101 to 125 of 323 Regulatory Compliance Jobs in the UK

the design and implementation of key security controls. Deliver related communications, training, and awareness. Partnering with teams across technology and the business to ensure compliance requirements are understood. Coordinating engagements with internal and external auditors. Support third-party assessments including due diligence activity, compliance questionnaires, vendor assurance, and … RFPs. Developing and maintaining ISMS. Maintaining processes and documentation to support compliance in a manner that can be evidenced in relation to industry and regulatory drivers such as ISO27001 and SOC2 and driving appropriate improvements. Conducting assurance testing on control effectiveness and providing recommendations. Monitoring and reporting on … compliance gaps. Essential Experience Experience in Operational/Non-financial Risk, preferably in the financial service or technology space. Knowledge of security, industry, and regulatory compliance frameworks and drivers such as NIST, ISO, SOC2, GDPR. The ability to identify, analyse and propose risk mitigating actions risks in more »

looking for a Quality Systems Engineer to provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). The successful applicant will: Implement and monitor established policies and procedures to … ensure compliance with necessary regulatory bodies in the areas of: Corrective and Preventive Action (CAPA), Complaint, Post Market Surveillance and Non-conformance Report (NCR). Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the … relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part 820) and local quality standards. Provide effective solutions/advice to design and manufacturing teams on established procedures to ensure products are designed and more »

Join our dynamic team at a global leader in eyecare and embark on an enriching apprenticeship in Legal, Compliance, and Employee Relations. Gain experience navigating the complexities of legal frameworks, ensuring regulatory compliance, and fostering positive employee relationships in a vibrant and supportive environment. Role Compliance … Procedures in line with UK and Irish regulation. Monitoring business activities in line with internal Standard Operating Procedures. Involvement in commercial/Legal and compliance discussions and providing input together with Senior Legal Counsel and Compliance Manager. Live monitoring of Surgical Vision and Vision Care events to see … process from cross functional planning to implementation. Legal Remit: Review and/or drafting of agreements and templates. Drafting of company paperwork to ensure compliance with companies house. Employee relations remit: Document preparation: assisting in the preparation of various documents, such as meeting agendas, minutes, drafting policies or procedures. more »

and assess their potential impact on business operations. Evaluate new tools and methodologies to drive innovation and competitive advantage in the retail space. Ensure Compliance and Security : Establish and enforce security protocols, regulatory compliance standards, and data privacy policies to protect sensitive retail information and ensure compliance more »

Deputy Head of Compliance London - Hybrid - Payments Circa £85k starting base salary + benefits A global payments firm is seeking a highly skilled and experienced Deputy to the MLRO to contribute to their growing success. This role offers: Report directly and work closely with the Head of Compliance. Substantial … manage a team. Play a pivotal role in both strategic and operational decisions. Fantastic benefits within an ambitious organisation. Responsibilities: Execute financial crime and compliance responsibilities. Manage a team of 5+. Provide support to the Compliance Director and MLRO in all aspects of UK compliance. Contribute to the … monitoring and development of the UK compliance team. Requirements: 5 years' experience or more (desirable). Proficient in AML policies and procedures, including conducting AML checks. Comfortable with second-line-of-defence regulatory compliance activities, such as updating policies and procedures. Proven experience in team management. Strong more »

client flow through the system and analyse client performance. Strategic Projects: Participate in documenting business requirements and testing new processes, systems rollouts, and UAT. Regulatory Compliance: Understanding product and regulatory environments impacts client portfolios. Adhere to group procedures and policies. Thought Leadership: Drive cross-departmental initiatives and … contribute as a thought leader. Risk Assessment: Make informed business decisions, considering risk factors and compliance with applicable laws and regulations. Qualifications : Experience: Substantial previous experience in a similar position. Business/Financial Background: Relevant experience in a business or financial environment is preferred. Project Management Skills: Demonstrated ability more »

housing and neighbourhood management service. You will be part of a team designed to better support our customers and colleagues, to help us ensure regulatory compliance and continuous improvement in the standard of customer service and housing management across the organisation. The Role: Lead and manage your team … arrears, void loss, ASB resolution, and customer satisfaction Develop and facilitate team adherence to policies and procedures that deliver value for money and ensure compliance with best practice, regulatory and statutory requirements Lead on tenancy matters, providing the Housing Team and other teams in the organisation with expert … tenures Experience of line management/leadership An ability to place the customer front and centre of service delivery while operating within legislative and regulatory requirements Knowledge of the legislative and regulatory framework underpinning the social housing sector We will support you to continue your leadership and management more »

