Compliance Officer - Communications Surveillance, Analyst
- Location
- Greater London, England, United Kingdom
potential conduct, regulatory, and reputational risks.Working closely with colleagues across EMEA, APAC, and the Americas, the role will involve partnering with Compliance, Front Office, and other control functions to investigate alerts, support regulatory enquiries, and contribute to the ongoing enhancement of the firm’s surveillance framework. The Analyst … across Compliance and the business. Strong record-keeping and documentation skills. Experience interpreting regulatory requirements and translating them into practical surveillance outcomes. Proficiency with Microsoft Office and data analysis tools. Experience with industry surveillance platforms and monitoring tools. Knowledge of electronic communications surveillance programmes. Exposure to Trade ...