26 to 50 of 321 Regulatory Compliance Jobs in the UK

blockchain technology to join their legal team. The ideal candidate will have experience advising clients on a wide range of crypto-related matters, including regulatory compliance, token offerings, smart contracts, and decentralized finance (DeFi). Responsibilities: Provide legal counsel to clients on matters related to cryptocurrency, blockchain technology … and digital assets. Advise clients on regulatory compliance issues, including securities laws, anti-money laundering (AML) regulations, and tax implications. Draft and review legal documents, including whitepapers, terms of service, privacy policies, and token sale agreements. Assist clients with structuring and launching token offerings, including initial coin offerings … cryptocurrency regulation and industry best practices. Requirements: Strong understanding of cryptocurrency fundamentals, including blockchain technology, consensus mechanisms, and token economics. Experience advising clients on regulatory compliance matters in the cryptocurrency space. Excellent written and verbal communication skills. Ability to work independently and collaboratively in a fast-paced environment. more »

The Vacancy Join our team as the Compliance Advice Manager and take charge of ensuring precise, timely, and commercially balanced guidance! £65k DOE + bonus. Your role is pivotal in championing Consumer Duty, scrutinising regulatory matters big and small, and thus enabling our Group to navigate within predetermined … risk thresholds seamlessly. With your expertise, we guarantee effective operations aligned with regulatory compliance and ethical conduct. Empower our team and elevate our standards by spearheading compliance excellence. Role Responsibilities Provide sound, accurate advice on regulatory matters affecting the business, that will enable the business to … operate in accordance with industry best practice as well as meeting regulatory standards. Provide input into the Compliance, Consumer Duty, Data Protection, & Financial Crime Risk Management Frameworks and Policies Keep up to date with regulatory change to ensure all applicable regulation and its impact on the business more »

Depending on skills and experience) Package includes: Equipment, Excellent holiday entitlement, Pension, healthcare + much more! Type: Full time, Permanent Are you a Regulatory Compliance Expert with a passion for training and development? KM are delighted to be recruiting for a Trainee OR Qualified Apprenticeship Assessor opportunity, where … towards their Level 4 RCO qualifications. Criteria to apply; Must hold own Level 4 qualification or above in any of the following: Law Enforcement; Compliance; Lead Auditor. Candidates must have experience of working within an accredited environment as either a Senior Investigator (local/central government) or as a … Senior Compliance Officer/Senior Auditor. Ideallyhold a recognised Teaching qualification at Level 3 (PTLLS/AET) OR Assessor Award (TAQA/CAVA/A1/D32/D33). Happy to work remotely/online and plan own diary. Happy to deliver and support learners with Maths, English more »

seeking a Senior In-House Lawyer to join their growing team. This pivotal role requires a seasoned Solicitor with 6 years PQE+ experience in regulatory law where you'll play a crucial part in ensuring regulatory compliance and ethical conduct within the organisation. Top 3 Things to … Know About this Job: Expertise Needed: You'll need a minimum of 6 years PQE as a Solicitor, coupled with a comprehensive understanding of regulatory frameworks. Impactful Role: Join a prestigious global law firm, where your work will directly influence the organisation's adherence to regulatory standards and … ethical practices. Career Progression: The firm offers a fantastic culture and environment, encouraging employees to excel. The Role: Provide expert legal advice on regulatory matters and conduct issues. Develop and implement compliance strategies to ensure adherence to legal and ethical standards. Collaborate with internal stakeholders to mitigate legal more »

As a Cyber Security Compliance Officer, you are the guardian of our organisation's data governance and compliance framework. Your expertise will ensure that our data handling practices are in strict adherence to global data protection regulations and standards. This role is critical in navigating the complexities of … data privacy laws, implementing robust data governance strategies, and instilling a culture of data ethics and compliance throughout the organization. Essential Duties and Responsibilities: Regulatory Compliance : Maintain expert knowledge of global data protection laws (e.g., GDPR, CCPA, DPA(UK)), and ensure our data governance policies and practices … of the company, serve as point of contact for data protection authorities. Risk Management : Identify, evaluate, and mitigate risks associated with data privacy and compliance, implementing a risk management framework that aligns with global standards. Policy Development : Develop, review, and enhance data protection policies, standards, and procedures, ensuring they more »

in the cryptocurrency industry, facilitating up to 20,000 orders daily and this number is only expected to get bigger! As a Head of Compliance (UK) & UK MLRO , responsible for leading the Compliance/AML function for Banxa UK. Initially, your key focus will be assisting the General … Manager - UK in helping to operationalise BanxaUK, ensuring we meet the applicable regulatory compliance requirements. What You'll Do 👀 Responsible for Banxa UK’s Compliance/AML function. Providing guidance and advice to the various committees within the UK Legal, Risk, and Compliance (LRC) governance function … and Senior Management on all UK compliance and regulatory matters, including guidance on the impact of new product developments and business initiatives on Banxa UK. Preparing the annual MLRO Report in collaboration with the global compliance team, conducting annual AML/CTF risk assessments on Banxa UK more »

