51 to 75 of 317 Regulatory Compliance Jobs in the UK

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

Compliance Manager Hybrid WFH & attending Milton Keynes office when required Salary is flexible DOE but iro £40,000-£50,000 + package We are recruiting a Compliance Manager who will lead and be the focal point for regulatory compliance with relevant industry standards including ISO9001, ISO14001 … and US. The business is compliant with ISO9001 for Quality management, 14001 for Environmental management and 27001 for Information Security. The ongoing management and compliance with these standards is currently the responsibility of existing management within the business, and they have reached the point where this now needs a … dedicated role. Part of the Senior Management Team, Reporting to the MD, the responsibilities of the Compliance Manager will include: 1. Maintain and develop business strategies relevant to each of the standards 2. Maintain and review company policies and processes to comply with each of the standards 3. Undertake more »

to 35,000 plus benefits (mentioned below) Role Overview Rapidly growing insurance company is seeking a Quality Assurance Officer to join the Risk and Compliance team. In this role, you'll be responsible for conducting quality assurance audits across several departments to ensure compliance with underwriting guidelines, licensing … requirements, and internal policies. You will also take the lead in identifying areas for improvement to ensure the company maintains top-notch regulatory compliance and service quality. Responsibilities Perform Quality Assurance Audits in the Underwriting Services Department to ensure compliance with underwriting guidelines and licensing authorities. Conduct … audits in other departments to assess service quality and adherence to internal processes. Review audit results to confirm compliance with regulatory standards. Collaborate with business units to identify and implement corrective measures where necessary. Ensure ongoing compliance with all regulatory requirements. Requirements Previous experience in the more »

Trading Law Compliance Advisor- Retail Sector- Somerset Role Purpose: High growth retail organisation looking for a Trading Law Advisor for its growing HO. You will form part of the Legal & Compliance function. You will advise on regulatory requirements and compliance responsibilities in the UK, ROI and … the wider EU. Ensuring that the business meets and adheres to all regulatory requirements, including but not limited to consumer rights and data protection, impacting the UK & EU. The function is managed by an experienced team working with a phenomenally positive culture. Key Accountabilities/Responsibilities: abreast of relevant … regulations and industry standards, applicable to the retail environment. scanning for future changes in regulations and assess any emerging risk. commercially sound risk based regulatory compliance support and advice to internal stakeholders, relating to (including but not limited to): the Green Claims Directive; Consumer Protection Laws and Regulations more »

including managing electronic approval systems and ensuring timely reviews. Version Control: Implementing a robust version control and maintaining accurate versions of documents to ensure compliance with regulatory standards and facilitating updates as required. Quality Compliance: Ensuring documents meet quality standards, regulatory requirements, industry standards and Good … the development and implementation of training programs related to document control processes. Audit Support: Preparing and providing documentation for internal and external audits, ensuring compliance, and addressing audit findings. Electronic Document Management Systems (EDMS): Proficiency in utilizing EDMS for efficient document control and management. Like SAP, Veeva (VQD), COMOS..etc. … document-related processes and changes within the organization. Continuous Improvement: Identifying opportunities for process improvement within the document control system to enhance efficiency and compliance and adherence to best practices. Maintaining the integrity of documentation, ensuring that processes adhere to quality standards and regulatory guidelines. Requirements: High School more »

by insurtech veterans with deep experience in SaaS and digital claims and are venture-backed by Bain Capital and Altai Ventures. The Head of Compliance will play a critical role in ensuring the company's adherence to regulatory requirements, industry best practices, and ethical standards in the UK. … They will be responsible for developing and implementing comprehensive compliance programs and initiatives to mitigate risks and safeguard our operations. They are looking for someone who can: Maintain robust claims and corporate compliance programs relevant to a UK TPA Maintain corporate insurance licenses; respond to regulatory inquiries … and coordinate response efforts to audits Support continuing education credits and renewals Stay abreast of industry-wide compliance initiatives, regulations, and regulatory developments, and analyze their impact Draft, review, and update policies, procedures, and training materials Assist in conducting reviews of compliance policies and procedures to ensure more »

Completions & Well Services (DCWS) and Geology & Geophysics (G&G) teams, handling their day-to-day data management needs. Plus, you'll assist in maintaining regulatory compliance by developing and executing NSTA-related procedures. With your attention to detail, you'll ensure document deliverables meet standards, maintain internal registers … support to Geology & Geophysics (G&G) and Drilling, Completions & Well Services (DCWS) Departments re day-to-day subsurface data management queries and requests Support regulatory compliance by assisting in the development and execution of all procedures and specifications relating to NSTA compliance for subsurface data Support the more »

