stakeholders, including clients, suppliers, and regulatory authorities. Collaborate with the business development team to identify and pursue new business opportunities, including preparing proposals and participating in client presentations. Ensure compliance … ensure that health and safety requirements are integrated into all aspects of project planning and execution. Stay up-to-date on industry trends and regulatory changes related to contract management, business development, and health & safety. Qualifications: Bachelor's degree in business administration, law, engineering, or a related field. Proven more »

our brand as a trusted thought leader and innovator in SaaS solutions. 10. Continuous Learning and Development: Stay informed about developments in data technology, regulatory changes, and industry best practices, and leverage this knowledge to inform our sales strategies and product roadmap. KEY SKILLS & REQUIREMENTS · Ideally 10+ years experience … with the ability to articulate complex technical concepts to diverse audiences. · Deep understanding of the data industry, including its key players, market dynamics, and regulatory environment. · Proficiency in CRM software and other sales productivity tools. · Willingness to travel as needed to meet with clients, attend industry events, and support more »

Budget Oversight Lead the design and implementation of technology solutions that support EUDR compliance, ensuring delivery on time, within scope, Budget constraints, and within regulatory standards. Develop detailed project plans that include technology strategies, systems architecture, data security measures, and compliance checkpoints, with a clear focus on optimizing resource … compliance into all technology-related project deliverables, while adhering to approved budgets. 2. Stakeholder and Technical Team Engagement Manage communications between technology teams and regulatory experts to ensure that all tech developments align with EUDR requirements. Organize and lead meetings with stakeholders to discuss technology deployment strategies, addressing any … cost-effectiveness. 4. Continuous Technological Improvement & Compliance Monitoring Monitor the effectiveness of technology solutions in meeting compliance standards and managing costs, making adjustments as regulatory changes occur or budget adjustments are needed. Keep abreast of technological advancements and regulatory updates in EUDR, integrating new technologies to enhance compliance more »