The role of the QA TL (Compliance) is to ensure governance and compliance of the Pharmaceutical Quality Management System (PQS) and maintain Regulatory Registrations/Licenses/Certifications at Piramal Grangemouth. The position holder will have responsibility to coordinate, maintain and promote compliance, leading continuous improvement … of quality and regulatory systems. The role will support and ensure that the site and related functions are in compliance with GxP regulations and applicable quality guidelines, including, but not limited to UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual … will have ownership for key quality system elements and will support and execute site quality and compliance improvements, working closely with relevant stakeholders on site Role Compliance governance of key quality system elements, including scheduling and completion of; Quality Management Reviews, Qualification of Vendors, PQRs, Audits (Self-Inspections more »

Compliance Monitoring Analyst/Stockbrokers/Hybrid/Tunbridge Wells/Up to £80,000 + bonus Overview: My client an established highly reputable stockbrokers are seeking a Compliance Monitoring Analyst. The role is to ensure the continious designing and delivering a compliance monitoring programme to provide … assurance to the business in relation to regulatory compliance and conduct risk, aswell as ensuring fair and consistent outcomes for customers. Role & Responsibilities: Ensuring Regulatory and Conduct Monitoring independently assesses how the firm consistently delivers fair customer outcomes and meets regulatory requirements, to encourage safe growth … and protection of the firm from regulatory and/or conduct risks associated with business activity. Undertake checks to ensure that core controls are being followed, using system enquiries and reports, internal documentation and staff interviews to confirm that the firm is not exposed to undue risk. Produce high more »

you passionate about safeguarding critical information assets in the fast-paced realm of engineering and technology? Do you thrive on the challenge of ensuring compliance within the intricate landscape of pharmaceutical research? If so, we have the perfect opportunity for you! Overview: As a Information Security Manager, you will … play a pivotal role in fortifying my clients defenses and upholding regulatory compliance across their operations in the US, UK, and Europe. You'll work independently to champion and enforce best practice inline with policies and frameworks. Responsibilities: Governance, Risk, and Compliance (GRC): Lead the development and … implementation of robust information security policies, procedures, and controls to ensure compliance with industry standards and regulations. Risk Management: Identify, assess, and mitigate information security risks across all facets of our business operations, with a focus on safeguarding sensitive data and intellectual property. Security Operations: Oversee the day-to more »

Quality - Test Technician/Mechanical Compliance Engineer Are you seeking an exciting opportunity to progress in a leading design and manufacturing company? Would you appreciate the independence and responsibility of coordinating a modern mechanical in-house test facility? My client is an international leader in the design and manufacture … over 300 products that are used on power boats, yachts, off-road vehicles, RVs & industrial spaces across the world. They are seeking a Product Compliance Engineer/Testing Technician to drive regulatory compliance within the business. We welcome applications from junior and experienced mechanically biased engineers with … quality or test experience in the manufacturing industry. Key Responsibilities: Overseeing compliance and testing processes. Lead regulatory compliance Manage product compliance testing. Guide product testing throughout the development life cycle. Collaborate with Quality and Design managers to create and own product test specifications. Develop test procedures more »

Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior … Counsel within the legal function. The ideal candidate is an experienced Lawyer with over 4 years of post-qualification experince specialising in UK Regulatory Law. You will provide high-quality commercially focused regulatory legal advice to Compliance and the wider business, as well as assist the firm … on wider strategic projects. Job Responsibilities: To provide high-quality legal advice on UK financial regulatory issues, including FCA and PRA rules, compliance requirements, market conduct and market abuse. Assist the Legal and Compliance teams and the wider business to help ensure that all relevant current regulations more »