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and … implement and embed the companywide Risk Management Framework. Responsibilities: Develop the risk and compliance function, as well as lead the company’s regulatory strategy in line with commercial strategy and product development roadmap. Act as regulatory strategic advisor to members of the Executive Board and Senior Management … expansion. Develop and embed a robust risk management framework to support sustainable growth of the business. Develop, manage and implement policies and procedures for regulatory compliance. Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance matters. Ensure all new products are developed more »

developing and enhancing coverage and testing capabilities so that we can continue to meet and exceed client and regulator expectations. Industry/Regs expertise Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) – Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank … challenges that will be faced by industry participants in handling evolving requirements. Ability to bridge across technology and business facing teams to translate complex regulatory texts into actionable system functionalities (e.g the development of testing rules). Use your detailed knowledge of Transaction reporting to forge internal partnerships at … Technology-, Client Relationship- and Product- teams in order to plan and help manage the development of our SAAS product to meet a dynamic G20 regulatory change agenda (e.g. EMIR Refit, ASIC Rewrites etc.) Experience (or interest in) producing high quality thought leadership/white paper type analyses for external more »

Company Description ComplyLens Limited is a financial services consulting firm based in London. We specialise in supporting financial institutions implement technology changes to address regulatory requirements, including controls for Trade Surveillance, Communication Surveillance and Record Keeping, AML Transaction Monitoring, as well as Sanctions screening. Role Description This is a … full-time Regulatory Change Business Analyst role, with the flexibility for remote work. The successful candidate will work with cross-functional teams to analyse and address the impact of regulatory changes on our clients' technology infrastructure and business operations. You will be responsible for conducting gap analysis, implementing … creating reporting and documentation within the project team. Ultimately, you will play a critical role in ensuring our clients stay compliant with ever-changing regulatory requirements. MUST HAVE - Prior experience working on either Trade or Communication Surveillance controls. Qualifications A bachelor's degree in business, finance, economics, computer science more »

practices comply with regulations and fostering strong stakeholder and supplier relationships. Join a dynamic telecommunications companyin driving vendor governance initiatives,enhancing operational excellence and regulatory compliance! Responsibilities: Establish and enforce best practice processes for vendor due diligence and governance, aligning with regulations like OFCOM and the Telecommunications Security … Act. Coordinate vendor security, data protection, compliance, and risk assessments to maintain company standards and regulatory compliance. Assist in implementing the Gatekeeper on-boarding portal for efficient vendor and contract management. Improve vendor governance processes for better supplier management efficiency. Review and optimize the supplier base to enhance … operational efficiency and cost-effectiveness. Collaborate cross-functionally with procurement, legal, compliance, and IT teams to ensure alignment with company objectives. Provide regular reports and updates to senior management on vendor governance activities and compliance status. Contribute to developing a high-performing procurement team, promoting a culture of more »

drive profitability and competitiveness. This role requires a strong understanding of actuarial principles, advanced analytical skills, and proven leadership capabilities. Pricing Strategy Data Strategy Regulatory Compliance Experience & Skills: Bachelor's degree in Actuarial Science, Mathematics, Statistics, or a related field. Master's degree or actuarial credentials (FCAS, ACAS … Excellent communication, presentation, and stakeholder management skills Proven leadership experience, with the ability to inspire and motivate a team to achieve results Knowledge of regulatory requirements and compliance considerations in insurance pricing Experience with machine learning and predictive modelling techniques is a plus more »