legal-commercial negotiations: draft and negotiate agreements in relation to our business lines (OTC, liquidity provision, derivatives documentation, trading agreements, software agreements, and others) Regulatory research & compliance guidance: work closely with the General Counsel and Deputy GC to monitor the legal and regulatory landscapes across jurisdictions; support … financial regulatory compliance under each regulatory regime (FCA, MAS, SEC, CTFC, etc.); advise and support guidance on regulation of decentralised finance and protocols Corporate: support and manage the corporate structure and governance across multiple entities and jurisdictions Disputes and claims: assist the legal team and the business more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. Senior DevOps Consultant - Permanent - London Salary: £70,000 - £80,000 p/a (plus pension contribution, health … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint Senior DevOps Consultant - Permanent - Manchester Salary: £70,000 - £80,000 p/a (plus pension contribution, healthcare … advisory capability aims to inspire, lead and support organisations on their journey of adopting cloud for creating business and revenue models, generating growth, ensuring regulatory compliance and reducing their carbon footprint. In your role, you will deliver DevOps advisory that will enable the adoption, acceleration, and innovation on more »

escalation for RFLPS customers, RFL group, hospital site executive teams, NHS England, CQC and HSE for all matters relating to operational estate & facilities performance, regulatory compliance, and audit to inform, evidence and assure. Be accountable for driving delivery of agreed operational performance and compliance standards set out … technically sound Estates and Facilities service is delivered in line with the agreed partnering agreements and SLAs, while considering the wider health, safety, legal, regulatory and compliance implications on the customers, its patients, employees and the public is given. Provide the Managing Director and the RFLPS Board of … the NHS hospital and community sites (including PFI and Decontamination services) on behalf of our customers and key stakeholders to ensure legislative and HTM compliance, safe environments for delivery of effective care and successful delivery of agreed SLAs and the Strategic Partnering Agreement with RFL Group. Work as an more »

an esteemed Board of Directors in London. This pivotal role requires a seasoned professional with extensive expertise in risk & audit, as well as governance & compliance within the financial services sector. The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA/FCA … Director - Key Responsibilities: - Provide strategic guidance and oversight on risk & audit matters, ensuring robust risk management practices and effective internal controls - Advise on governance & compliance frameworks, ensuring alignment with regulatory requirements and industry standards - Participate actively in Board meetings, committees, and discussions, offering valuable insights and perspectives to … support informed decision-making - Collaborate closely with executive leadership to assess and mitigate risks, enhance corporate governance, and strengthen compliance procedures - Stay abreast of regulatory developments, emerging risks, and industry trends, providing proactive guidance on potential implications for the bank Non-Executive Director - You: - Extensive experience at the more »

The role of the QA Compliance Officer is to support governance and compliance of the Pharmaceutical Quality Management System (PQS) at Piramal Grangemouth and maintenance of Regulatory Registrations/Licenses/Certifications. The role will support the site and related functions in maintaining compliance with GxP … UK/EU/US GMP/GDP, ICH and other region specific guidance. The individual will have support key quality system elements and compliance improvements, working closely with relevant stakeholders on site. Role •Supporting key quality system elements, including activities relating to QMS monitoring, Qualification of Vendors, Audits … Self-Inspections, Vendor Audits, Customer Audits). •Support updates to regulatory agency registrations as applicable. •Support tracking of site compliance commitments and follow up actions. •Working with the wider site functions to drive down out of compliance events and implement quality improvements •Support and track regulatory more »

London Salary: £80,000 - £110,000 per annum Schedule: Monday to Friday Job Description: Company Secretary will play a pivotal role in ensuring legal compliance, corporate governance, and regulatory adherence within the financial services sector. The ideal candidate will possess a deep understanding of legal and regulatory … all relevant laws, FCA regulations, and industry standards governing the financial services sector. Oversee corporate governance matters, including board meetings, annual general meetings, and compliance with corporate governance codes and best practices. Manage all company secretarial responsibilities, such as maintaining statutory registers, filing annual returns, and ensuring timely submission … of regulatory documents. Draft, review, and negotiate contracts and agreements with clients, vendors, and stakeholders to ensure legal compliance and mitigate risks. Identify legal risks and develop strategies to mitigate them, including the implementation of compliance policies and procedures. Act as the primary contact for regulatory more »

day duties include but are not limited to: Contract Management: Drafting, reviewing, and negotiating contracts with clients, candidates, and other stakeholders to ensure legal compliance and minimise risks. Regulatory Compliance: Staying up to date with labour laws, regulations, and industry standards in the UK, Europe, USA, and … line with clients’ policies. Sharing with the contractor, 3rd parties, and Finance for payments. Internal Business Partnering: Providing weekly reports to the business on compliance, utilisation, others book, finisher, and terms updates. Data Protection and Privacy: Ensuring compliance with data protection laws such as GDPR in Europe and … invoices, allocating payments, and reconciling monthly. Candidate Screening: Overseeing background checks and screening processes to ensure candidates meet legal requirements and client expectations. Immigration Compliance: Working with our 3rd parties to ensure that placements involving foreign candidates comply with immigration and work authorisation requirements in each country. Contractual Disputes more »

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK … Dubai & US. Key Responsibilities: Ensure FCA & SEC regulatory compliance requirements are adhered too Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ·Assist with International long/short daily filings· Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required Review of trade errors, market abuse related matters and market soundings Organise compliance training Experience Required: 5+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding more »