We are seeking a talented Regulatory Affairs Specialist to join our client's regulatory team in support of the expansion of their ISO 13485 diagnostics product pipeline. Reporting to the Regulatory Affairs Manager, you will play a crucial role in ensuring regulatory compliance and supporting … the successful submission of our products to global regulatory agencies. As Regulatory Affairs Specialist responsibilities include: * Collaborate closely with the Regulatory Affairs Manager to develop and maintain technical files and submissions for global regulators. * Utilise your regulatory expertise to support the development of regulatory strategies … for product submissions. * Analyse routes to market and provide relevant information to senior regulatory team members. * Assist in the development and maintenance of regulatory processes to meet pre and post-launch obligations. * Maintain accurate records related to regulatory procedures and filings. * Foster collaborative relationships across departments and more »

ventures like cryptocurrency and yesterday's tech giants, focusing instead on empowering real people to optimize their investments. Currently, they are seeking a dynamic Compliance officer to join their UK team. This role demands an individual keen to immerse themselves in various compliance facets within a progressive fintech … complaint settlements , transaction evaluations, and onboarding inquiries. Complete all required fields in Regdata reports and connect applications as required. Establish and carry out the Compliance Monitoring program , which includes monitoring financial promotions and optimal execution. Keep corporate policies and processes up to date, and assist with regulatory training. … Keep up with changes in regulations and incorporate this information into business policy. Have a strong commitment to fintech compliance and the ability to apply your skills and expertise to develop plans, make suggestions for improvements, and control risks. Have a strong commitment to fintech compliance and the more »

environment that encourages equality, innovation and professional growth. We have partnered with a growing international EMI who are on the hunt for an experienced Compliance Manager with international exposure to payments! As Compliance Manager, you'll collaborate within the 2nd Line of Defense (2LOD) Risk and Compliance … and products. Success in this role hinges on proactive, detail-oriented individuals thriving in dynamic settings and dedicated to upholding the utmost standards of compliance and integrity. The role demands a hands-on approach, with a fervent dedication to regulatory compliance and a willingness to delve into … You will require to be on-site in the London office 3 days per week. Responsibilities: Develop and implement training programs on risk and compliance, maintaining meticulous records. Engage in horizon scanning and coordinate activities related to regulatory changes with the first line of defence. Craft and execute more »

across different offices and locations, collaborate seamlessly to deliver end-to-end software solutions on-time and within budget, all while upholding our stringent compliance and regulatory standards. Your responsibilities include meticulously planning and executing projects, monitoring compliance with relevant regulations, facilitating communication between teams, managing risks … project scope, goals, and deliverables. Detailed project schedules with resource allocation. Project progress and ensure that projects are executed on-time and within budget. Regulatory Compliance: Up to date with industry-specific regulations and compliance requirements. Closely with legal and compliance teams to ensure projects adhere … to relevant regulations. Compliance and audits throughout the project lifecycle. Cross-functional Collaboration: Collaborate with project teams across different offices and locations. As a bridge between teams to ensure effective communication and alignment. A culture of collaboration and shared accountability. Risk Management: Potential project risks and develop mitigation plans. more »

Environmental Health and Safety (EHS) Advisor plays a crucial role in ensuring the safety and well-being of employees, protection of the environment, and compliance with relevant regulations and standards within the organisation. This position involves a combination of risk assessment, regulatory compliance, training, and incident management. … PRINCIPLE DUTIES AND RESPONSIBILITIES (ESSENTIAL FUNCTIONS) Regulatory Compliance: Stay abreast of local, national, and international regulations pertaining to environmental health and safety, ensuring continued certification to International Standard ISO14001 and ISO 50001. Interpret regulations and ensure organisational compliance through policy development, implementation, and monitoring in line HS … waste management strategies to minimise environmental impact and promote sustainability initiatives within the organisation, including waste reduction, recycling programs, and proper disposal practices in compliance with local requirements. Maintain contact with the external bodies such as the Health and Safety Executive (HSE), Scottish Environment Protection Agency (SEPA), safety and more »

Lutine Bell are currently supporting a rapidly growing Investment Manager looking to appoint a Senior Compliance Advisory Manager. Responsibilities: Develop and maintain a comprehensive understanding of all relevant laws, regulations, and internal policies that apply to the Group. Maintain Regulatory development log and provide business impact assessments and … regulatory updates in a timely manner. Provide guidance and support to business units on compliance matters, including reviewing and approving new products, services, marketing materials and remuneration. Conduct compliance themed advisory reviews based on risk assessments and develop strategies to mitigate identified risks. Develop and implement compliance training programs to educate employees on relevant laws, regulations, and internal policies. Monitor and assess the effectiveness of compliance training programs and make recommendations for improvements. Collaborate with internal stakeholders, such as legal, risk management, and internal audit, to ensure a coordinated approach to compliance. Investigate and respond more »