To provide support to the management and improvement of quality systems processes to ensure both EU and US regulatory compliance to relevant company standards and Good Manufacturing Practice (GMP). • Implement and monitor established policies and procedures to ensure compliance with necessary regulatory bodies in the … Provision of advice according to established procedures relating to CAPA, Complaint, Post Market Surveillance and NCR and against the external requirements of the relevant regulatory authority (ISO13485, Medical Device Directive MDD 93/42/EEC/Medical Device Regulation (EU) 2017/745 and 21 CFR Part … Provide reports to management to enable them to monitor system performance. • Review and authorise documentation and processes in the Quality Management System to ensure compliance with established quality procedures and applicable regulations and alignment with other related documentation. • Identify and collaborate in the implementation of changes to the Quality more »

and APAC to provide advice and support, predominantly for the UK and Ireland Assess projects, initiatives and/or products and services for privacy compliance, carries out Data Protection Impact Assessments (DPIA) and other privacy risk assessments. Support the maintenance and enhancement of the Global Privacy Program within the … region, helping ensure compliance with applicable privacy laws, regulations, and internal policy requirements. Supports the region’s DPOs with all aspects of their regulatory tasks, representing and deputising for them as required. Works closely with business areas to identify, document and track their privacy risks and recommends actions … to develop and maintain its Record of Processing Activities. Assesses and reports on the privacy maturity of individual business areas, including by partnering with Compliance teams to support the delivery of the privacy aspects of the Regulatory Compliance Management program. Skills/Experience Required Demonstrable privacy background more »

in TypeScript/React to join our client's team. The successful candidate will play a crucial role in ensuring the reliability, functionality, and regulatory compliance of their medical device software products. This is an exciting opportunity for a self-motivated individual who thrives in a dynamic and … closely with development teams to integrate automated testing into the CI/CD pipeline. - Conduct comprehensive testing of medical device software functionalities to ensure compliance with ISO13458 and IEC 62304 standards. - Identify and report software defects, working closely with developers to resolve issues. - Maintain and update automated test suites … reflect changes in software requirements and features. - Participate in peer reviews and contribute to enhancing testing processes and methodologies. - Document test procedures, results, and compliance evidence for regulatory submissions. **Requirements:** - Proven experience as an Automated Tester. - Strong proficiency in test automation frameworks such as Cypress, Cucumber, and playwright more »

time. This role assesses site hazards, conducts incident investigations, implements business unit standards. The EHS Specialist is accountable for implementation and execution of site compliance, risk analysis, continuous improvement and managing incident investigation and corrective action. Responsibilities: Provide environmental and safety technical guidance on new and existing process including … chemical hazards, equipment safety and process changes Lead and conduct inspections to ensure regulatory compliance, perform and review risk assessments and lead incident investigations Serve as emergency response coordinator Prepare and maintain records for waste management, spill response and other applicable safety and environmental reporting requirements Ensure compliance with all applicable regulatory and company standards on all EHS matters Oversee and maintain equipment and chemical inventories, develop applicable environmental reports and submissions. Provide annual summary of incidents and other metrics as requested. Schedule annual Fire Risk Assessment, Building Risk Assessments and Health Surveillance Schedule an annual more »

Risk & Compliance Officer | Payments | £70,000 (doe) p/a (PAYMENTS EXPERIENCE ESSENTIAL) Finitas are working exclusively with this growing Payments firm in their search for a Risk & Compliance officer to support the 2nd line of defense. Key responsibilities will include ownership of the Risk Management Framework, managing … the Group Compliance Monitoring Programme and, the Internal control framework to evaluate the effectiveness of internal controls and mitigating/managing risks. You will need: - 5+ years 2nd line Risk and Compliance Experience within Payments - Experience with Risk and Control Self Assessments - Good understanding of FCA Regulations/… Regulatory compliance - Excellent communication skills - Tenacious attitude If you are interested in the opportunity and have the relevant experience, please get in touch more »

processes and procedures. You will be given autonomy and the freedom to make the role your own whilst providing industry-focused, comprehensive and consistent regulatory advice and support to managers and employees. The Quality Manager will be responsible for ensuring that the systems and processes in place for current … Group sites are maintained. Please note that a CV will be requested if you are shortlisted for an interview. Main Duties and Responsibilities Ensure compliance with the general conditions of relevant Wholesale Distribution Authorisation, GDP Guidelines 2013/C 343/01, Human Medicines Regulations 2021 relevant MHRA Guidelines … legal requirements, and updates Ensure compliance with ISO 9001: 2015 and ISO 13485: 2016 standards. Ensure the QMS is implemented and maintained. The RP must approve, sign and date, all GDP SOPs/Documentation. Annual review of SOPs/Documentation will be carried out and documented. Ensure that the more »

team of c. 10+ globally and will look after a broad range of work, including: Drafting and implementing internal policies and procedures Legal and Compliance training Advising on IP, Technology, Data Protection, Regulatory Compliance, Employment etc Responsibility for regulatory advise Advising on any legal Issues that … Qualified solicitor (10-15 years pqe) Experience of both Private Practice and ia MUST A strong Corporate background is vital with experience dealing with regulatory and securities related matters. Significant experience drafting and negotiating client-facing commercial contracts. Strong leadership experience managing a global team. Strong interpersonal skills with more »

of our IT products. Analyze product performance, gather customer feedback, and iterate on product features to continuously improve user experience and drive business growth. Regulatory Compliance: Stay informed about industry regulations and compliance requirements related to IT products. Ensure products adhere to relevant standards and regulations. Requirements more »

and areas for improvement. Develop customized cybersecurity strategies and roadmaps to mitigate risks and enhance resilience. Collaborate with clients to provide expert guidance on regulatory compliance, data protection, and incident response. Prepare and deliver comprehensive reports and presentations to communicate findings and recommendations effectively. Requirements: Bachelor's degree more »

in assisting our clients in enhancing their cyber risk management capabilities through strategic transformation initiatives. This role requires a deep understanding of cyber risk, regulatory requirements, industry best practices, and transformation methodologies specifically in the Naval and Maritime Arena. -Collaborate with clients to assess their current cyber risk posture … programs, including governance frameworks, policies, procedures, and controls. -Provide strategic guidance and recommendations to senior leadership on cyber risk management strategies, emerging threats, and regulatory compliance requirements. -Drive organisational change by fostering a culture of cybersecurity awareness and resilience across all levels of the organisation. -Partner with cross … functional teams, including IT, legal, compliance, and risk management, to align cyber risk transformation initiatives with business objectives and priorities. -Develop and deliver engaging training sessions, workshops, and awareness programs to educate stakeholders on cyber risk management principles and best practices. -Stay abreast of industry trends, emerging technologies, and more »

enhancing quality assurance operations at our manufacturing site. Reporting to the Site Leadership Team (SLT), you will lead a team of QA professionals, ensuring compliance with regulatory standards and fostering a culture of continuous improvement. Key Responsibilities: Manage all site-related QA operations in accordance with Quality Agreements … an eQMS where applicable. Define and develop new quality processes, policies, and data management systems. Establish and monitor quality standards and metrics to ensure compliance and effectiveness. Utilize quality metrics to mitigate risks, enhance compliance, and improve business processes. Identify and communicate significant quality-related matters or risks … affecting product quality and regulatory compliance. Oversee complex QA activities related to manufacturing, testing, and clinical trials, ensuring compliance with regulatory requirements. Manage elements of the PQS pertaining to cellular therapies manufacture, including document control, risk management, training, and audits. Develop, review, and approve Quality and GxP more »

Infrastructure: Experience working with a competing trading platform and understanding trading infrastructure is required. Understanding of low-latency trading principles for fast execution times. Regulatory Compliance : Awareness of regulatory environments surrounding AI. What We Can Offer You: Ability to build from scratch and innovate the digital asset more »

the Company Corporate and build networks and relationships to promote Information Security. Act as subject matter expert on for IT Security, including legal and regulatory compliance Advise Company Corporate functions on how to achieve the required controls and assist with solutions to support them. Eg Support in the … methodology of security by design. Aid GRC to build, implement and facilitate a mechanism to aid BU's to assess and measure their security compliance to policies. Drive the development of BU/Divisional security roadmaps. Giving oversight of key non-conformities to feed into the CISO roadmap. Coach … information security incident management Responsibility for security assessments and assurance activities (e.g. penetration testing) and when to use them. Oversee and management of security compliance management and reporting in relation to any relevant regulatory or legal requirements Operational responsibility of management of third parties Responsibility for managing change more »