Reading area office (hybrid, 1 day in the office initially then as and when needed) Do you have 3+ years' experience in a commercial compliance or information security role? Have you been part of maintenance of ISO27001 policies and procedures? Are you a collaborative person that enjoys making a … suite level stakeholders and teams to build and maintain all ISO27001 processes and policies. Once this has been submitted, you will build and support compliance and security initiatives for the business. Responsibilities include: Information Security Officer Support the build and maintenance of ISO27001 policies and procedures and other corporate … compliance and information security procedures Support and advise on the identification and management of regulatory compliance risks across the business Help to embed an effective risk and compliance culture across the company Conduct risk identification and impact assessments and coordinate internal reviews and audits Work with more »

motivated and detail-oriented Trade Surveillance Analyst to join their dynamic team. The Trade Surveillance Analyst will be responsible for monitoring trading activities, ensuring compliance with regulatory requirements, and detecting any suspicious or fraudulent behaviour within their trading operations. Responsibilities: Conduct real-time monitoring of trading activities to … potential market abuse, insider trading, and other illicit activities. Analyze trading patterns, volumes, and other indicators to detect irregularities and anomalies. Stay updated on regulatory requirements and ensure that trading activities adhere to relevant regulations such as MiFID II, Dodd-Frank, and others. Collaborate with compliance, legal, and … management teams to address any issues or concerns related to trade surveillance. Generate reports on suspicious activities or potential breaches for internal stakeholders and regulatory authorities as required. Utilize surveillance software and data analytics tools to enhance surveillance capabilities and improve efficiency. Participate in the development and implementation of more »

civil flying programmes, training and major aircraft upgrades. Reporting into the Fleet Engineering Quality & Safety Assurance Manager, you will work as part of the Compliance team and will support the implementation and management of all aspects relating to Quality and Safety Management Systems and Airworthiness Review functions in the … Fleet Engineering Department, including the CAA and MAA Part 145 and Part CAMO requirements. The role includes conducting Airworthiness Reviews, supporting the maintenance of regulatory approvals, active participation in quality oversight, audits, engineer authorisations, risk assessments, hazard analysis and supporting improvement action. This will include interfacing with other focal … will be a hybrid working role- 2 days per week in the office and 3 days per week from home. Main Responsibilities: To hold regulatory accountability for the performance of Airworthiness Reviews across the fleet of aircraft. In conjunction with audits and engineers authorisations, operate in a mode of more »

Coopman Search and Selection are delighted to partner with a market leading Alternative Fund who are looking to hire Head of Compliance, reporting into the COO. This business has an entrepreneurial mindset within a high energy environment, with expertise across the business, which allows them to give individuals a … great platform to grow. As the Head of Compliance, you will be responsible for the regulatory and financial crime compliance, whilst also being responsible for the ongoing development & enhancement of the compliance & risk framework for the business. You will have the ability to influence & manage stakeholder … at all levels including board level whilst also assuming the SMF16/17 roles. Key Responsibilities Responsible for the day-day running of the compliance programme Ensuring the business has effective systems, procedures & controls Maintenance of compliance policy & procedures Ensuring all reporting and notification requirements are met Maintaining more »

trends, developments, and best practices in ERP systems and related technologies. Willingness to pursue relevant certifications and training programs to enhance skills and knowledge. Regulatory Compliance and Security: Knowledge of regulatory requirements and compliance standards relevant to the organisation's industry, ensuring ERP system configurations adhere more »

Security Management Systems (CSMS) aligned with the ISA 62443-2-1 standard customised for client-specific industrial automation and control system requirements. clients through compliance with regulatory standards such as the NIS Regulations, ensuring all activities adhere to relevant laws, regulations, and industry guidelines. comprehensive security assessments, including … Operating Models, supporting clients in establishing a clear security mandate and governance framework for strategic security transformation. as the Subject Matter Expert (SME) for regulatory compliance, liaising with UK competent authorities such as OFGEM (gas and electricity), OFWAT (water), HSE (oil and gas operations), ONR (nuclear), and ORR … Clear experience of implementing the ISA/IEC 62443 suite of standards, especially ISA-62443-2-1 and ANSI/ISA-62443-3-3 Compliance: Advanced knowledge in guiding clients through the maze of regulatory standards, such as the NIS Regulations, with a solid foundation knowledge in relevant more »

Job Title: Security Compliance Analyst Location: London Salary: Up to £70k DOE We are currently looking for a Security Compliance Analyst to join our client, a dynamic law firm based in Central London! They pride themselves on their dedication to compliance and security, ensuring that the highest … regulatory standards are met while delivering exceptional client service. In this role, you'll play a crucial part in upholding our commitment to regulatory compliance and cybersecurity. You'll be responsible for monitoring, managing, and closing compliance issues related to access management, ensuring that our internal … systems meet stringent security control standards. Key Responsibilities: Conduct access certification audits and identify non-compliant permissions. Evaluate compliance with key security policies and ISO requirements, documenting variations for remediation. Generate actionable metrics for leadership review. Maintain internal team documentation. Address employee inquiries and issues promptly and effectively. Requirements more »