management. The Information Security Analyst will also provide support to the necessary business functions in responding to security incidents, implementing security measures, and ensuring compliance with security policies and regulations. Key Responsibilities will include: Configure and manage security tolls and technologies to monitor and defend against cyber threats Generate … reports on security vulnerabilities and compliance status for management Collaborate with IT Teams to integrate security controls into infrastructure and applications Monitor security alerts and incidents, investigate security breaches, and implement incident response procedures Analyse security incidents to identify root causes and recommend corrective actions Provide security guidance and … required: You must have previous experience working within a Cyber Security or Information Security role A sound understanding the cyber security landscape Understanding of regulatory compliance requirements such as GDPR, ISO27001, or PCI DSS (Payment Card Industry Data Security Standard) Experience with security tools such as SIEM (Security more »

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. The role will report direct into the CCO and will form part of small compliance function. In this role you will be responsible for assisting with all compliance and legal matters covering multiple jurisdictions whilst contributing to ensure the firm maintains a robust compliance control framework. Key Responsibilities: Develop and maintain Compliance Policies & Procedures Ensure FCA & SEC regulatory compliance requirements are adhered too Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines Support the firm’s sanctions & anti-money laundering (AML) controls Conduct marketing & presentation reviews Monitor regulatory sanctions & company conflicts Carry out SEC filings, including Annual ADV (Part 1 and more »

Position: Head of Compliance - Trade Finance House Company Overview: Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team. Role Overview: As the Head of Compliance, you will play a pivotal role in ensuring that … our operations adhere to all relevant regulations and standards. You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters. This role offers a unique opportunity to lead and shape the compliance function within a … dynamic and fast-paced environment. Key Responsibilities: Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations. Conduct regular compliance risk assessments and implement controls to mitigate identified more »

Resolving Billing Discrepancies: Investigate, review, and resolve billing and invoicing discrepancies swiftly by proactively communicating with customers and suppliers to maintain strong business relationships Compliance & Regulatory Adherence: Comply with industry and supplier standards and specifications regarding regulatory compliance, as and when required Process Improvement & Automation: Analyse more »

that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London. This role will primarily focus on supporting activities related to capital markets and public company … U.S. securities laws, particularly those related to public capital markets, transactions, and ongoing obligations of listed companies Be part of a team that handles regulatory compliance of public capital market activities, including securities offerings and ongoing reporting requirements to the Securities and Exchange Commission (SEC). Offer technical … and industry expertise in public company advisory, emphasising regulatory compliance, disclosure, and managing litigation risks. Assist in corporate governance matters Ideal Candidate: Senior qualified lawyer with at least 6 years experience in U.S. securities laws, public market regulation, and corporate governance. US qualified lawyer (Preferable New York Bar more »

in establishing and maintaining robust governance frameworks and processes. Your expertise and experience will shape strategies to effectively manage cyber security risks and ensure compliance with regulatory requirements and industry standards. You'll collaborate closely with cross-functional teams, proposing future organisational structures that optimize cyber security governance … and streamline operations. Key Responsibilities: Governance Framework Development: Design, implement, and enhance governance frameworks tailored to our clients' needs, incorporating industry best practices and regulatory guidelines. Policy and Procedure Management: Develop and maintain clear, consistent policies, procedures, and guidelines for cyber security governance. Regulatory Compliance: Stay updated … on relevant regulations and standards, ensuring compliance with GDPR, ISO 27001, NIST, and other requirements. Internal Controls Oversight: Establish and monitor internal controls to safeguard data and assets, conducting regular reviews and audits. Stakeholder Engagement: Serve as a liaison, offering guidance and support to internal teams, external partners, and more »

Adhering to Zeta Services training requirements as requested You will be assisting the Divisional Heads of Dept in ensuring that the division commercial and compliance goals and objectives are achieved through the efficient/Cost effective utilisation of labour resource, ensuring alignment with operational strategic goals You will ensure … value candidates with diverse skill sets and will carefully consider all applicants. Introducing our organisation: Logic Fire & Security is proud to be part of Compliance Group , a leading organisation widely recognised for its commitment to providing unparalleled safety and regulatory compliance services. With specialised divisions focusing on … electrical, fire, and water services, we excel as an integrated provider. Trusted as compliance partners, we collaborate with clients in sectors such as Education, Health, Care Homes, Public Sector, Local Authority, Industry, Pharmaceutical, Hospitality, Leisure, Food & Beverage, Retail, and Media, to ensure risk reduction, safety improvement, and regulatory more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »