76 to 100 of 321 Regulatory Compliance Jobs in the UK

offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of developments in relevant laws, regulations and guidelines. … Provide advice to staff on compliance issues which arise on a day-to-day basis. To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm. Carry out quality assurance monitoring of First-Line review activities Check Compliance with … and when required. Assist to respond to requests for documentation and other requirements contained in court orders. Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO. Assist in reviewing Conduct of Business Regulatory Compliance activities as more »

agent programs, and Correspondent style banking, we are at the forefront of innovative financial solutions. We’re looking for a proactive Card Acquiring Risk Compliance Specialist to join our team! If you have a keen eye for detail and are passionate about ensuring operational excellence in the Fintech & Payment … industry, we invite you to join Financial House Limited. Responsibilities As a Card Acquiring Risk Compliance Specialist at Financial House, you will be responsible for maintaining smooth operational processes and providing frontline support. Your responsibilities will include: Monitoring and ensuring compliance with regulatory requirements, especially those outlined … operational issues and risks in a timely manner. Assisting in the development and implementation of internal policies and procedures to ensure operational efficiency and compliance with legal and ethical guidelines. Conduct comprehensive risk evaluations on regulatory compliance with card schemes, as well as assess credit and business more »

Your new company A progressive and innovative financial services company specialising in the financial and payments sector is seeking an experienced compliance manager to join its team. Its commitment to integrity, regulatory compliance, and ethical practices drives the organisation's success. As they expand, they seek a … professional to ensure the company operates within legal and ethical boundaries. Your new role As a Compliance Manager, you will ensure the organisation adheres to legal standards, industry regulations, and internal policies. Your expertise will help maintain trust with international clients, partners, and stakeholders. Key responsibilities include: Developing and … implementing compliance policies, procedures, and controls. Monitoring regulatory changes and assessing their impact on our operations. Conducting risk assessments and internal audits. Training employees on compliance matters. Investigating and addressing compliance violations. Collaborate with legal, risk management, and business units. Prepare reports for senior management and more »

About: A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. You will play a vital role in ensuring the ongoing compliance of their MiFID investment firms with relevant regulations and industry standards. Responsibilities: Develop and execute comprehensive … compliance monitoring programs to ensure adherence to regulatory requirements. Create and implement effective monitoring plans focusing on critical areas such as client onboarding and anti-money laundering (AML) controls. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. Serve as a … subject matter expert for the first line, offering guidance and support to business teams regarding the interpretation and application of relevant regulatory standards and company policies. Conduct training sessions and awareness programs on compliance-related subjects. Analyse and interpret data gathered from compliance monitoring efforts and prepare more »

the landscape of financial services. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. We believe in not just meeting but exceeding industry standards to ensure the trust and safety of our clients and their customers. The … Role: We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. This critical role will be responsible for leading our global risk management and compliance efforts, ensuring that our operations are secure, compliant, and resilient against the rapidly evolving regulatory landscape of … candidate will have a deep understanding of financial regulations, a strategic mindset, and the leadership skills to build and maintain a robust risk and compliance framework. Responsibilities: Risk Management Leadership : Develop and implement a comprehensive global risk management strategy that aligns with our business objectives and growth plans. Regulatory more »

their functions in a compliant and risk-focused way. This is achieved by building and nurturing stakeholder relationships and providing accurate, timely and robust regulatory advice and support. It is a busy and dynamic team that covers all aspects of conduct regulation for 3 regulated firms, a claims handling … offers varied, interesting and challenging work within a collegiate environment, then look no further. We are keen to see applications from Conduct Risk/Compliance professionals who have a minimum of 8 years working in compliance for an insurer or insurance intermediary. This is a Business Partnering/… including implementation of appropriate controls. Providing appropriate, business-focussed advice and recommendations on all relevant areas of regulation. Supporting the business in fostering strong regulatory relationships including timely, accurate regulatory reporting. Acting as a centre of excellence in all aspects of regulatory compliance, developing and providing more »

semiconductor suppliers, ensuring they meet industry standards and our specific requirements. Quality Standards: Define and communicate quality standards, specifications, and expectations to suppliers. Ensure compliance with industry standards such as ISO/TS 16949 and specific semiconductor manufacturing quality requirements. Audits and Assessments: Conduct regular on-site and remote … audits of suppliers to assess compliance with quality management systems, process controls, and technical specifications. Continuous Improvement: Drive continuous improvement initiatives with suppliers to enhance manufacturing processes, reduce defects, and improve overall product quality. Problem Resolution: Investigate and resolve quality issues promptly, utilizing root cause analysis and corrective action … and maintain key performance indicators (KPIs) to monitor and report on the performance of all suppliers. Implement appropriate metrics to drive accountability and improvement. Regulatory Compliance: Stay informed about relevant industry regulations and standards related to semiconductor manufacturing. Ensure supplier compliance with regulatory requirements. To be more »

Quality Assurance in South London! Location: South London Salary: £30,000 - £33,000 per annum Are you passionate about ensuring quality and compliance in the workplace? Do you have experience in auditing and a positive attitude? We are currently seeking a dedicated Quality Assurance Auditor to join our team … in South London for large food manufacturer. In this role, you will play a key part in maintaining our high standards and ensuring regulatory compliance through effective auditing practices. Key Responsibilities: Conduct thorough audits of our processes, procedures, and documentation to assess compliance with regulatory standards … guidance and support to staff on quality assurance processes and procedures. Assist with the development and maintenance of quality management systems to ensure ongoing compliance with relevant regulations. Qualifications and Experience: Previous experience in a quality assurance role, with a focus on auditing. Knowledge of quality management systems and more »

policies, standards, and best practices to ensure the accuracy, consistency, security, and privacy of data across the organization. Develop data quality metrics and monitor compliance with regulatory requirements. Data Architecture: Define and maintain the organization's data architecture, including data models, schemas, and taxonomies. Evaluate and select appropriate … a leadership role. Proven track record of developing and implementing data strategies that drive business growth and innovation. Deep understanding of data governance principles, regulatory compliance requirements, and industry best practices. Strong technical proficiency in data modeling, SQL, ETL tools, data visualization tools, and advanced analytics techniques (e.g. more »

Vice President Compliance Investment Banking London – Up to £100,000 Gresham Hunt has been mandated by our UK Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group, with a strong worldwide presence. Their Investment Banking division specialises in the … Fixed Income and FX markets, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position, where you will be expected to help advise on policies and procedures for their capital markets activities. You will … be responsible for providing timely and accurate advice to the trading floor, and train colleagues on compliance matters. The successful candidate will have: 5+ years’ regulatory compliance experience within an advisory capacity in an investment, commercial, or wholesale bank Good knowledge of Debt Capital Markets and/ more »

As the Operational Launch Project Manager, you will oversee the entire launch process, from initial planning stages to post-launch evaluations, ensuring seamless and regulatory compliance and will be responsible for the delivery of physical product to the market according to operational and desired commercial timelines. This is … specialty products, defining project timelines, milestones, and deliverables to ensure timely product launches. Collaborate effectively with numerous internal local and global functions such as regulatory affairs, Artwork teams, quality assurance and supply chain as well as external partners like CDMOs to achieve objectives and ensure adequate product availability for … launch. Ensure compliance with regulatory & GMP/GDP requirements for generic & specialty drug launches in relevant markets. Establish key performance indicators (KPIs) to track launch performance and evaluate post launch success metrics. About You: At STADA we celebrate diversity as Uniqueness. Everyone is unique and we recognise our more »

controls, authentication mechanisms, and intrusion detection. Risk Assessment: perform risk assessments to evaluate the potential impact of cybersecurity threats and develop risk mitigation strategies. Regulatory Compliance: ensure compliance with relevant automotive cybersecurity standards, such as ISO/SAE 21434 and SAE J3061. Key Requirements: Bachelor's or more »

BettingJobs is working with a UKGC licensed sportsbook operator who are currently looking to add a Compliance Manager to their team. Responsibilities: Ensure regulatory compliance and adherence to relevant authorities’ requirements. Stay updated on legislative changes and provide guidance on potential impacts, developing action plans as needed. … Establish and enforce processes to meet regulatory standards, promoting compliance within the organization and addressing issues. Manage risk according to industry standards, particularly for the UK market. Conduct internal audits and training to support compliance with gambling license conditions and codes of practice. Provide regular reports and more »

Our client are leading the way in energy delivery and are currently looking for Cyber Security and Regulatory Compliance Managers who will ensure that our client is compliant with all relevant regulations. The successful candidate will manage the collation and submission of all relevant documentation to the authorities … to develop and manage a broad range of relationships across the ,clients business as well as with OT and IT teams, and with external regulatory bodies and industry peers. Due to the complexity of the environment and the frequently changing regulatory requirements, the ideal candidate will need to … be able to think both strategically, for long-term effective management of compliance, and tactically in order to deliver our input to OFGEM processes in a timely manner. Key Responsibilities: Ensure that the organisation complies with legal and regulatory requirements. Analyse changes in legislation or regulation and assesses more »

and play a pivotal role in ensuring the security and integrity of our systems and data. The ideal candidate will be responsible for leading compliance assessment and enforcement efforts, designing and implementing robust security architectures, managing threat detection and response activities, and overseeing identity and access management initiatives. Responsibilities … Conduct compliance assessments and enforce security policies and standards to ensure adherence to regulatory requirements and industry best practices. Design, implement, and maintain security architectures that protect our systems and data from cybersecurity threats and vulnerabilities. Lead threat detection and response efforts, including monitoring and analyzing security events … Security, or related field. Advanced degree or relevant certifications (e.g., CISSP, CISM, CEH) preferred. Proven experience as a Security Engineer, with a focus on compliance assessment, security architecture, threat detection and response, and identity and access management. Deep understanding of cybersecurity principles, methodologies, and technologies, with hands-on experience more »

minimum of 10 years relevant experience. Principle Duties & Accountabilities Inspection of all project tender documentation to identify risk, establish deliverables and to ensure bid compliance and construction compliance Carry out site visits and inspections as required The preparation of any necessary scope documents for surveys, investigations and preconstruction … regulatory compliance trackers Preparation of Tender design briefs for designers & subcontractors/suppliers Obtaining and budgetary management of tender design fee proposals and preparation of detailed design fee estimates Preparation of tender submissions, including document formulation and collation Tender design planning & programming Develop innovative design solutions to meet … design and the management of any required RFIs Review of designs on behalf of BCL, including interrogating drawings and other technical documentation to ensure compliance Leading the evaluation of value added options and participation in value engineering meetings at bid and construction stage Liaison with project tender staff to more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

head office once per week, but potentially flexible*** Responsibilities: Cultivate a superior user experience environment and support Modern Workplace and Digital Transformation initiatives. Ensure compliance with legal and company health and safety policies and data protection regulations. Architect, deploy, and administer Microsoft 365 services, including Exchange Online, SharePoint Online … Monitor and optimize Microsoft 365 services, generate performance reports, and stay updated on the latest features and best practices. Enforce data governance policies for regulatory compliance, conduct audits, and collaborate with legal and compliance teams to address compliance-related issues. Act as a face of the more »

THE COMPANY: Our client is a leading international bank based in the City and are looking for an experienced regulatory support individual to join them on a 12 month FTC. THE RESPONSIBILITIES: To lead, develop and manage the operational & regulatory support team. To review and analyse upcoming regulatory compliance requirements. e.g. CoP (Confirmation of Payee); To develop strong relationships with compliance stakeholders across the business; To identify emerging risks To oversee and lead regulatory change initiatives To lead reporting on risk matters to ensure the business meets its reporting obligations To design and update … policies To implement any findings of internal and external auditors and to incorporate any necessary updates to procedures; To assist in the resolution of compliance problems following appropriate internal processes; To oversee initial customer due diligence based on bank systems of record To ensure customer files are up-to more »

scenarios, and sensitivity analyses to assess potential impacts on the trading desk and overall financial stability. Development and maintenance of the VaR model. 5. Regulatory Compliance: Stay abreast of regulatory requirements and industry best practices related to market risk management, ensuring compliance with relevant regulations and … and develop a team of risk professionals. - Excellent analytical skills, with proficiency in quantitative analysis, statistical modelling, and risk assessment techniques. - Solid understanding of regulatory requirements related to market risk management (e.g., Basel III, FRTB). - Advanced proficiency in programming languages such as Python. - Exceptional communication skills, with the more »

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC The Client We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have … emerging markets space, offering their clients a range of banking services. THIS ROLE IS A 6 MONTH FIXED TERM CONTRACT. Responsibilities Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. Ensure … that the Firm complies with its regulatory requirements as a regulated business. Conduct periodic internal reviews and investigations. Maintain and enhance the existing compliance management system, including but not limited to all relevant management structures and business procedures and manuals (including the Firm’s Compliance Handbook for more »

of users globally, including the world's largest freight forwarders. We are dedicated to delivering efficiency, transparency, and confidence through our Governance, Risk, and Compliance (GRC) framework. The Opportunity: We are in search of an experienced Governance, Risk, and Compliance (GRC) Consultant to join our dynamic team. As … security questionnaires. Qualifications and Desired Experience: 3-5 years of hands-on experience in GRC, with a focus on acquisition integration. Strong knowledge of regulatory compliance requirements, risk management frameworks, and industry best practices. Familiarity with ISO 27001, NIST, SOC industry frameworks and standards, GDPR, and privacy frameworks. more »

the design and implementation of key security controls. Deliver related communications, training, and awareness. Partnering with teams across technology and the business to ensure compliance requirements are understood. Coordinating engagements with internal and external auditors. Support third-party assessments including due diligence activity, compliance questionnaires, vendor assurance, and … RFPs. Developing and maintaining ISMS. Maintaining processes and documentation to support compliance in a manner that can be evidenced in relation to industry and regulatory drivers such as ISO27001 and SOC2 and driving appropriate improvements. Conducting assurance testing on control effectiveness and providing recommendations. Monitoring and reporting on … compliance gaps. Essential Experience Experience in Operational/Non-financial Risk, preferably in the financial service or technology space. Knowledge of security, industry, and regulatory compliance frameworks and drivers such as NIST, ISO, SOC2, GDPR. The ability to identify, analyse and propose risk mitigating actions risks in more »